Consultant - Risk&Regulatory Compliance (Financial Services)
Found in: Talent HK C2 - 3 weeks ago
Job description
We are currently looking for a Consultants with Financial Services background, having worked preferably within banking & financial services sectors. Our projects are geared around delivering on Risk & Regulatory topics across domains
Consultant - Hong Kong ( Regulatory & Compliance )
Due to our growth in Asia, we are looking for a Consultant with Regulatory background to join our team in Hong Kong. As a Consultant, you will help to build our expertise and guarantee the quality of delivery to ensure market-leading practices for our Hong Kong office, taking into account the global nature of our organisation and our clients.
This will involve:
Participation in projects with leading banks and Financial Institutions. Conduct regulatory compliance review, internal control review, and other independent assessments as per regulatory requirements. Being hands on and contributing to the successful execution of clients projects. Ensuring hands on approach to growing the office with emphasis on high standard client delivery, content development and business development Working closely with our other offices and leverage our global network to take part to cross-selling initiatives and widely share our knowledgeSpecific areas of expertise:
Ideally, you would have experience in projects in one or more of these areas:
Regulatory compliance review Internal control review Independent assessment Compliance advisory
Qualifications
Key Requirements:
University graduate or above in accounting, business, information technology or related disciplines. 1 to 3 years’ relevant experience in regulatory compliance and consulting and/or audit for sizeable financial institutions. Solid knowledge with HKMA and/or SFC regulations. Holder of professional qualifications such as CPA, CISA, CISSP, CIA and/or other related qualification is an advantage. Good project management and stakeholder management skill. Strong interpersonal, logical and analytical skills. Able to work under pressure with minimum supervision. Good command of spoken and written English, Cantonese, and MandarinIn addition to the strong consulting skills and business knowledge that our clients value, the ideal candidate must possess an entrepreneurial mind-set with both a drive and willingness to be involved in all areas of a growing business.
Additional information
Sia Partners is an equal opportunity employer. All aspects of employment, including hiring, promotion, remuneration, or discipline, are based solely on performance, competence, conduct, or business needs.
-
Consultant/Senior Consultant
Found in: Talent HK C2 - 3 weeks ago
Hong Kong, Hong Kong SAR China Sia Partners Full timeJob description We are currently looking for a Senior Consultant with Financial Services background, having worked preferably within banking & financial services sectors. Our projects are geared around delivering Risk and Regulatory across domains. Consultant/Senior Consultant, Hong Kong (Risk & Regulatory) Due to our growth in Asia, we are...
-
Senior Consultant
Found in: Talent HK C2 - 3 weeks ago
Hong Kong, Hong Kong SAR China Sia Partners Full timeJob description We are currently looking for a Senior Consultant with Financial Services background, having worked preferably within banking & financial services sectors. Our projects are geared around delivering Operational Strategy across domains. Senior Consultant, Hong Kong ( Regulatory & Compliance ) Due to our growth in Asia, we are...
-
Management Consultant, Regulatory Reporting
3 weeks ago
Hong Kong, Hong Kong SAR China Unity Partners Full timeJob Title: Management Consultant (Finance and Regulatory Reporting) Key Responsibilities: Client Engagement: Engage with clients to understand their business objectives, challenges, and regulatory requirements related to financial accounting and reporting. Build strong relationships with client stakeholders, including finance, regulatory, and IT teams, to...
-
Consultant/Senior Consultant, Governance, Risk
Found in: Talent HK C2 - 2 weeks ago
Hong Kong, Hong Kong SAR China KPMG China Full timeService Line Overview In KPMG's Consulting practice, we don't limit ourselves to either strategy or implementation. Instead, we deliver both. Our team in Hong Kong and in China is a young and enthusiastic team that always pushes itself to succeed. Since our creation, we've developed in-depth knowledge of an incredibly broad spread of sectors and...
-
Manager / Senior Manager, Financial Services Consulting – Information Technology
Found in: Talent HK C2 - 2 weeks ago
Hong Kong, Hong Kong SAR China Mazars Full timeWhy join us You don’t join Mazars by coincidence, you choose Mazars: a global school of excellence where you will be challenged to develop and grow. Progression is tied to education, empowering you to match your career to your aspirations both within and outside our firm. We expect your contribution to what Mazars and our clients do next and reward...
-
Consultant/Senior Consultant, Governance, Risk
Found in: Talent HK C2 - 2 weeks ago
Hong Kong, Hong Kong SAR China KPMG China Full timeService Line Overview In KPMG's Consulting practice, we don't limit ourselves to either strategy or implementation. Instead, we deliver both. Our team in Hong Kong and in China is a young and enthusiastic team that always pushes itself to succeed. Since our creation, we've developed in-depth knowledge of an incredibly broad spread of sectors and...
-
Regulatory Compliance
Found in: beBee jobs HK - 3 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China Randstad Hong Kong Full timeabout the company Our client is an expanding Crypto Exchange with a strong presence globally. about the job You will monitor the changes and development on relevant new laws, rules and regulations in the APAC region You will liaise with regulators and handle regulatory inquiries, audits, inspections, questionnaires and surveysHandle APAC compliance issues,...
-
Manager, Risk Consulting, Financial Risk Management
Found in: Talent HK C2 - 3 weeks ago
Hong Kong, Hong Kong SAR China KPMG China Full timeKPMG China provides multidisciplinary services from audit and tax to advisory, with a strong focus on serving our clients' needs and their industries. Not only do we have an overriding commitment to provide the highest quality services for our clients, but we also strive to become a responsible corporate citizen that has a positive impact on our environment...
