Senior Investment Banking Quality Control Manager
2 days ago
The Vice President of Quality Control in our Investment Banking Department is responsible for ensuring the highest standards of quality and risk management in all transactions.
- This includes advising on the development of internal control measures, reviewing submissions to regulatory authorities, and liaising with external parties to facilitate deal execution.
Our ideal candidate will have a strong background in finance and relevant experience in investment banking or related fields. They will be responsible for:
- Evaluating and improving existing procedures for corporate finance deals;
- Providing expert advice on regulatory requirements and due diligence processes;
- Liaising with stakeholders to ensure compliance with listing rules and other regulations;
- Developing and implementing strategies to enhance the overall quality of deals and transactions;
To be considered for this role, candidates should possess:
- A Master's degree in Finance or a related field from a reputable institution;
- A minimum of 4-7 years of work experience in investment banking, accounting, or law firms; previous experience in Hong Kong Exchanges or Securities and Futures Commission is preferred;
- Thorough knowledge of regulatory requirements, including listing rules and takeovers code;
- Excellent analytical, critical thinking, interpersonal, and negotiation skills;
- Ability to effectively prioritize and manage multiple tasks under tight deadlines;
- Good command of written and spoken English and Chinese, including Putonghua;
-
Corporate Finance Quality Control Lead
2 days ago
Hong Kong, Central and Western District, Hong Kong SAR China China Securities (International) Finance Holding Company Limited Full timeAbout the JobWe are seeking a highly skilled and experienced professional to join our team as a Vice President of Quality Control in Investment Banking.This individual will play a crucial role in ensuring the highest standards of quality and risk management in all transactions, working closely with the team leader and other stakeholders to achieve this...
-
Investment Banking Operations Expert
2 days ago
Hong Kong, Central and Western District, Hong Kong SAR China China Securities (International) Finance Holding Company Limited Full timeRole DescriptionAs a Vice President of Quality Control in Investment Banking, you will be responsible for ensuring the highest standards of quality and risk management in all transactions.You will work closely with the team leader and other stakeholders to establish, maintain, and review internal control measures, ensuring compliance with regulatory...
-
Investment Banking Specialist
7 days ago
Hong Kong, Central and Western District, Hong Kong SAR China NES Global Talent Full timeRole OverviewThe Investment Banking Specialist will be responsible for supporting origination initiatives, working closely with colleagues on pitchbook materials for M&A, fundraising, and valuation advisory mandates.Paid permanent position based in Hong KongInternational bank with general sector coverageCandidates must have relevant experience in corporate...
-
Associate, Investment Banking
7 days ago
Hong Kong, Central and Western District, Hong Kong SAR China NES Global Talent Full timeApply: Associate, Investment Banking (M&A), Hong Kong Reference: BH-22872 Permanent headcount, based in Hong Kong Leading international bank, general sector coverage Candidates must have relevant experience in corporate finance, M&A, investment banking Responsibilities would include: Support origination initiatives by working closely with colleagues on...
-
Chief Compliance Officer
5 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Larson Maddox Full timeLarson Maddox is seeking a seasoned Ideal Candidate to oversee compliance for the Investment Banking Division. The successful candidate will possess extensive experience in IBD product knowledge or control room operations, enabling them to work closely with the business team on compliance advisory.Key Responsibilities:Compliance Oversight: Ensure adherence...
-
Senior Private Banking Professional
6 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Bank Of China (Hong Kong) Limited Full timeJob Overview:The Bank of China (Hong Kong) Limited is seeking a highly skilled and experienced Senior Private Banking Professional to join our team. As a key member of our private banking team, you will be responsible for providing exceptional support to our Relationship Managers and clients.Key Responsibilities:Receive investment instructions from clients...
-
Trainee ESG
23 hours ago
Hong Kong, Central and Western District, Hong Kong SAR China Natixis Corporate & Investment Banking Full timeGet AI-powered advice on this job and more exclusive features. Natixis Corporate & Investment Banking is a leading global financial institution that provides advisory, investment banking, financing, corporate banking and capital markets services to corporations, financial institutions, financial sponsors and sovereign and supranational organizations...
