Asset Management Compliance Specialist

3 days ago


Hong Kong, Central and Western District, Hong Kong SAR China Ashford Benjamin Full time

Ashford Benjamin is a leading recruitment agency supporting top asset managers in the APAC region. This exciting opportunity for Compliance Specialists allows them to gain valuable experience covering alternative investment funds.

The role involves providing compliance advisory services to fund businesses, managing employee compliance matters, staying updated on regulatory requirements, and establishing effective compliance programs.

Candidates should have at least 3 years of experience in compliance covering fund businesses, a solid understanding of SFC type 1, 4, 9 rules and regulations, and proficiency in Chinese.

This is a mid-senior level position requiring full-time commitment.

Key responsibilities include:

  • Providing compliance advisory services to fund businesses
  • Managing employee compliance matters
  • Staying updated on regulatory requirements
  • Establishing effective compliance programs


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