Head Of Legal

1 month ago


Hong Kong, Hong Kong SAR China Links International Full time



Responsibilities
 

  • Responsible for the effectiveness of legal & compliance function
  • Develop and implement policy and procedure to meet the internal compliance requirement and external regulatory requirements
  • Provide legal and regulatory advices to management and business units on current and new business initiatives for mitigating compliance risks
  • Draft, review and provide legal opinions on various legal documents and agreements
  • Develop compliance programs and conduct regular compliance / AML reviews
  • Design and conduct AML and other compliance related training
  • Liaise with local regulators, government authorities and external legal counsel

Requirements

  • Degree holder in Business Administration, Risk Management, Law or related disciplines
  • 10-15 years of legal and compliance experience in securities
  • Strong knowledge and experience of compliance framework design and implementation 
  • Strong communication and interpersonal skills
  • Sound knowledge of relevant laws, rules, codes and guidelines issued by SFC and other regulatory authorities
  • Strong interpersonal and communication skills to work with internal parties
  • Excellent command of English and Chinese


  • Hong Kong, Hong Kong SAR China ALS International Full time

    Head of Legal and Compliance document.title = "Head of Legal and Compliance – ALS Internatioal";var addthis_share = { title: "Head of Legal and Compliance – ALS Internatioal"} Date: Mar 31, 2023 Location: Hong Kong, UK Ref: 20035 Job ID: 20035 Job Location: Hong Kong, UK About Our Client ...

  • Head of Legal

    3 weeks ago


    Hong Kong, Central and Western District, Hong Kong SAR China Space Executive Full time

    Company Overview:We are a leading venture capital firm at the forefront of the Web3 revolution, dedicated to investing in innovative projects within the crypto and decentralized technology space. With a proven track record of fostering growth in our portfolio companies, we possess a strong mandate from our investors to strategically deploy capital and...

  • Legal Administrator

    3 weeks ago


    Hong Kong, Hong Kong SAR China Gammon Full time

    We are currently looking for a Legal Administrator to provide quality secretarial support to the Legal and Company Secretarial Department. Based in the head office and serving senior management, you will be responsible to carry out the following duties: Responsibilities: Provide quality secretarial and administrative support to the Legal Counsels of the...

  • Legal Counsel

    2 weeks ago


    Hong Kong, Central and Western District, Hong Kong SAR China Randstad Hong Kong Full time

    about the company.Our client is a Financial Institution with business in Wealth Management and Asset Management, they are looking for a junior lawyer to join the company and provide legal support to their expanding business. about the job.Provide day-to-day legal support in various investment and businessDraft and negotiate legal documents related to fund...

  • Head of Legal

    4 weeks ago


    Hong Kong, Hong Kong SAR China Prudential plc Full time

    Prudential’s purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and we support...

  • Legal Counsel

    1 month ago


    Hong Kong, Central and Western District, Hong Kong SAR China Randstad Hong Kong Full time

    about the company.Our client is a PRC financial institution who is looking for a lawyer with solid Corporate / Commercial experience. Reporting to Head of Legal, you will be providing day to day legal support on investment transactions, litigation, general commercial and regulatory issues. about the job.Provide legal advice and daily support to the various...

  • Legal Counsel

    2 days ago


    Hong Kong, Hong Kong SAR China City University of Hong Kong Full time

    Duties We are now looking for an experienced lawyer to join our Legal Counsel Office. The appointee will assist the General Counsel to provide a full range of legal services and advice to the University in all major areas of University operation, focusing on contentious matters and civil litigation (for example construction, contractual and employment...

  • Senior Legal

    1 month ago


    Hong Kong, Hong Kong SAR China Amicorp BPO Full time

    The role is primarily accountable for covering broad areas of legal work related to private equity investments and other investment funds in various jurisdictions. The role holder is responsible for ensuring compliance with statutory requirements for all Amicorp Finacial Markets ("AFIN") licensed entities, protect the interests of the Group and minimizing...


  • Hong Kong, Hong Kong SAR China The Edge Partnership Full time

    Key responsibilities Reporting into the Head of Global Markets Legal, the incumbent will: Advise on all OTC derivative transactions for the AeJ jurisdictions Draft and review on documentations related to both equities or fixed income derivatives products Work closely with other legal and compliance stakeholders within the regional and global...

