Financial Regulatory Expert

At the Accounting and Financial Reporting Council (AFRC), we strive to maintain the highest standards of financial reporting in Hong Kong.Job RequirementsWe seek a highly skilled Financial Reporting Quality Assurance Expert to join our team. The successful candidate will be responsible for ensuring the quality of financial reporting by firms subject to our...

About the RoleWe are seeking a highly skilled Regulatory Compliance Expert to join our team at Unicorn Advisor (HK) Limited.Key Responsibilities:Provide expert guidance and support on compliance matters related to daily operations and new business initiatives.Review and maintain internal policies and procedures to ensure adherence to regulatory...

About UsHARBRIDGE PARTNERS is a leading employment agency that provides top talent to the financial services industry.We are currently seeking an experienced Compliance Expert to join our team in Hong Kong.Job DescriptionThe Compliance Expert will be responsible for overseeing and advising on all Hong Kong-related compliance and regulatory matters,...

About The OpportunityThe Sanctions Advisory Team is a key part of our global compliance framework, ensuring that our business adheres to complex and evolving sanctions regulations across multiple jurisdictions. We are responsible for staying ahead of regulatory developments, providing critical decision-making support on escalated alerts, and offering...

We are seeking a highly experienced Governance, Risk, and Regulatory Expert to join our team. In this role, you will be responsible for highlighting significant matters for the attention of senior management and senior risk committees, and actively participating in key committees through standing membership/attendance.Your key responsibilities will...

Regulatory Compliance and Licensing ManagerTbwa Chiat/Day Inc is looking for a highly skilled Regulatory Compliance and Licensing Manager to help us navigate the complexities of digital assets. As a key member of our team, you will play a crucial role in ensuring our compliance with global regulations and identifying new opportunities for growth.Your...

About UsThe Accounting and Financial Reporting Council (AFRC) is a leading regulator in Hong Kong, responsible for ensuring high-quality accounting and financial reporting practices.Job SummaryWe are looking for a highly skilled Director of Regulatory Affairs to join our team. The successful candidate will be responsible for providing strategic guidance on...

Job DescriptionWe are looking for an experienced Regulatory Affairs Specialist, Asia Pacific Region to join our team at Accuray Asia Ltd.The primary responsibility of this role is to support obtaining medical device pre-market regulatory approvals to ensure market access for Accuray products and services in Asia Pacific.The key areas of focus for this...

About the RoleThis is an exciting opportunity to join Societe Generale de Surveillance SA as the Regional Head of Capital Markets Regulatory Surveillance (SUR/CMS) in the Asia-Pacific region. The successful candidate will be responsible for developing and implementing a compliance surveillance strategy and processes, leveraging data-driven performance...

Job Description:A regulatory compliance specialist is required by Ashford Benjamin Ltd to provide expert advice on regulatory matters to the company's licensed entities and fund business in the Asia Pacific region.Key Responsibilities:Monitor relevant regulatory changes and developments, implement related policies and procedures, support new business...

About Dah Sing Group The Dah Sing Financial Group is a leading financial services conglomerate in Hong Kong, offering a wide range of banking and insurance services through its extensive network of over 70 branches across Hong Kong, Macau, and Mainland China. We value a culture of care, teamwork, and progressiveness. We recognize that every individual is...

We are seeking a seasoned Senior Risk & Regulatory Compliance consultant to join our team in Hong Kong. As part of our Financial Services work stream, you will participate in projects with leading banks and institutions, conducting regulatory compliance reviews, internal control assessments, and providing risk management advisory services.With a strong...

Job OverviewHang Seng Bank Limited is a leading financial institution in Hong Kong, committed to service excellence and continually enhancing its performance for customers. We seek high-calibre talent to join our Risk and Compliance Division.About the RoleThe Head of Risk Steward Oversight will be responsible for ensuring that Hang Seng's operations...

Company Overview:At JC Executive Search, we pride ourselves on being a leading recruitment agency in the financial services industry. Our team of experts has years of experience in finding top talent for our clients, and we are committed to providing exceptional service.We are currently seeking a Compliance Manager to join our team. The successful candidate...

Job DescriptionOverview:Ashford Benjamin Ltd seeks a seasoned Regulatory Compliance Expert to oversee the APAC Control Room and Research Compliance function.Responsibilities:Provide compliance clearance on Investment Research against Watch and Restricted Lists, maintaining transactional/role disclosures.Develop a compliance framework, policies, procedures,...

A premier financial institution in the APAC region seeks an experienced Compliance Expert to join their team. As a senior member of the compliance department, you will be responsible for providing strategic guidance to fund businesses, managing compliance risks, and developing effective compliance programs.Candidates should have at least 3 years of...

HARBRIDGE PARTNERS is seeking a Financial Services Compliance Expert to join our team. This role will involve working closely with senior management to implement and maintain robust Anti-Money Laundering (AML) programs for our clients.The ideal candidate will have experience in regulatory compliance, particularly in AML, and be able to analyze complex data...

About the RoleThis Financial Modeling Expert position is designed for individuals who can develop and maintain complex financial models for infrastructure investment evaluation.Candidates should have a solid understanding of financial instruments, including bonds, stocks, and derivatives.A background in investment banking or asset management is highly...

About Northern Trust: Northern Trust, a global leader in financial services, is committed to providing innovative solutions and expert guidance to individuals, families, and institutions. With over 130 years of experience, we serve the world's most sophisticated clients using cutting-edge technology and exceptional service.Role Summary:The Senior Compliance...

Regulatory Affairs Specialist, Asia Pacific RegionWe are seeking a highly skilled Regulatory Affairs Specialist, Asia Pacific Region to support the obtaining of medical device pre-market regulatory approvals and ensure market access for Accuray products and services in Asia Pacific.This position will author regulatory submissions in Asia Pacific through...