Head of Markets Compliance

3 weeks ago


Hong Kong, Central and Western District, Hong Kong SAR China Randstad Hong Kong Full time

about the company.

our client is one of the market lending crypto exchange platform globally

about the job.

To set up a Markets Compliance function for APAC business Design and establish a workflow for markets complianceProvide advice to sales and trading desks on regulatory interpretation and compliance issue Review manuals/compliance notices and update/draft internal policies and procedures accordingly Review and advise on new business initiatives to ensure compliance with regulations and global best practice Prepare training materials and provide training Assist in ad hoc projects
skills & experiences required.

Bachelor degree in Law, Economics, Business or relevant disciplinesMinimum of 10 years compliance experience. Experience in Markets Compliance is a must Open to candidates with overseas experience Execellent in written/spoken English, Asian language will be a bonus To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Joanne Lo on or email:
key responsibilities To set up a Markets Compliance function for APAC business
Design and establish a workflow for markets compliance
Provide advice to sales and trading desks on regulatory interpretation and compliance issue
Review manuals/compliance notices and update/draft internal policies and procedures accordingly
Review and advise on new business initiatives to ensure compliance with regulations and global best practice
Prepare training materials and provide training
Assist in ad hoc projects
skills crypto, exchange, compliance, sales and trading, global markets, market compliance, product advisory
qualifications Degree holder
Minimum of 10 years compliance experience. Experience in Markets Compliance is a must
Welcome candidates with overseas experience
Excellent in written/spoken English
education Bachelor Degree

  • Hong Kong, Central and Western District, Hong Kong SAR China Randstad Hong Kong Full time

    about the company Our client is a global leading electronic trading platform with strong presence overseas and expanding in APAC region. about the team A team of 5+ in Hong Kong Regulatory ComplianceDynamic, international working environmentStable working environment with low turnover rate in record about the job You will be responsible for Hong Kong...


  • Hong Kong, Central and Western District, Hong Kong SAR China Selby Jennings Full time

    Our client is seeking a highly skilled and experienced individual to join their team as the Head of Risk Management. This position is based in Hong Kong and offers an exciting opportunity to work with a leading wealth and asset management firm. Responsibilities as Head of Risk:Monitor and manage various risks across the company's businesses and investment...

  • Compliance Manager

    3 weeks ago


    Hong Kong, Central and Western District, Hong Kong SAR China Zurich Insurance Company Ltd. Full time

    Assist the Head of Compliance to promote ethical and proper business practices. Support in development, implementation and monitoring of compliance programs and training. Provide compliance advice to business units. And assist in counseling the business on matters of risk affecting the overall reputation and public image of the organization.Job...


  • Hong Kong, Central and Western District, Hong Kong SAR China Randstad Hong Kong Full time

    Head of Property Sales - Residential Head of DepartmentReport to Top ManagementLuxury ResidentialAttractive Remuneration PackageAbout the Company Our client is a diverse corporate conglomerate located in Hong Kong that has successfully completed a number of residential and commercial projects. With business development, they are currently looking for a Head...


  • Hong Kong, Central and Western District, Hong Kong SAR China Richemont Full time

    Based in Hong Kong, the Assistant Compliance Manager – Northeast Asia ("NEA") is responsible for the compliance function of NEA, reporting to the Compliance Manager NEA. He/she will:Define and rollout the GRC Controls Framework and the wider internal governance, in conjunction with Maisons and Functions stakeholders in NEA, APAC Region and the Richemont...

  • Compliance Associate

    3 weeks ago


    Hong Kong, Central and Western District, Hong Kong SAR China Randstad Hong Kong Full time

    about the company.Our client is a prominent payment company that holds a leading position in the Hong Kong market. With their expanding business, they offer a range of services across various business lines, including Visa card services, single finance solutions, currency exchange, etc about the team. You will have the opportunity to join a friendly team of...

  • Head of Legal

    4 days ago


    Hong Kong, Central and Western District, Hong Kong SAR China Space Executive Full time

    Company Overview:We are a leading venture capital firm at the forefront of the Web3 revolution, dedicated to investing in innovative projects within the crypto and decentralized technology space. With a proven track record of fostering growth in our portfolio companies, we possess a strong mandate from our investors to strategically deploy capital and...


  • Hong Kong, Central and Western District, Hong Kong SAR China The Education University of Hong Kong Full time

    The Education University of Hong Kong (EdUHK)Founded in 1994 and awarded the University title in 2016, The Education University of Hong Kong (EdUHK) is a publicly funded university, dedicated to the advancement of teacher education and related disciplines through a diverse offering of academic, professional and research programmes. Approaching its 30th...

