Compliance Manager 合規經理

3 weeks ago


Hong Kong, Hong Kong SAR China China Re Asset Management (Hong Kong) Company Limited Full time

Job Description 崗位描述

  • 根據香港證監會要求,持續落實公司合規相關工作,識別和評估相關合規風險,確保公司業務符合香港監管要求;
  • 協助公司牌照和個人牌照的申請(即負責人員及代表);
  • 安排持續的專業培訓課程,並保持CPT記錄;
  • 定期審查和更新客戶接受政策和客戶識別程式;
  • 執行KYC盡職調查,並形成風險分析;
  • 定期向總部草擬合規報告;
  • 使用最新的監管規則和指南更新內部合規手冊;
  • 配合部門主管完成合規相關工作;
  • 完成領導交辦的其他工作。

 

Requirement 崗位要求

  • 法律、會計、金融專業本科及以上學歷優先; 精通中文和英文作為工作語言;
  • 五年或以上合規經驗;中資企業相關工作經驗優先;
  • 熟悉證監會及其他監管機構的合規要求; 有獨立與監管機構溝通的經驗; 對香港監管環境和政策制定方向的洞察力; 出色的在公司內部執行監管要求的能力;
  • 性格沉著、良好的人際交往、團隊合作和寫作能力。


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