Contract Compliance Officer

Job Responsibilities:An excellent opportunity for gaining experience in compliance assurance activities. Promote ethical and proper business practices via assurance review in various areas like dealing insecurity, anti-trust and fair competition, AML, data privacy, distribution management, outsourcing andcorporate governance, etc. Support the development of...

Head of Legal and Compliance document.title = "Head of Legal and Compliance – ALS Internatioal";var addthis_share = { title: "Head of Legal and Compliance – ALS Internatioal"} Date: Mar 31, 2023 Location: Hong Kong, UK Ref: 20035 Job ID: 20035 Job Location: Hong Kong, UK About Our Client ...

Prudential’s purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and we support...

Responsibilities: Handle SFC licensing matters including but not limited to delisting or relisting applications; Perform compliance control and monitoring programs including but not limited to control room, AML checking, and trade surveillance; Handle the third-party and VIL deposit and withdrawal applications of the business units and perform the checking...

Contract Administrative Officer Department Events & Entertainment Job Type Part-time / Short-term Responsibilities (Short-Term Contract) Working period: 1 May 2024 to 31 Jan 2025 The incumbent will be responsible for the following job tasks: - Responsible for the administration of the Events & Entertainment Department Technical Team on...

Confidential Chief Compliance Officer role for one the largest Life Insurance Company. We are looking for a subject matter expert not only in Insurance compliance and regulations but also a leader who can lead large team and work closely with the country's Chief Risk Officer. You must have at least 15 years of experience in all aspects of Insurance...

Contract Administrative Officer 部門 節目部 工作類型 短期 / 兼職 工作性質 (Short-Term Contract) Working period: 1 May 2024 to 31 Jan 2025 The incumbent will be responsible for the following job tasks: - Responsible for the administration of the Events & Entertainment Department Technical Team on the day-to-day...

This is an exciting opportunity to join a leading player in the digital asset industry. My client is looking to hire an exceptional Senior Legal & Compliance Officer to oversee all their AML/CTF/regulatory initiatives. The role will report directly to the Head of Legal & Compliance and has significant scope for growth. Responsibilities: • This is a...

Job Responsibilities: Act as primary or secondary auditor in market data compliance audits, prepare audit reports and transform massive data into meaningful analysis reports Perform checking on unauthorized use and dissemination of market data and coordinate solution with relevant parties Translate internal policies and guidelines into practice,...

Job Responsibilities: Assist in reviewing policies and/or conducting compliance control/audit Prepare compliance reports for management review Job Requirements: Degree holder Holder of ECF Certifications (such as AAMLP) with practical experience in compliance control or auditing is preferred but not a must Those candidates without compliance control...

Officer, Regulatory Compliance Services Hong Kong Mon - Fri, 9am - 6pm Hybrid The position  Our Regulatory and Compliance Services (RCS) ensure our clients to meet both their local and global regulatory needs and provide customized support to keep our clients informed of the evolving regulatory requirements impacting their business. Our team based...

Responsibilities • Partner closely with management and business units to interpret complex regulations  • Stay on top of regulatory requirements and communicate any changes to the management  team. • Develop and maintain compliance strategies and implement effective compliance  programs that best suit these strategies. Requirements • 5+ years’...

Responsibilities : Review and provide advisory on Know-Your-Customers (KYC) and Anti-Money Laundering (AML) matters in the department including performing first documentation review from RM and put forth for processing Liaise with different internal departments including but limited to operations, legal & compliance, to resolve KYC /AML matters when...

Responsibilities Support the development of a compliance strategy and guidelines to support the firm’s growth across APAC in a sustainable and compliant way. Work closely with senior management, colleagues, regulators, and external partners & stakeholders to anticipate risks to the firm and its clients and mitigate them. Develop and implement...

Specialist Indirect Procurement (6-month Contract) Key Responsibilities Generate spend reports by categories and by suppliers to identify saving and operational efficiency improvement opportunities. Conduct supply market research. Lead the purchasing process including RFI, RFP or RFQ by working with various stakeholders from requirement definition...

Job Responsibilities: Facilitate and monitor compliance with the firm's Code of Conduct and other core compliance policies. Review employee disclosures, personal account dealings, and gifts and entertainment requests to identify potential conflicts of interest. Serve as the primary point of contact for general compliance inquiries from employees. Assist...

Commercial Contract Negotiator | Hong Kong | Job DescriptionOur sister company, Yuzu, is an Alternative Legal Services Provider. It is currently seeking a skilled and experienced Commercial Contract Negotiator for one of its clients, a leading international institutional investment firm. You will be responsible for negotiating and drafting contracts and...

The Compliance AML Execution Lead Analyst is senior professional responsible for performing risk and compliance reviews in coordination with the broader Anti-Money Laundering (AML) team. The overall objective is to utilize in-depth AML knowledge to review, analyze and conduct effective due diligence and investigations on higher risk cases that may be a...

The Compliance Product Senior Officer - SVP role sits within Citi’s Independent Compliance Risk Management (ICRM) group based in Hong Kong. The successful candidate will work as part of the CCB Product ICRM team helping to execute in their day-to-day activities, which typically involves advising the Citi Commercial Banking (CCB) business on all aspects...

Responsibilities: • Provide practical legal and compliance advice support to front and middle back office • Conduct legal research, analyze legal and compliance issues and advise on any workable resolutions • Review and advise commercial contracts and documents  • Liaise and manage external legal consultants and counsels to manage any litigations...