Head of Compliance – Digital Asset Exchange

We are currently in search of a Regulatory Counsel on behalf of our client. This pivotal role entails providing legal and regulatory guidance across various jurisdictions in APAC and Europe. The Regulatory Counsel will work closely with the Head of Regulatory Affairs and other senior colleagues across the organization to implement strategies in key markets....

Head of Digital Our client is a leading e insurer in Hong Kong. They are recruiting for a Head of Digital who is the key front-office owner of the business for our client, the first digital life insurer in Hong Kong, reporting to the CEO and acting as a member of the EXCO. It has the primary mandate to drive all digital product and sales strategies to...

Responsibilities : Reporting to the Head of Core Compliance-APAC, the Head of Compliance-Hong Kong will oversee and advise on all Hong Kong-related compliance and regulatory matters, including: Being the primary liaison to the SFC exchanges and other regulatory bodies;Researching, interpreting and advising the firm regarding compliance with laws,...

Responsibilities: Draft and review a wide range of commercial and legal documents, including contracts for digital media and blockchain products, as well as investment and acquisition agreements. Provide legal support to clients, advising on corporate structuring, regulatory compliance, and offering guidance on blockchain projects. Stay updated on the...

about the company.our client is one of the market lending crypto exchange platform globally about the job.To set up a Markets Compliance function for APAC business Design and establish a workflow for markets complianceProvide advice to sales and trading desks on regulatory interpretation and compliance issue Review manuals/compliance notices and...

Head of Legal and Compliance document.title = "Head of Legal and Compliance – ALS Internatioal";var addthis_share = { title: "Head of Legal and Compliance – ALS Internatioal"} Date: Mar 31, 2023 Location: Hong Kong, UK Ref: 20035 Job ID: 20035 Job Location: Hong Kong, UK About Our Client ...

Responsibilities: General Compliance: Assist in handling product compliance matters, including preparing relevant filings to regulatory authorities such as the SFC for UT Code changes, reviewing marketing materials for HK SFC authorized funds, SICAV, and PE funds. Conduct gap analysis on regulatory updates assigned by the Head of Compliance. AML/KYC...

Responsibilities: Responsible for compliance program, policies and procedures Identify, monitor, and communicate regulatory changes trends and proposals to senior management Review marketing materials and products,  Liaise with securities regulators and preparing regulatory enquiries, surveys and inspections Implement compliance controls and tool to...

about the company Our client is a global leading electronic trading platform with strong presence overseas and expanding in APAC region. about the team A team of 5+ in Hong Kong Regulatory ComplianceDynamic, international working environmentStable working environment with low turnover rate in record about the job You will be responsible for Hong Kong...

Job description This global organisation has significant real estate holdings owned and leased throughout Hong Kong. The portfolio has almost doubled in the last five years and has ongoing development pipeline, which leads the firm to hire a Deputy Head of Asset Management. The purpose of the role is to support the Head of Asset Management to ensure...

    Senior Risk & Compliance Manager – Section Head (Trustee & MPF) (Job ID 4038) Responsibilities Plan, organise, lead and control the activities of Risk & Compliance Section Ensure that the operations of pension and trust businesses comply with the applicable legislation, rules and guidelines issued by the regulatory authorities Ensure that the...

Animoca Brands, a Deloitte Tech Fast winner and ranked in the Financial Times list of High Growth Companies Asia-Pacific 2021, is a leader in digital entertainment, blockchain, and gamification that is working to advance digital property rights. It develops and publishes a broad portfolio of products including the REVV token and SAND token; original games...

  Responsibilities: Develop and expand the client base for asset management businesses, including investment institutions, family offices, miners, digital asset natives, and HNWI. Establish strong connections with potential major clients to drive sales of digital asset management services and increase AUM. Understand client requirements in-depth and...

Role summary As a Customer Success Manager (CSM), you will help LSEG's existing customers make the best use of our products and data. You will build the conditions for contract renewals, thus allowing LSEG to retain and grow its market share & revenue. The role combines relationship management, customer education, and deep functional expertise. We are...

Responsibilities： Ensure investment compliance primarily with the use of the trading system Code investment restrictions and guidelines into the trading system for pre-trade and post-trade compliance monitoring. Flag, resolve and report both active and passive investment breaches in a timely manner. Handle SFC applications, regulatory and general...

Responsibilities: Assist the business head to devise business strategies to grow Unsecured Lending business and achieve business goals Drive digitalization and innovation projects to grow Unsecured Lending business to uplift competitiveness in the market and enhance customer experience Enhance digital customer journey and automate or streamline the...

Primary Details Time Type: Full time Worker Type: Employee Primary Responsibilities Ensure appropriate and relevant advice is provided to Senior Leadership on the management of regulatory changes within the Industry Ensure corporate compliance with requisites prescribed by the laws, the Insurance Authority, Company Registry, Inland Revenue, and...

Will be working along with head of legal Needs to have strong global markets (sales and trading) SFC compliance leadership experiences.

Head of Fixed Income Syndicate, Hong Kong Eton Clarke has been mandated by a global investment bank in its search for a Head of Fixed Income Syndicate in Hong Kong. The chosen candidate will lead the team covering syndication & distribution of Asia ex-Japan originated DCM products. The ideal candidate will either be operating as a Head of desk...

Our client is seeking a highly skilled and experienced individual to join their team as the Head of Risk Management. This position is based in Hong Kong and offers an exciting opportunity to work with a leading wealth and asset management firm. Responsibilities as Head of Risk:Monitor and manage various risks across the company's businesses and investment...