Ethics and Compliance Sr Manager

Responsibilities : Take a leadership role in shaping, implementing, and refining our organization's compliance program to align with regulatory mandates and company objectives.  Maintain an in-depth understanding of industry regulations, laws, and standards, providing expert guidance to the compliance team and stakeholders. Oversee compliance audits...

At Citi , we get to connect millions of people across hundreds of cities and countries every day. And we've been doing it for more than 200 years. We do this through our unparalleled global network. We provide a broad range of financial services and products to our clients – whether they be consumers, corporations, governments or institutions – to help...

Primary Purpose Support the Chief Compliance Officer in overseeing compliance activities for Chubb’s International Life business, focusing on our active businesses in Asia Pacific and Egypt. Assist in developing, implementing and managing compliance programs, ensuring that compliance obligations and risks are effectively identified and managed....

Assist the Head of Compliance to promote ethical and proper business practices. Support in development, implementation and monitoring of compliance programs and training. Provide compliance advice to business units. And assist in counseling the business on matters of risk affecting the overall reputation and public image of the organization.Job...

Assist the Head of Compliance to promote ethical and proper business practices. Support in development, implementation and monitoring of compliance programs and training. Provide compliance advice to business units. And assist in counseling the business on matters of risk affecting the overall reputation and public image of the organization. Job...

Responsibilities Ensure adherence to SFC licenses for financial advisory and fund management, specifically types 1, 4, and 9. Assist in the management of compliance matters, including engaging with regulators and external auditors for compliance audits. Prepare compliance control reports, identifying risks and making recommendations for necessary changes....

Prudential’s purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and we support...

Job Responsibilities: Facilitate and monitor compliance with the firm's Code of Conduct and other core compliance policies. Review employee disclosures, personal account dealings, and gifts and entertainment requests to identify potential conflicts of interest. Serve as the primary point of contact for general compliance inquiries from employees. Assist...

Manager, Corporate Compliance  Major Job Responsibilities: The role supports Chief Compliance Officer to ensure the company’s Personal Data Privacy Policy and the relevant control measures are in place to comply with the data privacy requirements of HK, Macau and China, and AXA Group requirements.The role also acts a subject matter expert of other...

Senior Markets Compliance Manager Senior Markets Compliance Manager Req ID: Department: Risk Institutional - Asia Risk Division: Risk Location: Hong Kong At ANZ, we’re shaping a world where people and communities thrive, driven by a common goal: to improve the financial wellbeing and sustainability of our millions of customers. About the Role  As...

Report to General Counsel of Micro Connect Group and assist GC to look after group compliance matters Help group manage risks and avoid lawsuits by ensuring business operations are performed in compliance with laws and local regulations Develop company policies, create metrics to help track compliance and perform compliance audits Keep abreast of law...

Job Responsibilities: An excellent opportunity for gaining experience in compliance assurance activities. Promote ethical and proper business practices via assurance review in various areas like dealing insecurity, anti-trust and fair competition, AML, data privacy, distribution management, outsourcing andcorporate governance, etc. Support the...

Job Responsibilities:An excellent opportunity for gaining experience in compliance assurance activities. Promote ethical and proper business practices via assurance review in various areas like dealing insecurity, anti-trust and fair competition, AML, data privacy, distribution management, outsourcing andcorporate governance, etc. Support the development of...

Purpose of your Role: As a Senior Salesperson specializing in IoT with a focus on Embedded Connectivity at Tata Communication EC MOVE, you will play a pivotal role in driving our business growth within the IoT market. Your primary responsibility will be acquiring new enterprise customers who manufacture IoT devices and require support in formulating...

Position: Business Development ManagerLocation: Hong KongAbout LRN:Do you want to use your solution sales experience to help people around the world do the right thing? Join us at LRN to be a part of a global company where you can make an impact.LRN’s mission is to inspire principled performance. A fast-growing SaaS company, LRN helps companies go beyond...

As a Compliance Manager, you will be responsible for the following:- Work closely with Subject Matter Experts to manage new and existing compliance policy drafting Consolidate feedbacks from various internal stakeholders and incorporate changes into a standardized policy format Coordinate compliancy policy approval process by liaising with cross departments...

Our client is domiciled in Hong Kong and holds an Asset Management license (SFC 9) regulated by the Securities and Futures Commission of Hong Kong. They are currently seeking an experienced compliance manager who are directly involved with a Type 9 manager preferably with SFC audit experience.   Role & Responsibilities Assist in all general compliance...

The Goldman Sachs Group, Inc. is a leading global financial services firm providing investment banking, securities and investment management firm. Goldman Sachs provides a wide range of services worldwide to a substantial and diversified client base that includes corporations, financial institutions, governments and high net worth individuals. Founded in...

about the company Our client is a global leading electronic trading platform with strong presence overseas and expanding in APAC region. about the team A team of 5+ in Hong Kong Regulatory ComplianceDynamic, international working environmentStable working environment with low turnover rate in record about the job You will be responsible for Hong Kong...

Responsibilities Prepare annual compliance review plan Conduct compliance reviews and self-assessments Prepare regular management reports on compliance updates and issues Provide recommendations to strengthen the Bank’s control framework and follow up the implementation of recommendations given Communicate regularly with AMLD/CECD on latest...