VP, AML Compliance Officer
3 weeks ago
The Compliance AML Execution Lead Analyst is senior professional responsible for performing risk and compliance reviews in coordination with the broader Anti-Money Laundering (AML) team. The overall objective is to utilize in-depth AML knowledge to review, analyze and conduct effective due diligence and investigations on higher risk cases that may be a potential risk to Citi. Responsibilities may also include review of cases completed by Analysts for timeliness and accuracy, coaching/training team members, as required, and assisting management in exams/audits, and mitigating operational risks.
Responsibilities:
Conduct investigations and research on potentially suspicious clients using various internal and external systems and databases Conduct Cross Sector reviews among multiple Citi business lines. Document and report the review/investigation findings and prepare case files with the required supporting documentation Summarize, in writing, clear and concise findings of the investigations Advise senior management on next steps and provide recommendations on the next course of action (relationship retention, termination, Suspicious Activity Report (SAR)) Manage risks by analyzing the root cause of issues and impacts to business Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.This role my also be responsible for:
Review AML cases completed by Analysts to ensure that any material AML risks have been mitigated and case documentation is in accordance with the unit’s policies and procedures. Carry out SAR Reporting Officer responsibilities by Reviewing/Approving Suspicious Activity Reports (SARs) drafted by Analysts consistent with FinCEN requirements. Ensure SAR related regulatory timelines and requirements are followed by the team (i.e., 30 days for SAR; 120 days for supplemental SARs). Review/Approve post-investigative actions recommended by Analysts, including relationship termination, Risk Rating Override, and KYC Feedback Loop. Ensure that all errors and deficiencies identified by the Quality Assurance Team have been remediated. Conduct personalized one-on-one or group mentoring sessions to explain processes, red flags, investigative strategies, techniques, changes in procedures, emerging trends and managerial directives. Assist Analysts in overcoming performance related challenges. Lead or assist with ad-hoc AML related projects. Assist management with regulatory exams and other third-party reviews (e.g., IA, CA). Perform complex, cross-sector, and/or high-risk reviews involving unusual transactional patterns, significant negative news, intricate business relationships, potential network activity, prominent/high-profile clients, entities designated as SDN/money laundering concern, and other sensitive matters. Manage/mitigate operational risks by analyzing the root cause of issues and impacts to business, make recommendations to Senior Management on process and control enhancements.This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.
Qualifications:
6 -10 years of experience 4+ years of experience in drafting and/or approving Suspicious Activity Reports (SARs) in accordance with applicable regulatory requirements Understanding of advanced money laundering typologies and techniques, and investigative practices for detecting such activity Ability to operate with a limited level of direct supervision Ability to exercise independent judgement and autonomy Proficient in MS Office Proven analytical skills Effective verbal and written communication skills Comprehensive knowledge of AML regulations preferred Responsible for volume, quality and timeliness of work product Follows procedures and identifies opportunities to strengthen controls Learns from experiences, adapts and improves, and welcomes challenge from others on processes and decisions Takes ownership and accountability for delivering outcomes, takes responsibility for own work Succeeds together: Builds strong relationships with stakeholdersEducation:
Bachelor's/University degree, Master's degree preferred------------------------------------------------------
Job Family Group:
Compliance and Control------------------------------------------------------
Job Family:
AML Execution------------------------------------------------------
Time Type:
Full time------------------------------------------------------
-
VP, AML Compliance Officer
5 days ago
Hong Kong, Hong Kong SAR China Citi Full timeWhether you’re at the start of your career or looking to discover your next adventure, your story begins here. At Citi , you’ll have the opportunity to expand your skills and make a difference at one of the world’s most global banks. We’re fully committed to supporting your growth and development from the start with extensive on-the-job training...
-
Hong Kong, Hong Kong SAR China DBS Bank Full timeBusiness Function Corporate and Investment Banking provides corporate customers with a full range of commercial banking products and services, including cash management services, current accounts, time deposits, trade finance, working capital finance, term loans and foreign exchange. Through our continued commitment, DBS has cultivated long-standing...
-
AML Compliance Manager
4 weeks ago
Hong Kong, Hong Kong SAR China The Bank of East Asia Full timeResponsibilities Review and comment on the Bank's manuals, policies and guidelines from an AML/CFT/Sanctions perspective Perform AML/CFT/Sanctions functions on an on-going basis, including on-going monitoring, regular accounts/transactions review Conduct process, control and system reviews for the enhancement of the AML/CFT/Sanctions functions of the...
-
Compliance Manager
4 weeks ago
Hong Kong, Hong Kong SAR China The Bank of East Asia Full timeResponsibilities Prepare annual compliance review plan Conduct compliance reviews and self-assessments Prepare regular management reports on compliance updates and issues Provide recommendations to strengthen the Bank’s control framework and follow up the implementation of recommendations given Communicate regularly with AMLD/CECD on latest...
-
AML VP/Director, Investment Bank/Securities
1 month ago
Hong Kong, Central and Western District, Hong Kong SAR China Randstad Hong Kong Full timeabout the companyOur client is a prominent investment banking firm with a strong presence in the APAC region about the jobAssisting the Head of AML in ensuring compliance with the latest regulations and industry standardsReviewing new business initiatives Supervising the FCC monitoring and approval processLeading a team in conducting AML investigations and...
-
Officer, Compliance AML KYC Analyst
3 weeks ago
Hong Kong, Hong Kong SAR China Citi Full timeAt Citi , we get to connect millions of people across hundreds of cities and countries every day. And we've been doing it for more than 200 years. We do this through our unparalleled global network. We provide a broad range of financial services and products to our clients – whether they be consumers, corporations, governments or institutions – to help...
