VP - Operations and Settlements Specialist

7 days ago


Hong Kong, Central and Western District, Hong Kong SAR China Selby Jennings Full time

**About the Role**

Our client, a leading boutique securities firm in the industry, is seeking a highly skilled VP - Operations and Settlements Specialist to join their Global Markets team. As a key member of the team, you will be responsible for overseeing the settlement of securities, futures, and bonds, as well as corporate actions for equities in global markets and the OTC bond market.

**Key Responsibilities**

  • Manage client funding operations, IPOs on the FINI platform, US market placements, and securities borrowing and lending (SBL).
  • Ensure the segregation of client funds.
  • Coordinate trade matching for clients, exchanges, and brokers, along with daily and monthly position reconciliations.
  • Implement settlement and middle office systems.
  • Participate in user acceptance testing (UAT).

**Requirements**

  • Solid education background from finance/accounting related majors.
  • Strong experience within Operations and Settlement on licensing type 1 and 2 activities.
  • Familiarity with compliance rules, AML policy, etc.
  • Proficiency in both written and spoken English and Mandarin, Cantonese will be a plus.


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