Head of Legal and Compliance

Responsibilities: • Provide practical legal and compliance advice support to front and middle back office • Conduct legal research, analyze legal and compliance issues and advise on any workable resolutions • Review and advise commercial contracts and documents  • Liaise and manage external legal consultants and counsels to manage any litigations...

Company Overview:We are a leading venture capital firm at the forefront of the Web3 revolution, dedicated to investing in innovative projects within the crypto and decentralized technology space. With a proven track record of fostering growth in our portfolio companies, we possess a strong mandate from our investors to strategically deploy capital and...

Responsibilities   Responsible for the effectiveness of legal & compliance function Develop and implement policy and procedure to meet the internal compliance requirement and external regulatory requirements Provide legal and regulatory advices to management and business units on current and new business initiatives for mitigating compliance risks...

This is an exciting opportunity to join a leading player in the digital asset industry. My client is looking to hire an exceptional Senior Legal & Compliance Officer to oversee all their AML/CTF/regulatory initiatives. The role will report directly to the Head of Legal & Compliance and has significant scope for growth. Responsibilities: • This is a...

Will be working along with head of legal Needs to have strong global markets (sales and trading) SFC compliance leadership experiences.

 Job Overview:  Providing support to the General Counsel Office (legal, compliance and risk functions). We are seeking a highly organized and detail-oriented Secretary to join the General Counsel Office. The candidate will play a crucial role in supporting the legal, compliance and risk teams by managing a range of administrative tasks and ensuring the...

about the company.Our client is a leading financial services provider that offers clearing and settlement services to all banks in Hong Kong. They are recognized as one of the top-tier companies in the the team.You will be joining a friendly and highly skilled team of three individuals who possess a strong background and expertise in their respective the...

Primary Details Time Type: Full time Worker Type: Employee Primary Responsibilities Ensure appropriate and relevant advice is provided to Senior Leadership on the management of regulatory changes within the Industry Ensure corporate compliance with requisites prescribed by the laws, the Insurance Authority, Company Registry, Inland Revenue, and...

Our client is a Commercial Bank in Hong Kong. Job Title: Legal Counsel Job Responsibilities: - Provide legal counsel and assistance to multiple business units within the financial institution and the group, ensuring adherence to legal requirements and minimizing legal risks.- Support the Head of Legal in delivering comprehensive legal advice to management,...

about the company Our client is a global leading electronic trading platform with strong presence overseas and expanding in APAC region. about the team A team of 5+ in Hong Kong Regulatory ComplianceDynamic, international working environmentStable working environment with low turnover rate in record about the job You will be responsible for Hong Kong...

Responsibilities: Draft and review a wide range of commercial and legal documents, including contracts for digital media and blockchain products, as well as investment and acquisition agreements. Provide legal support to clients, advising on corporate structuring, regulatory compliance, and offering guidance on blockchain projects. Stay updated on the...

Company Overview: We are a leading venture capital firm at the forefront of the Web3 revolution, dedicated to investing in innovative projects within the crypto and decentralized technology space. With a proven track record of fostering growth in our portfolio companies, we possess a strong mandate from our investors to strategically deploy capital and...

The role is primarily accountable for covering broad areas of legal work related to private equity investments and other investment funds in various jurisdictions. The role holder is responsible for ensuring compliance with statutory requirements for all Amicorp Finacial Markets ("AFIN") licensed entities, protect the interests of the Group and minimizing...

Responsibilities : Reporting to the Head of Core Compliance-APAC, the Head of Compliance-Hong Kong will oversee and advise on all Hong Kong-related compliance and regulatory matters, including: Being the primary liaison to the SFC exchanges and other regulatory bodies;Researching, interpreting and advising the firm regarding compliance with laws,...

Execute legal proceedings as instructed by Department Head including but not limited to gather information and liaise with external solicitors to ensure the progress is on schedule Examine and review all legal documents including but not limited to letter before action, writ of summons, statutory demand, bankruptcy petition and commercial contract, etc....

This is a superb opportunity to join the growing investigations and white-collar crime team of this high-quality US firm in Hong Kong.Our client is a major US firm and a household name in the legal industry. It has a superb reputation for its investigations and compliance work, and it is growing its team in Hong Kong.Suitable candidates will be US qualified...

Responsibilities: Provide advisory services to business units (including retail banking, corporate banking and global markets) regarding regulatory compliance issues on new products/ services and business propositions Participate and assist in regulatory compliance-related projects, initiatives and system launch / enhancement Review policies and...

The British Government is an inclusive and diversity-friendly employer. We value difference, promote equality and challenge discrimination, enhancing our organisational capability. We welcome and encourage applications from people of all backgrounds. We do not discriminate on the basis of disability, race, colour, ethnicity, gender identity, religion, sexual...

    Senior Risk & Compliance Manager – Section Head (Trustee & MPF) (Job ID 4038) Responsibilities Plan, organise, lead and control the activities of Risk & Compliance Section Ensure that the operations of pension and trust businesses comply with the applicable legislation, rules and guidelines issued by the regulatory authorities Ensure that the...

Key responsibilities Reporting into the Head of Global Markets Legal, the incumbent will: Advise on all OTC derivative transactions for the AeJ jurisdictions Draft and review on documentations related to both equities or fixed income derivatives products Work closely with other legal and compliance stakeholders within the regional and global...