Alternative Investments Compliance, VP/SVP
4 weeks ago
They are specifically looking for candidates with experience in alternative investments.
What you'll do:
- Contribute to a compliance team to embed a customer-focused culture; supporting the asset management business to manage regulatory compliance risks, specifically in relation to alternative investments
- Implement the regulatory compliance standards and policies in line with the Compliance Operating Model
- Report significant issues to Senior Management both within asset management and compliance itself
- Provide risk steward challenge and act as independent advisory function in governance forums and issue management process on all alternative investment related matters, fostering a compliance culture and optimizing relations with risk owners and control owners
- Collaborate with local and global business and risk stewards on business related projects / initiatives relating to alternatives investments, to assess potential compliance impacts and ensure new products / services are aligned to group standards and meet all necessary regulatory compliance requirement
- Build good relationships with internal and external stakeholders i.e. asset management colleagues and leadership, legal, auditors as well as regulators
What you'll bring:
- Degree holder preferably in Law, Accounting or related disciplines
- Minimum 10 years of compliance experience
- Significant Alternative Investments experience, gained through delivering in an advisory capacity from a Consultancy, Asset Manager or similar Banking or Financial Services institute
- Solid and practical knowledge of financial industry rules and regulations
- Excellent advisory skills, demonstrated through having provided consultation and compliance advice on alternative Investments products, processes and procedures
- Excellent communication, report writing and inter-personal skills, with experience of dealing with executives at all levels
- Able to interpret complex information and communicate highlights, succinctly to a variety of audiences, adapting style accordingly
-
SVP, Senior Product Compliance Officer
5 days ago
Hong Kong, Hong Kong SAR China Citi Full timeWhether you’re at the start of your career or looking to discover your next adventure, your story begins here. At Citi , you’ll have the opportunity to expand your skills and make a difference at one of the world’s most global banks. We’re fully committed to supporting your growth and development from the start with extensive on-the-job training...
-
Alternative Investments Services Specialist
1 month ago
Hong Kong, Hong Kong SAR China SS&C Technologies Holdings Full timeJob Description Locations: Hong-Kong | Singapore | HybridGet To Know The Team:The Intralinks Alternative Investments Services Team is the strategic growth lever for the company. By enabling Intralinks customers (and potential customers on competitor systems) to upgrade to the latest Intralinks products and services, you will be the tip of the spear for the...
-
Hong Kong, Central and Western District, Hong Kong SAR China Randstad Hong Kong Full timeabout the company.Our client is an reputable retail bank with strong presences in APAC region. about the job. Review new product proposals/product document, marketing materials, and identify compliance issues/concerns Provide advice to different departments on compliance and related matters and ensure regulatory requirements were met Assist in conducting...
-
AML VP/Director, Investment Bank/Securities
1 month ago
Hong Kong, Central and Western District, Hong Kong SAR China Randstad Hong Kong Full timeabout the companyOur client is a prominent investment banking firm with a strong presence in the APAC region about the jobAssisting the Head of AML in ensuring compliance with the latest regulations and industry standardsReviewing new business initiatives Supervising the FCC monitoring and approval processLeading a team in conducting AML investigations and...
-
Asset Management
4 weeks ago
Hong Kong, Hong Kong SAR China JPMorgan Chase & Co. Full timeThis position is a key resource to the Global Alternatives client service teams and engage in a broad array of business activities. As an Associate in the Institutional Client Account Manager Team, you will be responsible for delivering exceptional client experience to Institutional clients investing in Alternative strategies of . Morgan Asset Management...
-
Regulatory Change Management
4 weeks ago
Hong Kong, Hong Kong SAR China Jefferies Full timeAVP/VP – Regulatory Change Management Experienced, dynamic compliance professional required to join the Jefferies Asia Compliance Team. This is a Hong Kong based role reporting to the Head of Hong Kong Compliance. The candidate should have solid institutional broker dealer, investment banking experience, ideally gained from a US or European...
-
Director, Compliance, Asia Investment Management
2 weeks ago
Hong Kong, Hong Kong SAR China Sun Life Full timeJob Description : Job Responsibilities Support the Investment Manager Compliance Program functions and compliance programs would include the following: 1. Compliance Program management; 2. Compliance Manuals, Policies & Procedures; 3. Monitoring & Testing; 4. AML; 5. Training; 6. Regulatory Filings; 7. Errors & Exceptions; 8. Valuations &...
-
VP, AML Compliance Officer
5 days ago
Hong Kong, Hong Kong SAR China Citi Full timeWhether you’re at the start of your career or looking to discover your next adventure, your story begins here. At Citi , you’ll have the opportunity to expand your skills and make a difference at one of the world’s most global banks. We’re fully committed to supporting your growth and development from the start with extensive on-the-job training...
