Regulatory Compliance Services Officer

Job DescriptionCompany OverviewAll-Star Agency, a leading local retail bank in Hong Kong, seeks a highly skilled Regulatory Reporting Manager to join our team. As a critical checker role, you will report directly to the team head and play a pivotal part in ensuring the integrity and compliance of our regulatory reporting processes.Key...

Job Title: Compliance OfficerJob Summary:We are seeking a highly skilled Compliance Officer to join our team at CICC. The successful candidate will be responsible for providing compliance coverage to our Equities, FICC, and Wealth Management business activities conducted from Hong Kong.Key Responsibilities:Provide compliance advisory to the Equities, FICC,...

Ashford Benjamin Ltd is seeking a highly skilled Regulatory Compliance Officer to join our team in the APAC region.Job SummaryThe successful candidate will be responsible for ensuring compliance with regulatory requirements across all aspects of our business, with a focus on Investment Research and Corporate Banking.Main Responsibilities:Providing compliance...

Job DescriptionWe are seeking a highly skilled Regulatory Compliance Officer to join our team in Hong Kong. As a key member of our Corporate Finance division, you will be responsible for ensuring compliance with all relevant regulations and laws.Company OverviewOur client is a leading investment bank that provides a range of financial services to clients...

At Allspring Global Investments, we are seeking a Compliance Officer to join our team in Hong Kong or Singapore. As a key member of our compliance team, you will be responsible for ensuring that our business operations align with applicable laws, regulations, and internal policies.About UsAllspring Global Investments is a leading independent asset management...

**Job Title:** Executive Compliance Officer - Regulatory Affairs**Location:** HKMC Annuity Limited**Salary:** HK$700,000 - HK$1,100,000 per annum, depending on experience.About Us:HKMC Annuity Limited is a leading provider of annuity products in Hong Kong. We are committed to providing our customers with reliable and innovative solutions to meet their...

Job DescriptionAIA International Limited is seeking a seasoned Compliance Officer to join our team. As a key member of our compliance function, you will play a vital role in ensuring the effective implementation of regulatory compliance framework and policies across all entities under our oversight.About the RoleThis position supports the Head of Corporate...

Citi is a global leader in financial services, and we're committed to supporting your growth and development. As a VP, Equities Compliance Officer, you'll have the opportunity to expand your skills and make a difference at one of the world's most respected banks.We're currently looking for a high caliber professional to join our team based in Central, Hong...

We are seeking a seasoned Regulatory Compliance Manager to join our team at Recruitment Intelligence Consultants Limited.About the RoleThis is a high-profile position that requires strong leadership, excellent communication, and interpersonal skills. As a Regulatory Compliance Manager, you will be responsible for overseeing various initiatives and projects...

Hex Trust is a leading digital asset custodian, licensed and insured to provide secure and compliant solutions for the Web3 ecosystem.Job SummaryWe are seeking a highly skilled Responsible Officer to oversee the maintenance and application of SFC Type 1 and 4 licenses, ensuring compliance with Hong Kong securities and futures regulations.Duties and...

At QHire Ltd, we are seeking a highly skilled Compliance Associate/AVP to join our team.About the RoleWe are looking for a seasoned compliance professional to support our business operations and ensure that we maintain the highest standards of regulatory compliance.The successful candidate will be responsible for drafting and revising our compliance manual...

Job Role: Risk & Regulatory Compliance Specialist We are seeking a seasoned Regulatory Compliance Specialist with a background in Financial Services to join our team. This role will involve contributing to the delivery of projects focused on Risk & Regulatory topics across various domains. Responsibilities: Participate in projects with leading banks and...

About the PositionWe're looking for a diligent Regulatory Compliance Expert to join our Legal and Compliance team at Jane Street. This role involves ensuring our Asia offices operate in compliance with local, APAC, and international regulations. You'll be responsible for regulatory filings, trade surveillance, monitoring tasks, and overseeing control room...

Job Title: Compliance Officer for Investment ServicesThe ConnectedGroup Limited is seeking a talented individual to join their team as a Compliance Officer for Investment Services. This role involves working closely with the COO and CCO to ensure compliance with existing ARP Compliance policies.Key Responsibilities:Conduct daily compliance monitoring,...

Job Title: Compliance Manager - Regulatory ExpertAt Bank Of China (Hong Kong) Limited, we are seeking a highly skilled Compliance Manager - Regulatory Expert to join our team.Key Responsibilities:* Provide advisory services to business units regarding regulatory compliance issues on new products/services and business propositions* Participate and assist in...

Head of Compliance Hong KongJob SummaryThe Head of Compliance Hong Kong will oversee and advise on all Hong Kong-related compliance and regulatory matters. This includes being the primary liaison to the SFC exchanges and other regulatory bodies, researching and interpreting compliance with laws, regulations, and guidance, and managing the implementation of...

At Corporation Service Company, we are committed to providing top-notch Regulatory and Compliance Services that meet the evolving needs of our clients. Our team based in Hong Kong is dedicated to delivering exceptional services, including on-boarding processes and provision of FATCA/CRS services across various jurisdictions.Your ResponsibilitiesPerform...

Company Overview: Hong Kong Exchanges and Clearing Limited is a purpose-driven company that aims to connect, promote, and progress its markets and the communities they support. With a commitment to long-term development, HKEX strives to provide greater choice and opportunity for its customers.About the Role:We are seeking a skilled Chief Compliance Officer -...

At Citi, we have a rich history of providing innovative financial services and products to our clients. With over 200 years of experience, we've established an unparalleled global network that connects millions of people across hundreds of cities and countries every day.We provide a broad range of financial services and products to our clients - whether they...

The Bank of China (Hong Kong) Limited seeks a highly skilled Regulatory Compliance Expert to join its team. As a key member of the compliance function, you will play a crucial role in ensuring the bank's adherence to regulatory requirements and industry standards.Job OverviewThis is an exciting opportunity for a seasoned compliance professional to leverage...