-
AML Assistant Manager/Manager
1 month ago
Hong Kong, Central and Western District, Hong Kong SAR China Randstad Hong Kong Full timeabout the company.Our client is a regional bank with a primary focus on corporate banking in the Hong Kong marketabout the team.As part of this opportunity, you will be joining the AML team, which consists of 4 staff members. In this role, you will report directly to the Team Head, who will provide guidance and supervision in your AML-related...
-
Manager, AML/KYC, Client Fulfillment
1 month ago
Hong Kong, Hong Kong SAR China United Overseas Bank Full timeManager, AML/KYC, Client Fulfillment & Services Posting Date: 14-May-2023 Location: Hong Kong Company: UOB Hong Kong About UOB United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe and North America. In Asia, we...
-
Hong Kong, Hong Kong SAR China Citi Full timeWhether you’re at the start of your career or looking to discover your next adventure, your story begins here. At Citi , you’ll have the opportunity to expand your skills and make a difference at one of the world’s most global banks. We’re fully committed to supporting your growth and development from the start with extensive on-the-job training...
-
Senior AML Manager
4 weeks ago
Hong Kong, Hong Kong SAR China Tencent Full timeSenior AML Manager 中国香港 分享 分享岗位 方式1:复制岗位链接 方式2:分享岗位海报 手机扫描二维码分享 收藏 S1 点击了解更多BG信息 战略与投资 十年以上工作经验 更新于年02月29日 岗位职责 1.Act as Money Laundering Reporting Officer (MLRO) and the responsible manager for the...
-
Officer, Regulatory Compliance Services
3 weeks ago
Hong Kong, Hong Kong SAR China Corporation Service Company Full timeOfficer, Regulatory Compliance Services Hong Kong Mon - Fri, 9am - 6pm Hybrid The position Our Regulatory and Compliance Services (RCS) ensure our clients to meet both their local and global regulatory needs and provide customized support to keep our clients informed of the evolving regulatory requirements impacting their business. Our team based...
-
Compliance Officer
1 month ago
Hong Kong, Hong Kong SAR China iCapital Full timeResponsibilities Support the development of a compliance strategy and guidelines to support the firm’s growth across APAC in a sustainable and compliant way. Work closely with senior management, colleagues, regulators, and external partners & stakeholders to anticipate risks to the firm and its clients and mitigate them. Develop and implement...
-
Assistant Vice President, AML Advisory
4 weeks ago
Hong Kong, Hong Kong SAR China Fubon Bank Full timeMain Content Assistant Vice President, AML Advisory, Anti-Money Laundering Department Assistant Vice President, AML Advisory, Anti-Money Laundering Department Responsibilities: Provide advice to senior management and business / operational units on statutory and regulatory requirements on AML / CFT / sanctions/FATCA/CRS matters and...
-
Compliance Analyst/Senior Analyst
1 month ago
Hong Kong, Central and Western District, Hong Kong SAR China Randstad Hong Kong Full timeabout the company.Our client is a prominent payment company that holds a leading position in the Hong Kong market. With their expanding business, thge, etc ey offer a range of services across various business lines, including Visa card services, single finance solutions, currency exchanabout the team. You will have the opportunity to join a friendly team of...
-
Compliance Risk Mgmt Analyst
5 days ago
Hong Kong, Hong Kong SAR China JPMorgan Chase & Co. Full timeJob summary: As an Analyst in the Asia Pacific Global Financial Crime Compliance (APAC GFCC) – Corporate and Investment Bank (CIB)/ Commercial Bank (CB) Know Your Customer (KYC) Escalations team, you will principally be involved in the day-to-day functions in terms of providing AML compliance advice to CIB and CB businesses on applicable GFCC policies...
-
Contract Compliance Officer
4 weeks ago
Hong Kong, Hong Kong SAR China Zurich Insurance Company Full timeJob Responsibilities: An excellent opportunity for gaining experience in compliance assurance activities. Promote ethical and proper business practices via assurance review in various areas like dealing insecurity, anti-trust and fair competition, AML, data privacy, distribution management, outsourcing andcorporate governance, etc. Support the...
-
Contract Compliance Officer
4 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China Zurich Insurance Company Ltd. Full timeJob Responsibilities:An excellent opportunity for gaining experience in compliance assurance activities. Promote ethical and proper business practices via assurance review in various areas like dealing insecurity, anti-trust and fair competition, AML, data privacy, distribution management, outsourcing andcorporate governance, etc. Support the development of...
-
AVP, Compliance Testing
2 weeks ago
Hong Kong, Hong Kong SAR China Citi Full timeWhether you’re at the start of your career or looking to discover your next adventure, your story begins here. At Citi , you’ll have the opportunity to expand your skills and make a difference at one of the world’s most global banks. We’re fully committed to supporting your growth and development from the start with extensive on-the-job training...
-
Compliance Specialist
4 weeks ago
Hong Kong, Hong Kong SAR China Rapyd Full timeResponsibilities : Perform EDD for high risk merchants whilst ensuring timeliness, accuracy and completeness. Perform compliance review on escalations by 1LOD. Provide support to the MLRO for regulatory reporting, management reporting which includes project scoping, data extraction and submission to the regulators/senior management. Develop,...
-
IT Audit
4 weeks ago
Hong Kong, Hong Kong SAR China Selby Jennings Full timeJob Title: IT Audit - AVP/VP - Tech Company Location: Hong Kong We are recruiting for a leading technology company based in Hong Kong. We are seeking a highly skilled IT Audit AVP/VP who will play a crucial role in managing the internal audit function, ensuring compliance with industry standards and identifying areas for improvement. This is an excellent...
