Senior Vice President of Securities
4 days ago
About the Position:
We are seeking a seasoned Senior Vice President to lead our Securities Services team, focusing on strategic planning, risk management, and talent development.
About the Candidate:
The ideal candidate will have a strong track record in securities trading, risk management, and leadership, with a proven ability to drive business growth and improvement.
Main Responsibilities:
- Act as a Responsible Officer (RO) of the brokerage arm of the bank
- Oversee all business activities of Securities Services, including the brokerage arm
- Lead a team of traders to provide stocks and ELI/ELN dealing and customer services to bank's customers
- Work closely with the product development team to achieve KPIs and expansion of the securities business
Requirements:
- Minimum 10 years' relevant experience on securities trading-related activities with at least 5 years as supervisory role
- University degree holder, preferably major in Finance, investment or Economics
- Possess the Responsible Officer (RO) license from SFC
- Strong knowledge in investment especially in HK & US stock as well as regulatory requirements
- Creative, independent and strongly motivated
- Good interpersonal and communication skill in written and spoken English and Putonghua
Why Join Us:
- Opportunity to work with a leading financial institution in the region
- Competitive compensation package and benefits
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