Regulatory Compliance Manager
1 month ago
Hex Trust is a leading digital asset custodian, licensed and insured to provide secure and compliant solutions for the Web3 ecosystem.
Job Summary
We are seeking a highly skilled Responsible Officer to oversee the maintenance and application of SFC Type 1 and 4 licenses, ensuring compliance with Hong Kong securities and futures regulations.
Duties and Responsibilities
- Act as a Responsible Officer, supervising regulated activities and owning the SFC Type 1 and 4 license application and maintenance processes.
- Liaise with the Securities and Futures Commission (SFC) and/or other regulatory bodies.
- Develop and implement a comprehensive plan to ensure compliance with all relevant regulatory requirements for the licenses.
- Conduct thorough reviews of the Company's operations, policies, and procedures to ensure alignment with required regulatory standards.
- Collaborate with internal stakeholders to obtain the necessary information and documentation for the license applications.
- Coordinate and respond to enquiries or requests from the SFC.
- Stay updated on changes in regulatory requirements and industry best practices related to the SFC Type 1 and 4 licensing.
- Provide guidance and advice on licensing matters, ensuring ongoing compliance with regulatory obligations.
- Establish and maintain strong relationships with external legal and compliance professionals as necessary.
Requirements
The ideal candidate will be a current holder of Type 1 and Type 4 licenses, with a minimum of 10 years of relevant experience in the financial services industry, specifically in licensing and regulatory compliance.
Benefits
Hex Trust offers a competitive salary, bonuses, and a range of benefits, including paid time off, flexible work arrangements, and access to corporate discounts and employer perks.
As a responsible and inclusive employer, Hex Trust values diversity and is committed to creating a supportive and inclusive work environment.
-
Regulatory Compliance Manager
4 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China Valuable Capital Limited Full timeJob Title: Regulatory Compliance ManagerWe are seeking a highly experienced Regulatory Compliance Manager to join our team at Valuable Capital Limited.About the RoleThis is an exciting opportunity for a seasoned compliance professional to lead our regulatory compliance program, ensuring that our daily operations align with Hong Kong SFC and other regulatory...
-
Regulatory Compliance Manager
3 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China Recruitment Intelligence Consultants Limited Full timeWe are seeking a seasoned Regulatory Compliance Manager to join our team at Recruitment Intelligence Consultants Limited.About the RoleThis is a high-profile position that requires strong leadership, excellent communication, and interpersonal skills. As a Regulatory Compliance Manager, you will be responsible for overseeing various initiatives and projects...
-
Regulatory Compliance Manager
1 month ago
Hong Kong, Central and Western District, Hong Kong SAR China Interactive Brokers Full timeHead of Compliance Hong KongJob SummaryThe Head of Compliance Hong Kong will oversee and advise on all Hong Kong-related compliance and regulatory matters. This includes being the primary liaison to the SFC exchanges and other regulatory bodies, researching and interpreting compliance with laws, regulations, and guidance, and managing the implementation of...
-
Compliance Manager
2 months ago
Hong Kong, Central and Western District, Hong Kong SAR China Bank Of China (Hong Kong) Limited Full timeJob Title: Compliance Manager - Regulatory ExpertAt Bank Of China (Hong Kong) Limited, we are seeking a highly skilled Compliance Manager - Regulatory Expert to join our team.Key Responsibilities:* Provide advisory services to business units regarding regulatory compliance issues on new products/services and business propositions* Participate and assist in...
-
Senior Regulatory Compliance Manager
1 month ago
Hong Kong, Central and Western District, Hong Kong SAR China Recruitment Intelligence Consultants Limited Full timeJob SummaryWe are seeking an experienced Senior Regulatory Compliance Manager to join our team at Recruitment Intelligence Consultants Limited.About the RoleThis is a fantastic opportunity for a highly motivated and experienced professional to lead and manage initiatives to ensure compliance with legal and regulatory requirements in the Asia Pacific region....
-
Regulatory Compliance Expert
4 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Projob21 Ltd. Full timeProjob21 Ltd. is seeking an experienced Regulatory Compliance Senior Manager to join its team in North Asia.About the RoleThe successful candidate will be responsible for overseeing regulatory affairs and central compliance, ensuring that all business operations are compliant with relevant regulations.Key ResponsibilitiesOversight of Regulatory Affairs and...
-
Regulatory Compliance Expert
4 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China Bank Of China (Hong Kong) Limited Full timeThe Bank of China (Hong Kong) Limited seeks a highly skilled Regulatory Compliance Expert to join its team. As a key member of the compliance function, you will play a crucial role in ensuring the bank's adherence to regulatory requirements and industry standards.Job OverviewThis is an exciting opportunity for a seasoned compliance professional to leverage...
-
Regulatory Compliance Specialist
1 month ago
Hong Kong, Central and Western District, Hong Kong SAR China IQ-EQ Full timeJob DescriptionResponsibilitiesWe are seeking a highly skilled professional to provide compliance consultancy services to clients regulated by the Securities and Futures Commission (SFC). The ideal candidate will have a strong background in regulatory compliance and exceptional client-facing abilities.Key TasksClient Management: Deliver compliance...