-
Officer, Regulatory Compliance Services
Found in: Talent HK C2 - 3 days ago
Hong Kong, Hong Kong SAR China Corporation Service Company Full timeOfficer, Regulatory Compliance Services Hong Kong Mon - Fri, 9am - 6pm Hybrid The position Our Regulatory and Compliance Services (RCS) ensure our clients to meet both their local and global regulatory needs and provide customized support to keep our clients informed of the evolving regulatory requirements impacting their business. Our team based...
-
Consultant/Senior Consultant, Technology Risk, Technology Consulting
Found in: Talent HK C2 - 2 weeks ago
Hong Kong, Hong Kong SAR China KPMG China Full timeKPMG China provides multidisciplinary services from audit and tax to advisory, with a strong focus on serving our clients' needs and their industries. Not only do we have an overriding commitment to provide the highest quality services for our clients, but we also strive to become a responsible corporate citizen that has a positive impact on our environment...
-
Assistant Manager, Compliance
3 weeks ago
Hong Kong, Hong Kong SAR China Dah Sing Financial Group Full timeAbout Dah Sing Group The Dah Sing Group is a leading financial services group in Hong Kong offering banking, insurance, financial and other related services through its growing network of over 70 branches in Hong Kong, Macau and Mainland China. Our currency is caring, teamwork and progressiveness. We accept that everyone is unique and different in talent,...
-
Consultant/Senior Consultant, Risk Consulting, Financial Risk Management
Found in: Talent HK C2 - 2 weeks ago
Hong Kong, Hong Kong SAR China KPMG China Full timeKPMG China provides multidisciplinary services from audit and tax to advisory, with a strong focus on serving our clients' needs and their industries. Not only do we have an overriding commitment to provide the highest quality services for our clients, but we also strive to become a responsible corporate citizen that has a positive impact on our environment...
-
Associate Director, Risk Consulting, Financial Risk Management
Found in: Talent HK C2 - 3 weeks ago
Hong Kong, Hong Kong SAR China KPMG China Full timeKPMG China provides multidisciplinary services from audit and tax to advisory, with a strong focus on serving our clients' needs and their industries. Not only do we have an overriding commitment to provide the highest quality services for our clients, but we also strive to become a responsible corporate citizen that has a positive impact on our environment...
-
Manager, Financial Accounting
3 weeks ago
Hong Kong, Hong Kong SAR China Bluemont Consulting Full timeBluemont Consulting has formed a strategic partnership with a renowned international corporate bank and is currently seeking a manager to oversee financial accounting and regulatory reporting. This position will report to a team head and collaborate with three colleagues. The primary responsibilities will involve preparing and reviewing financial and...
-
Head of Regulatory Compliance
3 weeks ago
Hong Kong, Hong Kong SAR China Ashford Benjamin Ltd Full timeResponsibilities: Responsible for Hong Kong Regulatory Compliance matters Act as regulatory advisor to securities, wealth management and asset management business and control function Monitor relevant regulatory changes and development Implement related policies and procedures Support new business initiatives and ensure related rules and regulation are...
-
Non Financial Risk Senior Consultant – Focusing on Third Party Risk and Anti Bribery
Found in: Talent HK C2 - 3 weeks ago
Hong Kong, Hong Kong SAR China Sia Partners Full timeJob description Our Non-Financial Risk team is an integral part of our Risk, Data Protection & Regulatory Compliance (RDC) business unit, providing support to our clients on a wide array of topics, including but not limited to: Strategy Regulatory compliance Risk assessment Resilience Training & Knowledge Management RESPONSIBILITIES Guide...
-
Alternative Investments Compliance, VP/SVP
2 weeks ago
Hong Kong, Hong Kong SAR China Robert Walters Hong Kong Full timeThey are specifically looking for candidates with experience in alternative investments. What you'll do: Contribute to a compliance team to embed a customer-focused culture; supporting the asset management business to manage regulatory compliance risks, specifically in relation to alternative investments Implement the regulatory compliance standards and...
-
Risk & Compliance Support Officer
Found in: Talent HK C2 - 2 weeks ago
Hong Kong, Hong Kong SAR China The Bank of East Asia Full timeResponsibilities Provide support to branch staff according to the regulated investment products sales process Assist the planning and development of regulated investment products sales process for branches Provide support on control and monitoring program related to risk & compliance aspect Keep abreast of the market practice related to the selling...
-
Compliance, Financial Crime Compliance – Conduct and Integrity, Vice President, Hong Kong
Found in: Talent HK C2 - 3 weeks ago
Hong Kong, Hong Kong SAR China Goldman Sachs Full timeThe Goldman Sachs Group, Inc. is a leading global financial services firm providing investment banking, securities and investment management firm. Goldman Sachs provides a wide range of services worldwide to a substantial and diversified client base that includes corporations, financial institutions, governments and high net worth individuals. Founded in...
-
Consultant, Deal Advisory, Strategy
Found in: Talent HK C2 - 3 weeks ago
Hong Kong, Hong Kong SAR China KPMG China Full timeKPMG China provides multidisciplinary services from audit and tax to advisory, with a strong focus on serving our clients' needs and their industries. Not only do we have an overriding commitment to provide the highest quality services for our clients, but we also strive to become a responsible corporate citizen that has a positive impact on our environment...