General compliance VP

Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure...

The Role VP, Head of Control Room, Legal & Compliance Division Key Accountabilities Responsible for the development and implementation of appropriate compliance process, systems and controls for the Control Room and investment banking / corporate financing (IBD) function, including staff dealing policy and monitoring, maintenance of watch and restricted...

The Role VP, Senior Legal Counsel, Legal & Compliance Key Accountabilities Assist in handling legal matters for the Sales, Trading and Research Department and Private Banking Department of the company, with focus on its Wealth Management business; Prepare and review legal contracts and documents for the company, with particular emphasis on the review and...

Hex Trust, established in 2018, offers fully regulated institutional digital asset Custody, Staking, and Markets services to builders, investors, and service providers. Drawing on the expertise of veteran banking technologists and award-winning financial services leaders, Hex Trust continues to innovate with its proprietary bank-grade platform, providing...

Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure...

Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure...

Job Description Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job...

Responsibilities: Develop, propose and manage portfolio of opportunistic investment strategies of in equities to generate return bonded by general risk guidelines Build and optimize necessary trading infrastructure to better manage strategies and improve efficiency Identify and provide facilitation to qualified clients strategically with liaison with sales...

Borderless Capital, a leader in the digital asset industry, offers cutting-edge services to institutions, investors, and service providers.About UsWe have been innovating since 2018 with our proprietary bank-grade platform, providing secure and integrated solutions.Global PresenceWe have expanded our global presence with offices in Hong Kong, Singapore,...

Responsibilities : Assist to supervise licensing related works and offer advice on licensing issues Provide compliance advice to the different business units in relation to securities brokerage and wealth management business Review and advise on legal and compliance contracts and documentation Handle and implement compliance requests with internal...

Title: HRBP, VP level (6-month contract) - Financial Services Location: Hong Kong About the Role: Our client is an US headquartered financial services firm who is looking for a seasoned HRBP (VP level) to join their team in Hong Kong. This is a 6-month contract. Looking for a candidate who is avaialble immediately.  The HRBP will serve as a strategic...

Hex Trust, established in 2018, offers fully regulated institutional digital asset Custody, Staking, and Markets services to builders, investors, and service providers. Drawing on the expertise of veteran banking technologists and award-winning financial services leaders, Hex Trust continues to innovate with its proprietary bank-grade platform, providing...

Company Profile Our client is a reputable, strong branded bank that provides various wide arrays of corporate banking products to enterprise worldwide. Their Japanese Corporate team is responsible for maintaining and developing banking business activities with Japanese companies especially belonging to industries such as ICT, Semiconductor, Electronic...

The Company Our client is one of the leading asset managers in Hong Kong and Asia Pacific, with strong compliance culture in place, provide excellent work-life balance and career prospect. They are currently looking for an experienced, knowledgeable and driven compliance professional to become part of Regional Compliance Compliance Team. The Role As a part...

CLIENT BACKGROUND We are looking for an experienced and knowledgeable IBD Compliance Specialist to join our team. The successful candidate will have extensive experience in investment banking division (IBD) product knowledge or control room operations, to work in the regional team and report to the Head of Compliance to work closely with the business team on...

As an important member of their HK Compliance Team, you will report to the Head of Compliance HK and be responsible for providing compliance advice to the Global Investment Banking Business, compliance advisory for M&A, ECM, DCM, and IPO business, ongoing compliance training for front office staff, and handling regulators' (HKEx & SFC) on-site exams and...

Responsibilities: Lead, manage or participate in internal audit engagements in relation to General and Financial Crime Compliance (including banking compliance, sanctions compliance, anti-money laundering (AML), anti-bribery and corruption, operational risk management, fraud risk management, etc.) in our Group from planning, risk assessment, fieldwork to...

VP Trade Finance Sales, Transaction Banking This foreign corporate bank in the region has a wide spectrum of banking services and products to its customers with the goal of becoming the bank of choice for Corporate customers in Asia. They are now seeking to hire a VP, Trade Finance Sales, Transaction Banking to drive revenue for the bank through customised...

Our client is a global boutique bank with both investment banking and asset management, who is looking for a financial controller to join their firm as the VP for finance reporting to an off shore Head of Finance (Asia Pac). As the sole financial accountant in Hong Kong, the successful candidate must possess strong technical skills, ideally in asset...

Settlement VP (Leading Securities) (82008) Central and Western District, Hong Kong Responsibilities: Responsible for daily activities including settlement instructions, client fund transfers, IPO and placement settlements, repo and derivatives settlements. Monitor and ensure the smoothness of settlements, especially in global equities. Communicate directly...