Regulatory Compliance Manager
2 days ago
Hex Trust is a leading digital asset custodian, licensed and insured to provide secure and compliant solutions for the Web3 ecosystem.
Job Summary
We are seeking a highly skilled Responsible Officer to oversee the maintenance and application of SFC Type 1 and 4 licenses, ensuring compliance with Hong Kong securities and futures regulations.
Duties and Responsibilities
- Act as a Responsible Officer, supervising regulated activities and owning the SFC Type 1 and 4 license application and maintenance processes.
- Liaise with the Securities and Futures Commission (SFC) and/or other regulatory bodies.
- Develop and implement a comprehensive plan to ensure compliance with all relevant regulatory requirements for the licenses.
- Conduct thorough reviews of the Company's operations, policies, and procedures to ensure alignment with required regulatory standards.
- Collaborate with internal stakeholders to obtain the necessary information and documentation for the license applications.
- Coordinate and respond to enquiries or requests from the SFC.
- Stay updated on changes in regulatory requirements and industry best practices related to the SFC Type 1 and 4 licensing.
- Provide guidance and advice on licensing matters, ensuring ongoing compliance with regulatory obligations.
- Establish and maintain strong relationships with external legal and compliance professionals as necessary.
Requirements
The ideal candidate will be a current holder of Type 1 and Type 4 licenses, with a minimum of 10 years of relevant experience in the financial services industry, specifically in licensing and regulatory compliance.
Benefits
Hex Trust offers a competitive salary, bonuses, and a range of benefits, including paid time off, flexible work arrangements, and access to corporate discounts and employer perks.
As a responsible and inclusive employer, Hex Trust values diversity and is committed to creating a supportive and inclusive work environment.
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