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The Regional Head of Capital Markets Regulatory Surveillance is responsible for overseeing the Capital Markets Surveillance team in the Asia-Pacific region. This role involves providing strategic direction and leadership to the team, ensuring that the firm's surveillance coverage remains current and effective. You will also work closely with global colleagues and stakeholders to develop the surveillance program.
Responsibilities include:
- Designing and implementing surveillance strategies and processes
- Leveraging data-driven performance indicators to prioritize work and maintain momentum on key production deliverables
- Staying up-to-date on regulatory changes/priorities, industry trends/best practices to ensure the firm's surveillance coverage remains current and effective
- Identifying and overseeing improvements needed for existing surveillance leveraging technology