Manager, Corporate Compliance

FIND YOUR 'BETTER' AT AIA We don't simply believe in being 'The Best'. We believe in better - because there's no limit to how far 'better' can take us. We believe in empowering every one of our people to find their 'better' - in the work they do, the career they build, the life they live and the difference they make. So that together we can support even...

FIND YOUR 'BETTER' AT AIA We don't simply believe in being 'The Best'. We believe in better - because there's no limit to how far 'better' can take us. We believe in empowering every one of our people to find their 'better' - in the work they do, the career they build, the life they live and the difference they make. So that together we can support even...

Responsibilities: Provide advisory services to business units (including retail banking, corporate banking and global markets) regarding regulatory compliance issues on new products/ services and business propositions Participate and assist in regulatory compliance-related projects, initiatives and system launch / enhancement Review policies and...

Corporate Banking, Relationship ManagerOur client is an established Corporate Bank who is currently seeking a highly motivated and experienced Corporate Banking Relationship Manager. You will play a crucial role in developing and maintaining strong relationships with our corporate banking clients. Your new role Build and maintain strong relationships with...

about the company.Our client is a prestigious global corporate banking institution. They offer a comprehensive range of banking services, including deposits, loans, receivables, securities, cash equivalents, debt investments, and more. The Bank is dedicated to serving enterprises. With a strong presence in the Hong Kong market, they have a stable business...

Main Responsibilities: To conduct selected CDD review, checking, acting as AML/CFT advisor for marketing staff and provide consultancy role on CDD handling; The review includes but is not limited to the adherence to the internal policies for customer due diligence, the operational aspect of handling CDD, and to advise staff on the risk perspective of...

Primary Details Time Type: Full time Worker Type: Employee Primary Responsibilities Ensure appropriate and relevant advice is provided to Senior Leadership on the management of regulatory changes within the Industry Ensure corporate compliance with requisites prescribed by the laws, the Insurance Authority, Company Registry, Inland Revenue, and...

About Dah Sing Group The Dah Sing Group is a leading financial services group in Hong Kong offering banking, insurance, financial and other related services through its growing network of over 70 branches in Hong Kong, Macau and Mainland China. Our currency is caring, teamwork and progressiveness. We accept that everyone is unique and different in talent,...

AVP, Internal Audit (Compliance focus), Top Corporate BankJob DescriptionYour new companyA top Corporate Bank is providing a wide range of products and services to their clients globally, is currently looking to hire an Assistant Vice President to conduct regional risk-based audit for its entities in Asia and to ensure the controls are well complied with...

Responsibilities : Lead and manage various internal audit engagements in Corporate Banking sector from planning, risk assessment, fieldwork to reporting Evaluate the effectiveness of internal controls, identify areas for improvement and provide sound recommendations Provide business stakeholders with recommendations on how to improve efficiency or...

Responsibilities Perform compliance monitoring activities based on the annual Compliance Monitoring Plan by a risk-based approach. Identify and assess potential regulatory risks and provide recommendations to relevant stakeholders for effective risk mitigation. Conduct compliance reviews as planned or as requested by the senior managers. Evaluate the...

Responsibilities: Primarily provide equity restructuring and tax-related consulting services to client companies: Collaborate with client companies to deliver professional advice on equity restructuring and tax matters, including tax planning, tax optimization, and compliance assessment. Maintain and manage relationships with partners related to corporate...

Service Line Overview In KPMG's Consulting practice, we don't limit ourselves to either strategy or implementation. Instead, we deliver both. Our team in Hong Kong and in China is a young and enthusiastic team that always pushes itself to succeed. Since our creation, we've developed in-depth knowledge of an incredibly broad spread of sectors and...

Senior Markets Compliance Manager Senior Markets Compliance Manager Req ID: Department: Risk Institutional - Asia Risk Division: Risk Location: Hong Kong At ANZ, we’re shaping a world where people and communities thrive, driven by a common goal: to improve the financial wellbeing and sustainability of our millions of customers. About the Role  As...

Responsibilities: Lead and manage various internal audit engagements in Corporate Banking sector from planning, risk assessment, fieldwork to reporting Evaluate the effectiveness of internal controls, identify areas for improvement and provide sound recommendations Provide business stakeholders with recommendations on how to improve efficiency or...

Responsibilities : Take a leadership role in shaping, implementing, and refining our organization's compliance program to align with regulatory mandates and company objectives.  Maintain an in-depth understanding of industry regulations, laws, and standards, providing expert guidance to the compliance team and stakeholders. Oversee compliance audits...

As a Compliance Manager, you will be responsible for the following:- Work closely with Subject Matter Experts to manage new and existing compliance policy drafting Consolidate feedbacks from various internal stakeholders and incorporate changes into a standardized policy format Coordinate compliancy policy approval process by liaising with cross departments...

about the company.Our client is a leading financial services provider that offers clearing and settlement services to all banks in Hong Kong. They are recognized as one of the top-tier companies in the the team.You will be joining a friendly and highly skilled team of three individuals who possess a strong background and expertise in their respective the...

Our client is domiciled in Hong Kong and holds an Asset Management license (SFC 9) regulated by the Securities and Futures Commission of Hong Kong. They are currently seeking an experienced compliance manager who are directly involved with a Type 9 manager preferably with SFC audit experience.   Role & Responsibilities Assist in all general compliance...

Job Duties & Responsibilities: Responsible for credit and portfolio monitoring for the corporate banking / real estate portfolio, mainly in Hong Kong and China Closely monitor and handle all credit-related matters for accounts of the loan portfolio including preparation of credit memos and financial/cashflow analysis for periodic/ad-hoc credit...