Financial Regulatory Expert

Company OverviewQHire Ltd is a leading financial services company that prioritizes regulatory compliance.Job DescriptionKey Responsibilities:Draft and Revise Policies: Develop, implement, and maintain comprehensive compliance manuals and policies to ensure adherence to regulatory requirements.Advisory Role: Provide expert guidance on company-related matters...

Company Overview:Ashford Benjamin Ltd is a leading financial services company dedicated to excellence in the markets business.Job Description:We are seeking a highly skilled Regulatory Compliance Expert to join our team in APAC. The successful candidate will be accountable for the Sales and Trading Compliance program, providing advice on regulatory...

Key ResponsibilitiesPrepare compliance updates for stakeholders, including tracking information around incidents, interactions, and regulatory communications.Work closely with the Hong Kong and regional compliance officers to manage regulatory risk in line with the global Compliance framework.Design, implement, and manage processes that support the...

About UsHARBRIDGE PARTNERS is a leading employment agency that provides top talent to the financial services industry.We are currently seeking an experienced Compliance Expert to join our team in Hong Kong.Job DescriptionThe Compliance Expert will be responsible for overseeing and advising on all Hong Kong-related compliance and regulatory matters,...

About The OpportunityThe Sanctions Advisory Team is a key part of our global compliance framework, ensuring that our business adheres to complex and evolving sanctions regulations across multiple jurisdictions. We are responsible for staying ahead of regulatory developments, providing critical decision-making support on escalated alerts, and offering...

We are seeking a highly experienced Governance, Risk, and Regulatory Expert to join our team. In this role, you will be responsible for highlighting significant matters for the attention of senior management and senior risk committees, and actively participating in key committees through standing membership/attendance.Your key responsibilities will...

MUFG values its employees as key assets fundamental to our long-term growth and success. We're an equal opportunity employer, committed to hiring based on merit and organizational fit, regardless of race, religion, or gender. Discover your opportunity with us!About the Role:Manage preparation and submission of HKMA banking returns, surveys, and regulatory...

Job DescriptionWe are looking for an experienced Regulatory Affairs Specialist, Asia Pacific Region to join our team at Accuray Asia Ltd.The primary responsibility of this role is to support obtaining medical device pre-market regulatory approvals to ensure market access for Accuray products and services in Asia Pacific.The key areas of focus for this...

About the RoleThis is an exciting opportunity to join Societe Generale de Surveillance SA as the Regional Head of Capital Markets Regulatory Surveillance (SUR/CMS) in the Asia-Pacific region. The successful candidate will be responsible for developing and implementing a compliance surveillance strategy and processes, leveraging data-driven performance...

The Financial Times is a leading news organisation globally recognised for its authority, integrity and accuracy. With a mission to deliver quality information and services worldwide, curiosity thrives and ambitious thinking is rewarded.In our warm, collaborative culture, you'll connect with a diverse community of experts who support your growth, career...

About the JobWe are looking for an experienced Financial Solutions Expert to join our Hong Kong office and support the closure of our sales prospects for our OneSumX Finance, Risk and Regulatory solutions within the APAC region.You will report to the Head of Presales, Asia Pacific, and work closely with the team to address key challenges generated during the...

Derivatives Legal ExpertLarson Maddox is recruiting a highly experienced Legal Vice President to join our team in Hong Kong. The ideal candidate will have a strong background in legal matters with a minimum of 8 years of relevant experience, including expertise in over-the-counter (OTC) derivatives.This role is crucial in ensuring our operations comply with...

Job Description:A regulatory compliance specialist is required by Ashford Benjamin Ltd to provide expert advice on regulatory matters to the company's licensed entities and fund business in the Asia Pacific region.Key Responsibilities:Monitor relevant regulatory changes and developments, implement related policies and procedures, support new business...

Company OverviewConnectedGroup is a global insurance company that aims to enhance compliance initiatives at both regional and local levels.SalaryThe successful candidate will receive a competitive salary package.Job DescriptionWe are seeking a Compliance Manager to develop and implement compliance policies and procedures, support the execution of compliance...

We are seeking a seasoned Senior Risk & Regulatory Compliance consultant to join our team in Hong Kong. As part of our Financial Services work stream, you will participate in projects with leading banks and institutions, conducting regulatory compliance reviews, internal control assessments, and providing risk management advisory services.With a strong...

About Dah Sing Group The Dah Sing Financial Group is a leading financial services conglomerate in Hong Kong, offering a wide range of banking and insurance services through its extensive network of over 70 branches across Hong Kong, Macau, and Mainland China. We value a culture of care, teamwork, and progressiveness. We recognize that every individual is...

Job OverviewHang Seng Bank Limited is a leading financial institution in Hong Kong, committed to service excellence and continually enhancing its performance for customers. We seek high-calibre talent to join our Risk and Compliance Division.About the RoleThe Head of Risk Steward Oversight will be responsible for ensuring that Hang Seng's operations...

About Pure Hong Kong:Pure Hong Kong is a leading financial institution dedicated to providing exceptional services to our clients.We are committed to upholding the highest standards of compliance and regulatory excellence.Job Description:The Compliance Specialist will be responsible for managing SFC licensing processes, ensuring all employees comply with...

The Financial Times is a leading news organisation globally recognised for its authority, integrity and accuracy. We are committed to delivering quality information and services worldwide.Our culture thrives on curiosity and ambitious thinking. Here, you'll have the opportunity to reach millions, create work that matters and deliver impartial journalism in a...

Ashford Benjamin is seeking a Regulatory Expert to support their Hong Kong team in asset management compliance. This is an exceptional opportunity for experienced professionals to expand their expertise in the APAC region.The successful candidate will play a key role in providing compliance advisory services to fund businesses, managing employee compliance...