Compliance Manager

As a Compliance Manager, you will be responsible for the following:- Work closely with Subject Matter Experts to manage new and existing compliance policy drafting Consolidate feedbacks from various internal stakeholders and incorporate changes into a standardized policy format Coordinate compliancy policy approval process by liaising with cross departments...

Responsibilities Prepare annual compliance review plan Conduct compliance reviews and self-assessments Prepare regular management reports on compliance updates and issues Provide recommendations to strengthen the Bank’s control framework and follow up the implementation of recommendations given Communicate regularly with AMLD/CECD on latest...

Compliance Manager/Senior Manager   Responsibilities: Compliance Policy and Procedures: Develop and update the company's compliance policies and procedures to ensure business activities comply with national and regional financial regulatory laws. Regulatory Agency Communication: Maintain close contact with regulatory agencies to stay informed about and...

Senior Compliance Manager Eclipse Trading is one of Asia's leading proprietary trading firms. Founded in 2007, we have over 120 employees across three office locations – Hong Kong (our HQ), Sydney, and Shanghai. Our trading expertise and strategies are deployed across several Asian markets and although we mainly specialise in equity derivatives, we also...

Responsibilities: Provide advisory services to business units (including retail banking, corporate banking and global markets) regarding regulatory compliance issues on new products/ services and business propositions Participate and assist in regulatory compliance-related projects, initiatives and system launch / enhancement Review policies and...

Prudential’s purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and we support...

Responsibilities: Responsible for compliance program, policies and procedures Identify, monitor, and communicate regulatory changes trends and proposals to senior management Review marketing materials and products,  Liaise with securities regulators and preparing regulatory enquiries, surveys and inspections Implement compliance controls and tool to...

Assist the Head of Compliance to promote ethical and proper business practices. Support in development, implementation and monitoring of compliance programs and training. Provide compliance advice to business units. And assist in counseling the business on matters of risk affecting the overall reputation and public image of the organization.Job...

Manager, Corporate Compliance  Major Job Responsibilities: The role supports Chief Compliance Officer to ensure the company’s Personal Data Privacy Policy and the relevant control measures are in place to comply with the data privacy requirements of HK, Macau and China, and AXA Group requirements.The role also acts a subject matter expert of other...

Responsibilities: Provide advice to the business units regarding regulatory compliance issues on general banking products/ services (including deposit, loans, credit cards, fintech projects) and business propositions Assist the business units in evaluating the risk involved in any new products/services, new procedures and business development Participate...

Prudential’s purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and we support...

Responsibilities: Act as first line of defense to conduct AML and investment/banking related transaction monitoring and business review to ensure adherence to internal/external requirements, identify possible compliance/operational risks/breaches, prepare management report(s) and provide recommendations to mitigate relevant risks Review KYC profiles,...

Based in Hong Kong, the Assistant Compliance Manager – Northeast Asia ("NEA") is responsible for the compliance function of NEA, reporting to the Compliance Manager NEA. He/she will:Define and rollout the GRC Controls Framework and the wider internal governance, in conjunction with Maisons and Functions stakeholders in NEA, APAC Region and the Richemont...

KEY RESPONSIBILITIES Based in Hong Kong, the Assistant Compliance Manager – Northeast Asia (“NEA”) is responsible for the compliance function of NEA, reporting to the Compliance Manager NEA. He/she will: Define and rollout the GRC Controls Framework and the wider internal governance, in conjunction with Maisons and Functions stakeholders in NEA,...

Primary Purpose Support the Chief Compliance Officer in overseeing compliance activities for Chubb’s International Life business, focusing on our active businesses in Asia Pacific and Egypt. Assist in developing, implementing and managing compliance programs, ensuring that compliance obligations and risks are effectively identified and managed....

Job Purpose: • To assist Group Compliance Division in discharging the duties of ensuring the Bank’s compliance with rules, regulations and guidelines issued by regulatory bodies on e.g. data privacy, deposit protection, Code of Banking Practice and technology risks etc. • To assist Group Compliance Division in promoting bank wide compliance culture...

At UEI you will be part of a world class team that is working to innovate and revolutionize the meaning of ‘wireless control’. Whether it’s via chips, software licenses or turnkey products, we are continuing to reinvent how consumers interact with devices and services in their home. Each day we make the connected home smarter, easier to connect and...

Vous êtes unique, comme le sont votre parcours, votre expérience et votre façon de voir les choses. Ici, on vous encourage et on vous motive à donner le meilleur de vous-même, et on vous donne les moyens de le faire. Vous travaillerez avec des collègues dynamiques – experts dans leur domaine – qui sont impatients de partager leurs connaissances...

Based in Hong Kong, the Assistant Compliance Manager – Northeast Asia (“NEA”) is responsible for the compliance function of NEA, reporting to the Compliance Manager NEA. He/she will: Define and rollout the GRC Controls Framework and the wider internal governance, in conjunction with Maisons and Functions stakeholders in NEA, APAC Region and the...

About Dah Sing Group The Dah Sing Group is a leading financial services group in Hong Kong offering banking, insurance, financial and other related services through its growing network of over 70 branches in Hong Kong, Macau and Mainland China. Our currency is caring, teamwork and progressiveness. We accept that everyone is unique and different in talent,...