  • Head

    4 weeks ago


    Hong Kong, Hong Kong SAR China City University of Hong Kong Full time

    Head of Department of Social and Behavioural Sciences [Ref. C//09] City University of Hong Kong is a dynamic university located in the heart of Hong Kong. As a publicly funded institution, our goals are to pursue high levels of excellence, promote innovation and nurture creativity with the aim to improve people’s lives. In a city where East meets...


  • Hong Kong, Central and Western District, Hong Kong SAR China The Education University of Hong Kong Full time

    The Education University of Hong Kong (EdUHK)Founded in 1994 and awarded the University title in 2016, The Education University of Hong Kong (EdUHK) is a publicly funded university, dedicated to the advancement of teacher education and related disciplines through a diverse offering of academic, professional and research programmes. Approaching its 30th...


  • Hong Kong, Hong Kong SAR China Lufthansa Technik Component Services Asia Pacific Ltd. Full time

    Tasks Lufthansa Technik is currently seeking a highly capable candidate for the position of Head of Business Development & Strategy , based in Hong Kong. The position falls within Segment Aircraft Component Services (ACS) and will be responsible for: Leading the Business Development team in Asia Pacific, comprising of OEM-Cooperations, Product...

  • In-house Legal

    1 month ago


    Hong Kong, Hong Kong SAR China Interpublic Group Full time

    What’s IPG SC&E?IPG is one of the world’s largest advertising, marketing and communications organisations. Its SC&E reporting segment provides best-in-class global public relations and other specialized communications services, events, sports and entertainment marketing, and strategic consulting. The segment is comprised of agencies that provide a range...


  • Hong Kong, Central and Western District, Hong Kong SAR China The Education University of Hong Kong Full time

    The Education University of Hong Kong (EdUHK)Founded in 1994 and awarded the University title in 2016, The Education University of Hong Kong (EdUHK) is a publicly funded university, dedicated to the advancement of teacher education and related disciplines through a diverse offering of academic, professional and research programmes. Approaching its 30th...


  • Hong Kong, Central and Western District, Hong Kong SAR China The Education University of Hong Kong Full time

    The Education University of Hong Kong (EdUHK)Founded in 1994 and awarded the University title in 2016, The Education University of Hong Kong (EdUHK) is a publicly funded university, dedicated to the advancement of teacher education and related disciplines through a diverse offering of academic, professional and research programmes. Approaching its 30th...


  • Hong Kong, Central and Western District, Hong Kong SAR China The Education University of Hong Kong Full time

    The Education University of Hong Kong (EdUHK)Founded in 1994 and awarded the University title in 2016, The Education University of Hong Kong (EdUHK) is a publicly funded university, dedicated to the advancement of teacher education and related disciplines through a diverse offering of academic, professional and research programmes. Approaching its 30th...


  • Hong Kong, Central and Western District, Hong Kong SAR China The Education University of Hong Kong Full time

    The Education University of Hong Kong (EdUHK)Founded in 1994 and awarded the University title in 2016, The Education University of Hong Kong (EdUHK) is a publicly funded university, dedicated to the advancement of teacher education and related disciplines through a diverse offering of academic, professional and research programmes. Approaching its 30th...


  • Hong Kong, Hong Kong SAR China The Hong Kong University of Science and Technology Full time

    Job Posting Details The School of Science of The Hong Kong University of Science and Technology (HKUST) invites applications for the position of Head of Department of Chemistry.The UniversityHKUST is a highly regarded international research university dedicated to the advancement of learning, research, scholarship, and the education of a new generation of...


  • Hong Kong, Hong Kong SAR China State Street Full time

    Who we are looking for The Custody Product organisation is recruiting for an APAC Custody Product Head to run the product in the region and be a key part of the custody leadership group. State Street’s product organisation is leading an exciting period of transformation for the business and requires an experienced APAC Custody Product Head to join the...


  • Hong Kong, Hong Kong SAR China The Hong Kong University of Science and Technology Full time

    Job Posting Details The UniversityFounded in 1991, The Hong Kong University of Science and Technology (HKUST) is a world-renowned international research university dedicated to the advancement of learning and scholarship, with particular emphasis on postgraduate education and close collaboration with the industry, business, and government. It promotes...