Head of Regulatory Compliance

about the company Our client is an expanding Crypto Exchange with a strong presence globally. about the job You will monitor the changes and development on relevant new laws, rules and regulations in the APAC region You will liaise with regulators and handle regulatory inquiries, audits, inspections, questionnaires and surveysHandle APAC compliance issues,...

Responsibilities : Reporting to the Head of Core Compliance-APAC, the Head of Compliance-Hong Kong will oversee and advise on all Hong Kong-related compliance and regulatory matters, including: Being the primary liaison to the SFC exchanges and other regulatory bodies;Researching, interpreting and advising the firm regarding compliance with laws,...

Primary Details Time Type: Full time Worker Type: Employee Primary Responsibilities Ensure appropriate and relevant advice is provided to Senior Leadership on the management of regulatory changes within the Industry Ensure corporate compliance with requisites prescribed by the laws, the Insurance Authority, Company Registry, Inland Revenue, and...

Officer, Regulatory Compliance Services Hong Kong Mon - Fri, 9am - 6pm Hybrid The position  Our Regulatory and Compliance Services (RCS) ensure our clients to meet both their local and global regulatory needs and provide customized support to keep our clients informed of the evolving regulatory requirements impacting their business. Our team based...

    Senior Risk & Compliance Manager – Section Head (Trustee & MPF) (Job ID 4038) Responsibilities Plan, organise, lead and control the activities of Risk & Compliance Section Ensure that the operations of pension and trust businesses comply with the applicable legislation, rules and guidelines issued by the regulatory authorities Ensure that the...

about the company Our client is a global leading electronic trading platform with strong presence overseas and expanding in APAC region. about the team A team of 5+ in Hong Kong Regulatory ComplianceDynamic, international working environmentStable working environment with low turnover rate in record about the job You will be responsible for Hong Kong...

Head of Legal and Compliance document.title = "Head of Legal and Compliance – ALS Internatioal";var addthis_share = { title: "Head of Legal and Compliance – ALS Internatioal"} Date: Mar 31, 2023 Location: Hong Kong, UK Ref: 20035 Job ID: 20035 Job Location: Hong Kong, UK About Our Client ...

Responsibilities: Provide regulatory advisor to APAC business and control function Monitor relevant regulatory changes and development Implement related policies and procedures Support new business initiatives and ensure related rules and regulation are identified and followed Work closely with other compliance function on projects and other compliance...

We are currently in search of a Regulatory Counsel on behalf of our client. This pivotal role entails providing legal and regulatory guidance across various jurisdictions in APAC and Europe. The Regulatory Counsel will work closely with the Head of Regulatory Affairs and other senior colleagues across the organization to implement strategies in key markets....

Job description We are currently looking for a Senior Consultant with Financial Services background, having worked preferably within banking & financial services sectors. Our projects are geared around delivering Operational Strategy across domains. Senior Consultant, Hong Kong ( Regulatory & Compliance  ) Due to our growth in Asia, we are...

Responsibilities: • Provide practical legal and compliance advice support to front and middle back office • Conduct legal research, analyze legal and compliance issues and advise on any workable resolutions • Review and advise commercial contracts and documents  • Liaise and manage external legal consultants and counsels to manage any litigations...

Job description We are currently looking for a Senior Consultant with Financial Services background, having worked preferably within banking & financial services sectors. Our projects are geared around delivering Risk and Regulatory across domains. Consultant/Senior Consultant, Hong Kong (Risk & Regulatory) Due to our growth in Asia, we are...

about the company.our client is one of the market lending crypto exchange platform globally about the job.To set up a Markets Compliance function for APAC business Design and establish a workflow for markets complianceProvide advice to sales and trading desks on regulatory interpretation and compliance issue Review manuals/compliance notices and...

Job description We are currently looking for a Consultants with Financial Services background, having worked preferably within banking & financial services sectors. Our projects are geared around delivering on Risk & Regulatory topics across domains Consultant - Hong Kong ( Regulatory & Compliance ) Due to our growth in Asia, we are looking...

Key responsibilities Take responsibility for the organization’s Compliance framework and function. Lead a team to develop policies procedures, solutions and lead any remediation of compliance gaps to completion, including but not limited to AML, market surveillance, regulatory compliance, etc. Take ownership of regulatory matters for the business,...

AVP/VP – Regulatory Change Management Experienced, dynamic compliance professional required to join the Jefferies Asia Compliance Team. This is a Hong Kong based role reporting to the Head of Hong Kong Compliance. The candidate should have solid institutional broker dealer, investment banking experience, ideally gained from a US or European...

Responsibilities: Provide advisory services to business units (including retail banking, corporate banking and global markets) regarding regulatory compliance issues on new products/ services and business propositions Participate and assist in regulatory compliance-related projects, initiatives and system launch / enhancement Review policies and...

Prudential’s purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and we support...

Will be working along with head of legal Needs to have strong global markets (sales and trading) SFC compliance leadership experiences.

  Bluemont Consulting has formed a strategic partnership with a renowned international corporate bank and is currently seeking a manager to oversee financial accounting and regulatory reporting. This position will report to a team head and collaborate with three colleagues. The primary responsibilities will involve preparing and reviewing financial and...