Regulatory Compliance Officer

7 hours ago

Hong Kong, Central and Western District, Hong Kong SAR China Bank Of China (Hong Kong) Limited Full time

We are seeking a seasoned Regulatory Compliance Officer to join our team at Bank of China (Hong Kong) Limited. As a key member of our compliance department, you will play a vital role in ensuring the bank's adherence to anti-money laundering (AML), combating the financing of terrorism (CFT), and sanctions regulations.

Job Description

The ideal candidate will have a strong background in banking and finance, with a deep understanding of regulatory requirements and risk management principles. Your primary responsibilities will include:

  • Reviewing customer profiles, KYC documents, and transaction data to identify potential risks and ensure compliance with relevant regulations;
  • Updating and maintaining accurate customer information, verifying identities, and providing advice on complex transactions;
  • Monitoring customer review progress, including regular reviews and trigger event reviews, to ensure timely completion and accuracy;
  • Collaborating with senior management to develop and implement effective AML/CFT/Sanctions compliance programs, policies, and procedures;
  • Preparing and delivering training sessions for employees on AML/CFT/Sanctions related topics;
  • Performing gap analysis and updating policies and procedures to reflect changes in regulatory requirements and audit reports.

You will work closely with cross-functional teams, including business units, risk management, and audit, to ensure seamless implementation of compliance initiatives.

Requirements

To succeed in this role, you should possess:

  • A Bachelor's degree in Banking and Finance, Business Administration, or a related field;
  • Relevant qualification in CAMS or AAMLP Core Level is an advantage;
  • A minimum of 3 years' experience in regulatory compliance, preferably in a banking environment;
  • Excellent knowledge of general banking operations, legal and regulatory context, and risk management principles;
  • Proficiency in Microsoft Office, including Word, Excel, and PowerPoint, as well as Chinese word processing;
  • Strong communication and presentation skills, with the ability to convey complex ideas to both technical and non-technical audiences;
  • Good command of both written and spoken English and Chinese, with knowledge of Mandarin being an advantage.

Our company offers a competitive salary package, ranging from HKD $60,000 to HKD $120,000 per month, depending on qualifications and experience. This estimate is based on industry standards and takes into account the location and required skills and qualifications.

Please note that all applications will be treated with strict confidence. If you are a motivated and detail-oriented individual looking for a challenging role in regulatory compliance, we encourage you to apply.

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