Compliance Strategy Manager

iCapital is a leading fintech platform powering the world's alternative investment marketplace. Our financial technology has revolutionized how advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market strategies for their high-net-worth clients.We have transformed the industry by providing a...

Tbwa Chiat/Day Inc is seeking a seasoned Product Strategy Manager to spearhead product initiatives from conception through to execution.The ideal candidate will drive the development and delivery of innovative financial products and services, with a focus on prime brokerage and U.S. equity solutions.This critical position demands a thorough understanding of...

Job Description:We are seeking a highly skilled Compliance Risk Manager to join our team in Asia Pacific. The successful candidate will be responsible for managing and implementing compliance risk management programs across the region.The key responsibilities of this role include:Developing and implementing compliance risk management strategies and...

The Role As a subject matter expert in AML based in Hong Kong, this individual will be a senior member of the AML team, reporting to the Head of FCC Compliance. Responsibilities include providing KYC/AML advisory services to various business lines, developing and implementing anti-money laundering policies and procedures, and executing training strategies...

Job DescriptionWe are seeking a Compliance Risk Manager to join our team in Hong Kong. As a key member of the Investment Compliance team, you will be responsible for ensuring that all Allianz Global Investors' activities satisfy regulatory requirements and internal policies.Create, implement, and maintain policies, procedures, and controls to ensure...

Responsible for the MIC for Compliance & AML Compliance Advisory: Provide practical compliance advice for various business units. AML/CFT Support: Offer guidance on Anti-Money Laundering (AML) and Counter-Financing of Terrorism (CFT) related enquiries to internal business stakeholders. Regulatory Monitoring: Oversee the operations of SFC-licensed entities...

Responsibilities:Act as HK Compliance head and oversee compliance activities in HK. Contribute to regional compliance oversight in Australia and Singapore. Work as a senior management and manage a wide range of regulatory matters by providing professional compliance advice to the business function and top management on new business initiatives and...

Job Responsibilities:Support C-suite members in effectively and efficiently executing the management agenda, both internally and externally, including issue resolution and communication. Conduct fact-based analysis to generate relevant hypotheses for discussions and provide strategic options for consideration by senior management regarding the bank's...

Job Description:This is an exciting opportunity to join the Bank of China as a Senior Business Strategy Manager-GM, reporting directly to the Head of Global Markets. As a key member of the team, you will be responsible for developing and implementing business strategies that drive growth and profitability.Responsibilities:Develop and implement business...

Client Overview Our client is a leading global decentralized finance (DeFi) blockchain company, headquartered in Hong Kong. With a team of around 20 members, including 2 in the Compliance Team, they are looking to expand their presence in Asia. Job Description Report directly to the Head of Compliance. Handle all compliance-related matters, including...

This is an exciting opportunity to work in a growing and progressive company that is expanding their Compliance department in order to support the investment activities of the firm The role reports to the Chief Operating Officer (who is responsible for all non-investment aspects of the business, including Compliance, Operations, and Investor Relations)...

Job Responsibilities : Develop the business model with the innovative technology in order to enhance the customer journey and experience Design the customer information and data model to facilitate the design of the digital platform Design, develop and maintain the data analysis model Apply the data mining strategy and technology on the customer...

Key ResponsibilitiesResponsible for day-to-day AML-CFT risk assessment, client onboarding, payment channels onboarding, ongoing monitoring, AML/CFT-related transactions monitoring, record keeping and local staff training.Support AML-CFT operational processes in Singapore and Hong Kong, including the writing and review of operational policies and standard...

The Company Our client is a banking group which going through expansions in different business, with strong presences in Asia, provide excellent career opportunities and staff benefits.  As part of an important part of HK Compliance Team, they are now looking for a Compliance Manager to work under their AML Compliance Team. The Role As part of the team...

Job OverviewThis Regional Head of Capital Markets Regulatory Surveillance position offers a unique opportunity to lead a high-performing team and drive compliance excellence in the Asia-Pacific region.Main Responsibilities:Provide strategic direction and oversight to the Asia-Pacific compliance team, ensuring alignment with global strategy and local...

At Howden, we're seeking a seasoned Compliance Manager to spearhead our Risk and Compliance function. As a key member of our team, you'll be responsible for ensuring adherence to local laws, statutes, and regulations while balancing business needs.This role requires a deep understanding of local regulatory requirements for insurance broking and financial...

iCapital powers the world's alternative investment marketplace, leveraging its financial technology platform to transform how advisors and wealth management firms evaluate and recommend bespoke public and private market strategies.With a global client base of $210 billion in assets invested in 1,690 funds, iCapital has established itself as a leading player...

Job Summary:The Director of IT Compliance at FortisHill Consulting is responsible for ensuring the organization's IT systems comply with regulatory standards and laws. The successful candidate will develop and implement effective IT compliance strategies, collaborate with cross-functional teams, and stay updated on industry trends and regulatory changes.Key...

Social Compliance / CSR Manager RoleAt ConnectedGroup, we're seeking a seasoned Social Compliance and CSR Manager to spearhead our efforts in ensuring ethical standards are met in the EU hardgoods market. This role will involve fostering close relationships with factories, third-party audit companies, and internal stakeholders to drive social responsibility...

Howden Insurance Brokers (HK) Limited is part of the London-headquartered Howden Broking Group, a leading independent, global broker with offices in over 30 countries worldwide. It is the world's largest majority employee-owned insurance group. Its regional footprint covers Hong Kong, Indonesia, Malaysia, Philippines, Singapore (regional headquarters),...