Regulatory Affairs Specialist
19 hours ago
Company Overview:
Hong Kong Exchanges and Clearing Limited is home to Asia's most dynamic and vibrant capital markets, connecting capital, ideas, inspiration, and innovation for deeper, more diverse, and liquid global capital markets.
The company provides greater choice and opportunity for its customers every day. Its purpose is to Connect, Promote, and Progress its markets and the communities they support for the prosperity of all.
Job Description:
As a Regulatory Affairs Specialist in the Listing Division, you will assist in processing listed issuers' matters, including reviewing announcements and circulars, handling listing of further securities, enquiries, and waiver applications.
Your objective will be to efficiently and effectively handle matters in accordance with Listing Rules requirements and ensure that the investing public is fully informed by listed issuers.
You will also assist in monitoring listed issuers' activities, including acting as the primary person in following up on price and volume movements in trading of securities, identifying media reports for review by Case Managers, and following through on trading suspensions and resumptions.
Your goal will be to provide a fair, orderly, and efficient market for the trading of securities.
Responsibilities:
- Review and process listed issuers' announcements and circulars in accordance with Listing Rules requirements
- Handle listing of further securities, enquiries, and waiver applications
- Assist in monitoring listed issuers' activities, including following up on price and volume movements in trading of securities
- Identify media reports for review by Case Managers and follow through on trading suspensions and resumptions
- Provide accounting, legal, and other professional support to the work of the Listing Division
Requirements:
- A qualified lawyer or accountant with a minimum of 3 years working experience or a university graduate of other disciplines with at least 3 years working experience in law, accounting, corporate finance, investment banking, or a related field
- Experience demonstrating working knowledge of the Listing Rules and understanding of the securities industry and its practices, including securities laws and accounting practices
- Strong interpersonal and presentation skills and working knowledge of investigative techniques and procedures
- A good command of written and spoken English and Chinese, with proficiency in Putonghua essential
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