Senior Compliance Manager
3 weeks ago
- Provide advice to the business units regarding regulatory compliance issues on general banking products/ services (including deposit, loans, credit cards, fintech projects) and business propositions
- Assist the business units in evaluating the risk involved in any new products/services, new procedures and business development
- Participate and assist in regulatory compliance-related projects, initiatives and enhancement
- Establish, review and update compliance policies and procedures, compliance manuals etc. in accordance with the relevant laws and regulations
- Coordinate with the business units and provide guidance to them on handling conduct-related incidents for timely reporting to regulators with proper follow-up measures Liaise with regulators on conduct-related incidents and other compliance related matters
- Assist Team Lead to prepare reports to senior management on key compliance issues
- Keep abreast of the latest development of legal and regulatory requirements, guide the business units to conduct gap analysis for implementing enhancement measures where necessary
- Conduct compliance training for staff in accordance with local regulatory requirements and the Bank's policies and training objectives
- Degree holder or above in Law, Banking and Finance, Accounting or related disciplines
- At least 5 years' experience in legal and regulatory compliance, preferably in banking, financial sectors or regulatory bodies
- Sound knowledge in banking products, regulatory requirements and the market practice
- Good analytical, interpersonal and communication skills with flexibility and adaptability to changes
- Good command of both written and spoken English and Chinese (including Mandarin)
- Proficiency in using Microsoft office
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Compliance Manager/Senior Manager
3 weeks ago
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Senior Compliance Manager
2 weeks ago
Hong Kong, Hong Kong SAR China Eclipse Trading Full timeSenior Compliance Manager Eclipse Trading is one of Asia's leading proprietary trading firms. Founded in 2007, we have over 120 employees across three office locations – Hong Kong (our HQ), Sydney, and Shanghai. Our trading expertise and strategies are deployed across several Asian markets and although we mainly specialise in equity derivatives, we also...
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Senior Markets Compliance Manager
Found in: Talent HK C2 - 2 weeks ago
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Senior Manager, Compliance
Found in: Talent HK C2 - 4 days ago
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Compliance Manager
Found in: Talent HK C2 - 2 weeks ago
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Chubb Life: Senior Compliance Manager
Found in: Talent HK C2 - 1 week ago
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Senior Manager, Compliance
Found in: Talent HK C2 - 7 days ago
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Asset Management Compliance
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Assistant Vice President
Found in: Talent HK C2 - 2 weeks ago
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SVP, Senior Product Compliance Officer
Found in: Talent HK C2 - 2 weeks ago
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Senior Consultant
Found in: Talent HK C2 - 2 weeks ago
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Hong Kong, Hong Kong SAR China Omni Group Asia Ltd. Full timeResponsibilities: Compliance: Ensure compliance with all applicable SFC regulations, rules, and guidelines. Develop and implement policies, procedures, and controls to ensure ongoing compliance with regulatory requirements. Monitor and assess changes in AML regulations and update internal policies and procedures accordingly Stay up-to-date with new and...
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Senior Legal Compliance Officer
3 weeks ago
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Compliance Manager
Found in: beBee S HK - 4 weeks ago
Hong Kong, Hong Kong SAR China Animoca Brands Limited Full timeAnimoca Brands, a Deloitte Tech Fast winner and ranked in the Financial Times list of High Growth Companies Asia-Pacific 2021, is a leader in digital entertainment, blockchain, and gamification that is working to advance digital property rights. It develops and publishes a broad portfolio of products including the REVV token and SAND token; original games...
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Consultant/Senior Consultant
Found in: Talent HK C2 - 2 weeks ago
Hong Kong, Hong Kong SAR China Sia Partners Full timeJob description We are currently looking for a Senior Consultant with Financial Services background, having worked preferably within banking & financial services sectors. Our projects are geared around delivering Risk and Regulatory across domains. Consultant/Senior Consultant, Hong Kong (Risk & Regulatory) Due to our growth in Asia, we are...
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Manager/Assistant Manager, Business Compliance
3 weeks ago
Hong Kong, Hong Kong SAR China Bank Of China (Hong Kong) Limited Full timeResponsibilities: Act as first line of defense to conduct AML and investment/banking related transaction monitoring and business review to ensure adherence to internal/external requirements, identify possible compliance/operational risks/breaches, prepare management report(s) and provide recommendations to mitigate relevant risks Review KYC profiles,...
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Compliance Director
7 days ago
Hong Kong, Hong Kong SAR China Ethos BeathChapman Full timeA reputable insurer is in the search for an experienced Compliance Director – HK focused role. In this role, you will work within dynamic, hybrid and collaborative environment with strong leadership team in place. The Role: The role entails taking on ownership in enhancing overall Compliance capabilities as the business continues to grow, ensure senior...
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Assistant Manager, Agency Compliance
Found in: Talent HK C2 - 1 week ago
Hong Kong, Hong Kong SAR China Prudential plc Full timePrudential’s purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and we support...
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Compliance Associate
2 weeks ago
Hong Kong, Hong Kong SAR China Gough Recruitment Full timeResponsibilities Ensure adherence to SFC licenses for financial advisory and fund management, specifically types 1, 4, and 9. Assist in the management of compliance matters, including engaging with regulators and external auditors for compliance audits. Prepare compliance control reports, identifying risks and making recommendations for necessary changes....
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Chief Compliance Officer
Found in: Talent HK C2 - 1 week ago
Hong Kong, Hong Kong SAR China Prudential plc Full timePrudential’s purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and we support...