-
Hong Kong, Hong Kong SAR China CPP Investments Full timeJob DescriptionWe are currently recruiting for an Associate/ Senior Associate for the Private Equity Asia (PEA) group with a focus on direct private equity investments. Located in our Hong Kong office and reporting to Managing Director, the Associate/ Senior Associate plays a key role in making direct investments in the Asia Pacific region. Role-specific...
-
Director, Compliance, Asia Investment Management
2 weeks ago
Hong Kong, Hong Kong SAR China Sun Life Full timeVous êtes unique, comme le sont votre parcours, votre expérience et votre façon de voir les choses. Ici, on vous encourage et on vous motive à donner le meilleur de vous-même, et on vous donne les moyens de le faire. Vous travaillerez avec des collègues dynamiques – experts dans leur domaine – qui sont impatients de partager leurs connaissances...
-
Director, Asset Allocation
3 weeks ago
Hong Kong, Hong Kong SAR China King Deux Search & Consulting Full timeKing Deux Search & Consulting is a specialized executive search firm which offers bespoke talent solutions across financial services and commerce. We are committed to not only finding the right opportunity for our candidates but also leaving a legacy that lives on beyond the hiring process.Follow us for updates on the exceptional clients we represent. Stay...
-
Hong Kong, Hong Kong SAR China Goldman Sachs Full timeYOUR IMPACT The Alternative Capital Markets (ACM) group within the Asset & Wealth Management Division (AWM) is looking for a Vice President/Executive Director to join the team based in Hong Kong. The Alternative Capital Markets Group is responsible for structuring, sourcing and capital raising capital from Goldman Sachs ultra high net worth...
-
Relationship Manager
4 weeks ago
Hong Kong, Hong Kong SAR China Wing Lung Bank Ltd. Full timeRelationship Manager / VP Responsibilities Developing and managing portfolio of high net worth customers by providing them with professional investment advice Exploring new business opportunities with prospective customers through networks and channels of the Bank Acquiring new client relationships and growing AUM via extensive marketing...
-
IT Audit
4 weeks ago
Hong Kong, Hong Kong SAR China Selby Jennings Full timeJob Title: IT Audit - AVP/VP - Tech Company Location: Hong Kong We are recruiting for a leading technology company based in Hong Kong. We are seeking a highly skilled IT Audit AVP/VP who will play a crucial role in managing the internal audit function, ensuring compliance with industry standards and identifying areas for improvement. This is an excellent...
-
Hong Kong, Hong Kong SAR China CPP Investments Full timeJob DescriptionRole SummaryWe are presently recruiting for a Senior Associate (Japan focused) in the Active Equities Asia department in our Hong Kong office. Reporting to the Japan domain lead of Active Equities Asia, the incumbent will be a key contributor to scaling our portfolio, lead investment research, develop and communicate investment...
-
Hong Kong, Hong Kong SAR China DBS Bank Full timeBusiness Function DBS’ Private Banking offers a one-stop, full-service touch-point for total banking requirements and provides the highest level of personalised banking. We have a team of dedicated, experienced investment advisors who identify opportunities in the various asset classes and employ the best strategies and product vehicles to cater to...
-
KYC Manager, Compliance
1 month ago
Hong Kong, Central and Western District, Hong Kong SAR China Randstad Hong Kong Full timeabout the company.Our client is a prestigious global corporate banking institution. They offer a comprehensive range of banking services, including deposits, loans, receivables, securities, cash equivalents, debt investments, and more. The Bank is dedicated to serving enterprises. With a strong presence in the Hong Kong market, they have a stable business...
-
Hong Kong, Central and Western District, Hong Kong SAR China Randstad Hong Kong Full timeabout the company.International corporate investment bank about the team. Stable and experienced team of FI credit risk professionalsabout the job.Deal with daily requests and prepare credit applications for various business lines requesting credit limits on financial institutionsPerform credit analysis, recommendation of internal ratings and credit limits,...
-
Hong Kong, Hong Kong SAR China Société Générale Assurances Full timeAssociate/VP, Index Flow Trader Permanent contract|Hong Kong|Corporate & Investment banking Associate/VP, Index Flow Trader Hong Kong, Hong Kong Permanent contract Corporate & Investment banking Responsibilities Front Office based role working on the Index Flow Trading Desk: Flow trading on Index options & Light exotics ...
-
Principal Network Planner
2 weeks ago
Hong Kong, Hong Kong SAR China Oracle Full timePrincipal Network Planner for Oracle Cloud Infrastructure to help us expand and scale the next generation of Oracle Cloud services. Our Global Network Planning Group is responsible for strategic decisions that impact network provider selection, network infrastructure investments, and new market entry. A Network Planner must have a blend of business...