Regulatory Compliance Manager

1 month ago


Hong Kong, Central and Western District, Hong Kong SAR China Hex Trust Full time

Hex Trust is a leading digital asset custodian, licensed and insured to provide secure and compliant solutions for the Web3 ecosystem.

Job Summary

We are seeking a highly skilled Responsible Officer to oversee the maintenance and application of SFC Type 1 and 4 licenses, ensuring compliance with Hong Kong securities and futures regulations.

Duties and Responsibilities

  • Act as a Responsible Officer, supervising regulated activities and owning the SFC Type 1 and 4 license application and maintenance processes.
  • Liaise with the Securities and Futures Commission (SFC) and/or other regulatory bodies.
  • Develop and implement a comprehensive plan to ensure compliance with all relevant regulatory requirements for the licenses.
  • Conduct thorough reviews of the Company's operations, policies, and procedures to ensure alignment with required regulatory standards.
  • Collaborate with internal stakeholders to obtain the necessary information and documentation for the license applications.
  • Coordinate and respond to enquiries or requests from the SFC.
  • Stay updated on changes in regulatory requirements and industry best practices related to the SFC Type 1 and 4 licensing.
  • Provide guidance and advice on licensing matters, ensuring ongoing compliance with regulatory obligations.
  • Establish and maintain strong relationships with external legal and compliance professionals as necessary.

Requirements

The ideal candidate will be a current holder of Type 1 and Type 4 licenses, with a minimum of 10 years of relevant experience in the financial services industry, specifically in licensing and regulatory compliance.

Benefits

Hex Trust offers a competitive salary, bonuses, and a range of benefits, including paid time off, flexible work arrangements, and access to corporate discounts and employer perks.

As a responsible and inclusive employer, Hex Trust values diversity and is committed to creating a supportive and inclusive work environment.



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