VP, Asset Management Compliance Specialist

1 week ago


Hong Kong, Central and Western District, Hong Kong SAR China Pure Hong Kong Full time

About Pure Hong Kong

Pure Hong Kong is a leading asset management company in Hong Kong and Asia Pacific, with a strong compliance culture and a commitment to providing excellent work-life balance and career prospects.

The Role

We are seeking an experienced and knowledgeable compliance professional to join our Regional Compliance Team as a VP, Asset Management Compliance. As a key member of the team, you will be responsible for handling all-rounded compliance duties for our Asia business, including risk-based compliance reviews, development of compliance programs, guidelines, and procedures.

Key Responsibilities

  • Conduct risk-based compliance reviews to ensure adherence to regulatory requirements
  • Develop and implement compliance programs, guidelines, and procedures to mitigate risks
  • Provide day-to-day compliance advice to different business lines
  • Prepare regular compliance reports and be a main point of contact to local and regional regulators

Requirements

  • Hold a degree in Law or Accounting with a professional qualification
  • Have at least 7 years of experience working in investment management or asset management
  • Have sound knowledge of SFC & MPFA regulations
  • Possess excellent presentation and communication skills (Fluent Cantonese and English is a MUST)

About You

The successful candidate will be a highly motivated and organized individual with excellent analytical and problem-solving skills. You will be able to work effectively in a fast-paced environment and have a strong attention to detail.



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