Compliance Associate

About our Client Our client provides global investment and business professionals with on-demand access to knowledge they need across all industries and geographies. Our client connects decision-makers from investment management, private equity, management consulting, and corporations with a dynamic network of industry experts who provide qualitative and...

Responsibilities: Assist in managing HK regulatory licensing related matters staff application and collection of supporting documents, form completion, processing annual return, requisite filings, notifications to staff and maintaining relevant licensing / personnel records and communications Assist in coordinating new hire and ongoing trainings and...

Responsibilities: Assist in managing HK regulatory licensing related matters staff application and collection of supporting documents, form completion, processing annual return, requisite filings, notifications to staff and maintaining relevant licensing / personnel records and communications Assist in coordinating new hire and ongoing trainings and...

Pfizer  is seeking an  Associate Corporate Counsel/ Senior Manager  to join our APAC/ Greater China International Investigations Team. The role includes formulating investigative strategy, executing all investigative steps, working with outside counsel when necessary, and coordinating closeout of matters with business customers and other stakeholders....

RESPONSIBILITIES : The primary responsibilities include managing and administering the firm’s compliance programme covering areas on compliance programme monitoring, vendors and distributors onboarding and regular review, KYC/AML, staff trading, marketing materials review, fund authorization, maintenance of licenses, compliance training, managing...

about the company.Our client is one of the reputable insurance group with a strong business presence that has established over 140 overseas branchesabout the team.You will be joining the legal and compliance team and play a crucial role in supporting the Greater China business, which operates across 7 major locationsabout the job.Handle inquiries from...

about the company.Our client is a prestigious global corporate banking institution.The Bank is dedicated to serving enterprises. With a strong presence in the Hong Kong market, they have a stable business foundation and are continually expanding their the team.You will have the opportunity to join a close-knit team of approximately 15 individuals who foster...

Description As an End User Support Technician with Minimum of 18 months technical experience in providing quality services to the end users which includes the following key roles and responsibilities:§ Provide IT support for on-site or off-site events and meetings including site setup, coordination with venue IT/AV contacts and stand-by...

BackgroundAs a member of the End User Support team, the candidate will provide high quality support with very good customer service, technical expertise and timeliness.  This position has frequent contact with end users, peers and managers primarily face to face as deskside support for service requests and on-site problem resolution. The candidate will work...

The (Senior) Regional Trade Compliance Manager will join the Regional Product & Trade Compliance (PTC) team reporting to the Associate Director and work closely with PTC family from the Group, Regional and Local teams. The role will be driving adherence to country-specific regulations for all imports/exports, focus on leveraging skills and expertise in...

The (Senior) Regional Trade Compliance Manager will join the Regional Product & Trade Compliance (PTC) team reporting to the Associate Director and work closely with PTC family from the Group, Regional and Local teams. The role will be driving adherence to country-specific regulations for all imports/exports, focus on leveraging skills and expertise in trade...

Job Summary We are seeking a highly motivated and detail-oriented Financial Reporting Associate to join our Finance team. The primary focus of this role will be on statutory accounts reporting and managing the company-level financial statement closing process. The Financial Reporting Associate will play a crucial role in ensuring accurate and timely...

Main Content Assistant Vice President / Senior Manager, General Banking Compliance Assistant Vice President / Senior Manager, General Banking Compliance Responsibilities: Provide advice, interpretation and recommendation on existing and new regulatory compliance requirements of the current and new banking business and operations Manage...

Job DescriptionBackgroundAs a member of the End User Support team, the candidate will provide high quality support with very good customer service, technical expertise and timeliness.  This position has frequent contact with end users, peers and managers primarily face to face as deskside support for service requests and on-site problem resolution. The...

Job Summary:We are in search of a seasoned (Senior) Associate for Crypto Accounting to oversee our management of crypto accounting activities. The role entails handling financial reporting, internal controls, and tax compliance pertaining to crypto assets. This position will involve close collaboration with various teams to ensure the delivery of precise and...

Primary Purpose Support the Chief Compliance Officer in overseeing compliance activities for Chubb’s International Life business, focusing on our active businesses in Asia Pacific and Egypt. Assist in developing, implementing and managing compliance programs, ensuring that compliance obligations and risks are effectively identified and managed....

Job Summary We are looking for a highly motivated Financial Reporting Associate to join our Finance team. The focus of this role will be on statutory accounts reporting and managing the company-level financial statement closing process. The Associate will play a vital role in ensuring accurate and timely financial reporting, compliance with regulatory...

A&O Shearman is a new global industry-leading law firm, with 47 offices in 29 countries worldwide. Our fluency in English law, US law, and the laws of the world’s most dynamic markets, enables us to provide unmatched insight and seamless delivery to clients. We work on challenging and important deals and disputes that have the potential to shape the...

A&O Shearman is a new global industry-leading law firm, with 48 offices in 29 countries worldwide. Our fluency in English law, US law, and the laws of the world’s most dynamic markets, enables us to provide unmatched insight and seamless delivery to clients. We work on challenging and important deals and disputes that have the potential to shape the...

Whether you’re at the start of your career or looking to discover your next adventure, your story begins here. At Citi , you’ll have the opportunity to expand your skills and make a difference at one of the world’s most global banks. We’re fully committed to supporting your growth and development from the start with extensive on-the-job training...