Investment & Insurance Compliance - (Assistant) Vice President

Found in: beBee jobs HK - 3 weeks ago


Hong Kong, Central and Western District, Hong Kong SAR China Randstad Hong Kong Full time

about the company.

Our client is an reputable retail bank with strong presences in APAC region. about the job.

Review new product proposals/product document, marketing materials, and identify compliance issues/concerns Provide advice to different departments on compliance and related matters and ensure regulatory requirements were met Assist in conducting survey, investigation, self-assessment and questionnaireManage relationship with regulators by coordinating investigations and handling inquiries, particularly investment related inquiriesskills & experiences required.Bachelor or above qualification in Business, Finance, Law or relevant disciplines Minimum of 6 years compliance experience in banking industry Familiar with Investment and Insurance regulationsSelf-motivated, eager to learn and able to work under fast-paced environment

To apply online, please click on the link. Alternatively, for a confidential discussion please contact Joanne Lo on or email:
key responsibilities Review new product proposals/product document, marketing materials, and identify compliance issues/concerns
Provide advice to different departments on compliance and related matters and ensure regulatory requirements were met
Assist in conducting survey, investigation, self-assessment and questionnaire
Manage relationship with regulators by coordinating investigations and handling inquiries, particularly investment related inquiries
experience 5 years
skills I&I, investment and insurance compliance, compliance, retail banking, SFC, HKMA,
qualifications Bachelor or above qualification in Business, Finance, Law or relevant disciplines
Minimum of 6 years compliance experience in banking industry
Familiar with investment and insurance regulations

education Bachelor Degree
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