Compliance Manager

Company Overview: Our client is a leading Hedgefund based in Hong Kong, looking for Compliance Manager reporting directly to the Head of Compliance Position Overview: As the APAC Hedge Fund Compliance Manager, you will play a critical role in ensuring adherence to regulatory requirements and promoting a culture of compliance within our organization. You...

Compliance Manager, AML Responsibilities: Conduct risk-based compliance reviews according to Annual Compliance Review plan Identify and evaluate regulatory compliance risk and control issues and provide recommendations for improvement Compile compliance review reports to highlight major regulatory compliance issues and risk implications Conduct assigned...

Our client is actively hiring a Compliance Manager who has worked at a known investment manager running market-neutral strategies. We are interested in junior to senior level candidates. This is a active hire.  Job Description:Report directly to the Chief Operating Officer (CCO) while collaborating with a compliance colleague. Oversee regulatory...

At Allianz Global Investors, we foster professionalism, fulfilment, and an inclusive environment. Do you want to be part of a leading active asset management company? Join us as a Compliance Manager in Hong Kong within the Investment Compliance team. The Investment Compliance team in Asia Pacific (AP) is based in Hong Kong and is responsible for executing a...

Ashford Benjamin, a reputable asset manager in Hong Kong, is seeking a skilled professional to join their compliance team. This exciting opportunity will provide exposure in the APAC region, covering alternative investment funds.The role involves providing compliance advisory services to fund businesses, managing employee compliance matters, staying updated...

2 days ago Be among the first 25 applicants Get AI-powered advice on this job and more exclusive features. Responsibilities: Assist in updating policies and procedures to ensure compliance with all relevant rules and regulations; Participate in licensing applications for regulated virtual asset services; Coordinate with key internal functions to identify...

Key ResponsibilitiesServe as the primary contact for regulatory bodies in China, India, and Malaysia. Build and maintain strong relationships with regulators to ensure effective communication and compliance with local laws and regulations. Manage M&A compliance due diligence activities for new projects Oversee the implementation and monitoring of Compliance...

Handle relevant compliance works of the company, including drafting and review of documents, participating in project-related meetings, etc. Support compliance work for new projects/services which are related to Payment Systems and Stored Value Facilities. Conduct compliance self-assessment to meet regulatory requirements. Support compliance aspects of local...

Description OSL Group is looking for a Compliance Officer in Hong Kong / Singapore. This role focuses on providing compliance (regulatory compliance, AML and surveillance) support to firmwide initiatives and projects, and maintaining effective communication with internal and external stakeholders. The ideal candidate would be a proactive individual with...

Company Overview:Hong Kong Exchanges and Clearing Limited (HKEX) is a leading exchange group that connects people, markets, and resources. We aim to provide a fair, transparent, and efficient platform for trading, clearing, and settlement of various financial instruments.Job Description:The Head of Monitoring & Corporate Functions Compliance will play a...

Job Description:We are seeking a highly skilled and experienced Compliance Manager to join our team at JC Executive Search. This is an exciting opportunity for someone who wants to work in a fast-paced environment and be responsible for ensuring that our clients' compliance obligations are met.The successful candidate will have a strong understanding of...

Ashford Benjamin is looking for an accomplished AML professional to lead our APAC compliance efforts. As a Financial Crime Compliance VP, you will serve as a senior AML member, providing advisory services on AML/KYC, investigation oversight, and policy establishment.The ideal candidate will possess extensive experience in AML controls, with a strong...

**Overview of the Role**Detailed job description: This role ensures that DBS Bank's interests are protected by zealously guarding and enhancing its reputation and capital. It works to maintain a good standing with all regulators, customers, and business partners.The ideal candidate will have at least 6 years of experience in compliance / legal or audit...

About Dah Sing Group The Dah Sing Group is a leading financial services group in Hong Kong offering banking, insurance, financial and other related services through its growing network of over 70 branches in Hong Kong, Macau and Mainland China. Our currency is caring, teamwork and progressiveness. We accept that everyone is unique and different in talent,...

Ashford Benjamin is supporting a reputable asset manager in compliance hiring for their Hong Kong team.About the RoleThis is an exciting opportunity for Compliance Specialists to gain exposure in the APAC region, covering alternative investment funds.The role is responsible for providing compliance advisory to fund businesses, managing employee compliance...

Overview:We are Links International, a leading recruitment agency specializing in human resources services. Our team of experts is dedicated to providing top-notch recruitment solutions to clients across various industries.Job Summary:We are seeking a Recruitment and Compliance Manager to join our team. The successful candidate will be responsible for...

At Tachyon Talent Solutions Limited, we are seeking a seasoned professional to assume the role of Senior Compliance Manager. In this position, you will be responsible for leading a small team of associates and driving our Anti-Money Laundering (AML) compliance efforts.Key Responsibilities:Leverage your expertise to lead a team of professionals in AML...

About the RoleWe are seeking an experienced Compliance Officer - Risk Management to join our team at SinoPac Securities (Asia) Limited. The successful candidate will be responsible for ensuring the effective management of risks and ensuring compliance with regulatory requirements.Main Responsibilities:Coordinate with other departments on legal, compliance,...

Company OverviewDBS Bank (Hong Kong) Limited is a leading financial institution committed to upholding the highest standards of integrity and compliance. Our Group Legal, Compliance & Secretariat team plays a vital role in ensuring that our business activities are conducted in a manner that protects our reputation, capital, and regulatory standing.Job...

Societe Generale is a leading international banking group with a strong presence in Europe and Asia. We are committed to providing high-quality financial services to our clients while maintaining the highest standards of corporate governance and risk management.Job DescriptionThe Vice President, Compliance 2nd Level Control, Asia Pacific will be responsible...