-
Director of Regulatory Compliance Management
4 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China Manulife Full timeAt Manulife, we are seeking a highly skilled and experienced professional to fill the role of Director of Regulatory Compliance Management.Job DescriptionWe are committed to attracting, developing, and retaining a workforce that is as diverse as the customers we serve. This position plays a critical role in ensuring that our distribution channels comply with...
-
Regulatory Compliance Specialist
4 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China Larson Maddox Full timeOur client, Larson Maddox, is a prominent player in the financial sector.We are seeking a highly skilled Regulatory Compliance Specialist to join their team. As a key member of the compliance department, you will play a pivotal role in ensuring that our institution adheres to all regulatory requirements related to anti-money laundering (AML) and overall...
-
Regulatory Compliance Professional
2 months ago
Hong Kong, Central and Western District, Hong Kong SAR China Jane Street Full timeAbout the PositionWe are seeking an experienced Compliance Risk Manager to join our Hong Kong team. This role involves collaborating closely with internal business groups to identify regulatory reporting and compliance issues related to Jane Street's Asian Business. The ideal candidate will have previous experience in legal, compliance, or regulatory...
-
Regulatory Compliance Expert
2 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China Ashford Benjamin Ltd Full time**Ashford Benjamin Ltd: A Leader in Financial Services**We are seeking an experienced Regulatory Compliance Expert to join our team. This is a fantastic opportunity to work with a leading company in the financial services industry.**About the Role**The successful candidate will be responsible for overseeing and implementing regulatory compliance, trading...
-
Regulatory Compliance Specialist
1 month ago
Hong Kong, Central and Western District, Hong Kong SAR China Strachan Clark Full timeThis opportunity is a great fit for a skilled Compliance professional looking to grow their career in a dynamic environment.About Strachan ClarkWe are a growing and progressive company that is expanding our Compliance department to support our investment activities.The RoleAs a Compliance Manager, you will be responsible for ensuring our company adheres to...
-
Regulatory Compliance Specialist
2 months ago
Hong Kong, Central and Western District, Hong Kong SAR China Hong Kong Exchanges and Clearing Limited Full timeRegulatory Policy & Markets Team Role Summary: We are seeking a skilled Regulatory Policy & Markets team member to join our Group Compliance team at HKEX. In this role, you will provide compliance and regulatory support to facilitate business matters, products, projects, and initiatives. You will assess HKEX's compliance with relevant laws and regulations,...
-
Regulatory Compliance Officer
2 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China ALL-STAR AGENCY Full timeJob DescriptionCompany OverviewAll-Star Agency, a leading local retail bank in Hong Kong, seeks a highly skilled Regulatory Reporting Manager to join our team. As a critical checker role, you will report directly to the team head and play a pivotal part in ensuring the integrity and compliance of our regulatory reporting processes.Key...
-
Hong Kong, Central and Western District, Hong Kong SAR China HKT Full timeRisk Management and Regulatory Compliance SpecialistThis role is responsible for providing risk management and regulatory compliance advisory to PCCW Group and its insurance business. The primary objective is to ensure that the relevant business teams operate in strict adherence to applicable internal policy standards and regulatory requirements.Your...
-
Regulatory Compliance Specialist
2 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China JC Executive Search Full timeJob DescriptionWe are seeking a seasoned Regulatory Compliance Specialist to join our team at JC Executive Search. As a key member of our organization, you will play a vital role in ensuring that our clients' businesses operate in compliance with relevant regulations and laws.Key Responsibilities:Draft and review documents related to compliance matters,...
-
Compliance Expert: Regulatory Risk Management
2 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China Omni Group Asia Ltd. Full timeOmni Group Asia Ltd. is seeking a highly skilled Compliance Manager to lead our regulatory risk management efforts in Hong Kong. As a key member of our team, you will play a crucial role in ensuring the company's compliance with relevant regulations and frameworks.About the RoleWe are looking for an experienced professional with a strong background in...
-
Regulatory Compliance Specialist
4 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China Bank of China Full timeJob Title: Regulatory Compliance SpecialistWe are seeking a highly skilled and experienced Regulatory Compliance Specialist to join our team at BOCHK Asset Management Ltd. The ideal candidate will have a strong background in finance, risk management, and law, with excellent communication and analytical skills.About the RoleThis is a full-time contract...
-
Regulatory Compliance Director, WPB
1 month ago
Hong Kong, Central and Western District, Hong Kong SAR China HSBC Full timeA Career with Excellence in ComplianceHang Seng Bank fosters a culture of compliance excellence, with a focus on risk management and regulatory adherence.Our Compliance team plays a vital role in ensuring our policies and practices align with regulatory requirements and industry best practices.We are seeking a high-calibre professional to join our team as...