Capital Markets Regulatory Lead, Asia-Pacific

6 days ago


Hong Kong Island, Hong Kong SAR China SGS Société Générale de Surveillance SA Full time
Job Overview
The Regional Head of Capital Markets Regulatory Surveillance will be responsible for leading the Capital Markets Surveillance team in the Asia-Pacific region. This role requires a seasoned professional with a thorough understanding of financial markets, conduct risk, trading data, and data governance. You will oversee a team of 20+ individuals and work closely with global colleagues and stakeholders to develop the surveillance program.

Key responsibilities include:
  • Designing and implementing surveillance strategies and processes
  • Leveraging data-driven performance indicators to prioritize work and maintain momentum on key production deliverables
  • Staying up-to-date on regulatory changes/priorities, industry trends/best practices to ensure the firm's surveillance coverage remains current and effective
  • Identifying and overseeing improvements needed for existing surveillance leveraging technology


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