Senior Investment Banking Quality Control Manager

2 days ago


Hong Kong, Central and Western District, Hong Kong SAR China China Securities (International) Finance Holding Company Limited Full time
Job Overview

The Vice President of Quality Control in our Investment Banking Department is responsible for ensuring the highest standards of quality and risk management in all transactions.

  • This includes advising on the development of internal control measures, reviewing submissions to regulatory authorities, and liaising with external parties to facilitate deal execution.
Key Responsibilities

Our ideal candidate will have a strong background in finance and relevant experience in investment banking or related fields. They will be responsible for:

  • Evaluating and improving existing procedures for corporate finance deals;
  • Providing expert advice on regulatory requirements and due diligence processes;
  • Liaising with stakeholders to ensure compliance with listing rules and other regulations;
  • Developing and implementing strategies to enhance the overall quality of deals and transactions;
Requirements

To be considered for this role, candidates should possess:

  • A Master's degree in Finance or a related field from a reputable institution;
  • A minimum of 4-7 years of work experience in investment banking, accounting, or law firms; previous experience in Hong Kong Exchanges or Securities and Futures Commission is preferred;
  • Thorough knowledge of regulatory requirements, including listing rules and takeovers code;
  • Excellent analytical, critical thinking, interpersonal, and negotiation skills;
  • Ability to effectively prioritize and manage multiple tasks under tight deadlines;
  • Good command of written and spoken English and Chinese, including Putonghua;


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