  • Head of GBA

    3 weeks ago


    Hong Kong, Central and Western District, Hong Kong SAR China Munich Re Full time

    Munichre Service Limited, part of Munich Re, the world's largest reinsurer, is seeking a Head of GBA Clients to spearhead profitable and sustainable business growth in the Great Bay Area. This pivotal role involves fostering robust client relationships, pinpointing lucrative reinsurance opportunities, leading new product development endeavors, and...


  • Hong Kong, Central and Western District, Hong Kong SAR China Randstad Hong Kong Full time

    about the company.Our client is a prestigious global corporate banking institution. They offer a comprehensive range of banking services, including deposits, loans, receivables, securities, cash equivalents, debt investments, and more. The Bank is dedicated to serving enterprises. With a strong presence in the Hong Kong market, they have a stable business...


  • Hong Kong, Central and Western District, Hong Kong SAR China Randstad Hong Kong Full time

    about the company.Our client is a prominent payment company that holds a leading position in the Hong Kong market. With their expanding business, thge, etc ey offer a range of services across various business lines, including Visa card services, single finance solutions, currency exchanabout the team. You will have the opportunity to join a friendly team of...


  • Hong Kong, Central and Western District, Hong Kong SAR China Randstad Hong Kong Full time

    about the company.Our client is an reputable retail bank with strong presences in APAC region. about the job. Review new product proposals/product document, marketing materials, and identify compliance issues/concerns Provide advice to different departments on compliance and related matters and ensure regulatory requirements were met Assist in conducting...


  • Hong Kong, Central and Western District, Hong Kong SAR China Hannover Re Full time

    We currently have an exciting opportunity in our Life & Health branch in Hong Kong which plays a major part in the success of Hannover Re globally. We are seeking a Head of Financial Solutions to join our growing team. The role will be a permanent position reporting directly to our Branch Manager. Your TasksDevelop the Financial Solutions business line for...


  • Hong Kong, Central and Western District, Hong Kong SAR China The Education University of Hong Kong Full time

    The Education University of Hong Kong (EdUHK)Founded in 1994 and awarded the University title in 2016, The Education University of Hong Kong (EdUHK) is a publicly funded university, dedicated to the advancement of teacher education and related disciplines through a diverse offering of academic, professional and research programmes. Approaching its 30th...


  • Hong Kong, Central and Western District, Hong Kong SAR China The Education University of Hong Kong Full time

    The Education University of Hong Kong (EdUHK)Founded in 1994 and awarded the University title in 2016, The Education University of Hong Kong (EdUHK) is a publicly funded university, dedicated to the advancement of teacher education and related disciplines through a diverse offering of academic, professional and research programmes. Approaching its 30th...


  • Hong Kong, Central and Western District, Hong Kong SAR China The Education University of Hong Kong Full time

    The Education University of Hong Kong (EdUHK)Founded in 1994 and awarded the University title in 2016, The Education University of Hong Kong (EdUHK) is a publicly funded university, dedicated to the advancement of teacher education and related disciplines through a diverse offering of academic, professional and research programmes. Approaching its 30th...


  • Hong Kong, Central and Western District, Hong Kong SAR China Richemont Full time

    Are you a good match? You have a proven track record in luxury retail, ideally in the watches and jewelry industry. You have a passion for high jewelry, arts and culture.You are able to build trusting and sustainable relationships across the value chain.You are the person who understands the industry and is able to identify potential business opportunities...


  • Hong Kong, Central and Western District, Hong Kong SAR China The Education University of Hong Kong Full time

    The Education University of Hong Kong (EdUHK)Founded in 1994 and awarded the University title in 2016, The Education University of Hong Kong (EdUHK) is a publicly funded university, dedicated to the advancement of teacher education and related disciplines through a diverse offering of academic, professional and research programmes. Approaching its 30th...


  • Hong Kong, Central and Western District, Hong Kong SAR China Randstad Hong Kong Full time

    about the company.Our client is a prestigious global corporate banking institution.The Bank is dedicated to serving enterprises. With a strong presence in the Hong Kong market, they have a stable business foundation and are continually expanding their the team.You will have the opportunity to join a close-knit team of approximately 15 individuals who foster...


  • Hong Kong, Central and Western District, Hong Kong SAR China FWD Group Management Holdings Limited Full time

    About FWD GroupFWD Group is a pan-Asian life insurance business with more than 13 million customers across 10 markets, including some of the fastest-growing insurance markets in the world. The company was established in 2013 and is focused on changing the way people feel about insurance. FWD's customer-led and digitally enabled approach aims to deliver...