Regulatory Compliance Officer

Job DescriptionCompany OverviewAll-Star Agency, a leading local retail bank in Hong Kong, seeks a highly skilled Regulatory Reporting Manager to join our team. As a critical checker role, you will report directly to the team head and play a pivotal part in ensuring the integrity and compliance of our regulatory reporting processes.Key...

Job Title: Compliance OfficerJob Summary:We are seeking a highly skilled Compliance Officer to join our team at CICC. The successful candidate will be responsible for providing compliance coverage to our Equities, FICC, and Wealth Management business activities conducted from Hong Kong.Key Responsibilities:Provide compliance advisory to the Equities, FICC,...

Job SummaryWe are seeking a highly skilled Officer, Regulatory Compliance Services to join our team at Corporation Service Company.Your Key ResponsibilitiesPerform Anti-Money Laundering (AML)/Counter-Terrorism Financing (CTF) checks and follow up with investors on required Know Your Customer (KYC) documents, including FATCA/CRS-related forms and...

Ashford Benjamin Ltd is seeking a highly skilled Regulatory Compliance Officer to join our team in the APAC region.Job SummaryThe successful candidate will be responsible for ensuring compliance with regulatory requirements across all aspects of our business, with a focus on Investment Research and Corporate Banking.Main Responsibilities:Providing compliance...

At Allspring Global Investments, we are seeking a Compliance Officer to join our team in Hong Kong or Singapore. As a key member of our compliance team, you will be responsible for ensuring that our business operations align with applicable laws, regulations, and internal policies.About UsAllspring Global Investments is a leading independent asset management...

Job DescriptionAIA International Limited is seeking a seasoned Compliance Officer to join our team. As a key member of our compliance function, you will play a vital role in ensuring the effective implementation of regulatory compliance framework and policies across all entities under our oversight.About the RoleThis position supports the Head of Corporate...

**Job Title:** Executive Compliance Officer - Regulatory Affairs**Location:** HKMC Annuity Limited**Salary:** HK$700,000 - HK$1,100,000 per annum, depending on experience.About Us:HKMC Annuity Limited is a leading provider of annuity products in Hong Kong. We are committed to providing our customers with reliable and innovative solutions to meet their...

Job DescriptionWe are seeking a highly skilled Regulatory Compliance Officer to join our team in Hong Kong. As a key member of our Corporate Finance division, you will be responsible for ensuring compliance with all relevant regulations and laws.Company OverviewOur client is a leading investment bank that provides a range of financial services to clients...

We are seeking a seasoned Regulatory Compliance Manager to join our team at Recruitment Intelligence Consultants Limited.About the RoleThis is a high-profile position that requires strong leadership, excellent communication, and interpersonal skills. As a Regulatory Compliance Manager, you will be responsible for overseeing various initiatives and projects...

Hex Trust is a leading digital asset custodian, licensed and insured to provide secure and compliant solutions for the Web3 ecosystem.Job SummaryWe are seeking a highly skilled Responsible Officer to oversee the maintenance and application of SFC Type 1 and 4 licenses, ensuring compliance with Hong Kong securities and futures regulations.Duties and...

Citi is a global leader in financial services, and we're committed to supporting your growth and development. As a VP, Equities Compliance Officer, you'll have the opportunity to expand your skills and make a difference at one of the world's most respected banks.We're currently looking for a high caliber professional to join our team based in Central, Hong...

At QHire Ltd, we are seeking a highly skilled Compliance Associate/AVP to join our team.About the RoleWe are looking for a seasoned compliance professional to support our business operations and ensure that we maintain the highest standards of regulatory compliance.The successful candidate will be responsible for drafting and revising our compliance manual...

We are seeking a seasoned Regulatory Compliance Officer to join our team at Bank of China (Hong Kong) Limited. As a key member of our compliance department, you will play a vital role in ensuring the bank's adherence to anti-money laundering (AML), combating the financing of terrorism (CFT), and sanctions regulations.Job DescriptionThe ideal candidate will...

About the PositionWe're looking for a diligent Regulatory Compliance Expert to join our Legal and Compliance team at Jane Street. This role involves ensuring our Asia offices operate in compliance with local, APAC, and international regulations. You'll be responsible for regulatory filings, trade surveillance, monitoring tasks, and overseeing control room...

Company Overview: Hong Kong Exchanges and Clearing Limited is a purpose-driven company that aims to connect, promote, and progress its markets and the communities they support. With a commitment to long-term development, HKEX strives to provide greater choice and opportunity for its customers.About the Role:We are seeking a skilled Chief Compliance Officer -...

Head of Compliance Hong KongJob SummaryThe Head of Compliance Hong Kong will oversee and advise on all Hong Kong-related compliance and regulatory matters. This includes being the primary liaison to the SFC exchanges and other regulatory bodies, researching and interpreting compliance with laws, regulations, and guidance, and managing the implementation of...

Job Title: Compliance Manager - Regulatory ExpertAt Bank Of China (Hong Kong) Limited, we are seeking a highly skilled Compliance Manager - Regulatory Expert to join our team.Key Responsibilities:* Provide advisory services to business units regarding regulatory compliance issues on new products/services and business propositions* Participate and assist in...

About CitiCiti is a global bank with a long history of innovation and leadership in the financial industry. With a presence in over 160 countries, we offer a wide range of financial products and services to individuals, businesses, and institutions.Job DescriptionWe are currently seeking a highly skilled Global Compliance Risk Officer - Regulatory Expert to...

The OpportunityWe are seeking a seasoned Compliance Officer to join our team at Pure Hong Kong, as a key member in the regional compliance function. This role will be responsible for providing expert regulatory advice across our capital markets and institutional banking business.As a specialist in local regulatory requirements and financial products, you...

Job SummaryWe are seeking an experienced Senior Regulatory Compliance Manager to join our team at Recruitment Intelligence Consultants Limited.About the RoleThis is a fantastic opportunity for a highly motivated and experienced professional to lead and manage initiatives to ensure compliance with legal and regulatory requirements in the Asia Pacific region....