AML VP/Director, Investment Bank/Securities

Found in: beBee jobs HK - 3 weeks ago


Hong Kong, Central and Western District, Hong Kong SAR China Randstad Hong Kong Full time

about the company

Our client is a prominent investment banking firm with a strong presence in the APAC region

about the job

Assisting the Head of AML in ensuring compliance with the latest regulations and industry standardsReviewing new business initiatives Supervising the FCC monitoring and approval processLeading a team in conducting AML investigations and providing AML advisory to the businessLeading projects for system implementation and enhancementsCollaborating with regulators and external parties on inquiries, questionnaires, and on-site inspections related to FCC matters skills & experiences required A university degree in Law, Accounting, Economics, Finance, or relevant disciplines.A minimum of 5 years of FCC/Advisory experience, preferably in the investment banking/securities industry.Experience in setting up or enhancing AML systems is desirable.Strong command of written and spoken English. To apply online, please click on the link. Alternatively, for a confidential discussion please contact Joanne Lo on or email: key responsibilities Assisting the Head of AML in ensuring compliance with the latest regulations and industry standards
Reviewing new business initiatives
Supervising the FCC monitoring and approval process
Leading a team in conducting AML investigations and providing AML advisory to the business
Leading projects for system implementation and enhancements
Collaborating with regulators and external parties on inquiries, questionnaires, and on-site inspections related to FCC matters
skills compliance, Securities, investment bank, AML, trade Surveillance, monitoring, FCC
qualifications A university degree in Law, Accounting, Economics, Finance, or relevant disciplines.
A minimum of 5 years of FCC/Advisory experience, preferably in the investment banking/securities industry
education Bachelor Degree
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