-
Hong Kong, Central and Western District, Hong Kong SAR China China Securities (International) Finance Holding Company Limited Full timeAbout the RoleWe are seeking a highly skilled and experienced professional to join our team as a Vice President of Quality Control in Investment Banking.This individual will play a crucial role in ensuring the highest standards of quality and risk management in all transactions, working closely with the team leader and other stakeholders to achieve this...
-
Investment Banking Expert
20 hours ago
Hong Kong, Central and Western District, Hong Kong SAR China ICBC International Full timeCompany OverviewICBC International is a leading financial institution that provides a range of investment banking services to its clients. Our team of experienced professionals works closely with clients to understand their needs and provide tailored solutions.Job DescriptionWe are seeking a highly skilled Equity Capital Markets professional to join our...
-
Treasures Investment Lead
3 days ago
Hong Kong, Central and Western District, Hong Kong SAR China DBS Bank Full timeAs a seasoned professional, you will lead the sales performance of frontline sales staff to achieve overall sales and service targets assigned by DBS Consumer Banking Group. Your role involves developing sales strategies and business plans for cluster branches with senior leaders and branch managers to optimise sales capacity and effectiveness.Sales...
-
Highly Skilled Investment Solutions Expert
5 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Asian Infrastructure Investment Bank Full time**Company Overview**The Asian Infrastructure Investment Bank (AIIB) is a leading multilateral development bank focused on financing infrastructure for tomorrow in Asia and beyond. With a mission to unlock new capital and invest in green, technology-enabled infrastructure that promotes regional connectivity, AIIB collaborates with partners to meet clients'...
-
Investment Banking Analyst
7 days ago
Hong Kong, Central and Western District, Hong Kong SAR China ICBC International Full timeAbout the RoleAs an Investment Banking Analyst at ICBC International, you will play a critical role in supporting our research team. Your primary responsibility will be to conduct research and analysis on various industries, identifying trends and providing actionable insights to stakeholders.Key Responsibilities:Develop and maintain a comprehensive...
-
Equity Investment Specialist
15 hours ago
Hong Kong, Central and Western District, Hong Kong SAR China FountainCap Research & Investment Full timeWe are looking for an Equity Investment Specialist to lead our investment research efforts. The ideal candidate will have a strong background in equity research and a proven track record of successful investment recommendations.ResponsibilitiesAnalyze companies and sectors to identify potential investment opportunities.Conduct research trips to gain a deeper...
-
ESG Analyst
20 hours ago
Hong Kong, Central and Western District, Hong Kong SAR China Natixis Corporate & Investment Banking Full timeNatixis Corporate & Investment Banking is a leading global financial institution that provides advisory, investment banking, financing, corporate banking and capital markets services to corporations, financial institutions, financial sponsors and sovereign and supranational organizations worldwide.Our teams of experts in close to 30 countries advise clients...
-
Director of Investment Banking in Asia
6 days ago
Hong Kong, Central and Western District, Hong Kong SAR China SGS Société Générale de Surveillance SA Full timeJob Overview:Societe Generale's Global Banking and Advisory (GLBA) division combines wholesale coverage with world-class product, financing, and advisory expertise within one team. We seek a highly skilled Director of Investment Banking in Asia to join our team.The successful candidate will provide exceptional investment banking services to Asia-based...
-
Investment Banking Officer
5 days ago
Hong Kong, Central and Western District, Hong Kong SAR China ACCA Careers Full timeThe Senior Settlement Officer position offers an exciting opportunity to join a dynamic and growing financial institution in Southeast Asia. Our bank provides a comprehensive range of services including corporate and business banking, investment banking, and personal banking.We have a strong commitment to corporate governance and sustainability, which is...
-
Senior Sales Manager
20 hours ago
Hong Kong, Central and Western District, Hong Kong SAR China Cathay United Bank Full timeCathay United Bank is seeking a seasoned professional to lead our Private Banking business development efforts.As the Head of Client Acquisition, you will be responsible for developing and implementing sales strategies to drive growth and enhance our Private Banking business.The ideal candidate will have a proven track record in leading and managing sales...
-
Quality Control Associate
6 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Zuellig Pharma Hong Kong Full timeAbout Our TeamWe are a team of dedicated professionals committed to making healthcare more accessible to the communities we serve.As a Quality Assurance Assistant, you will play a key role in ensuring the quality of our products and services.Your responsibilities will include assisting the Quality Assurance Officer in daily quality control activities,...
-
Compliance Director for Global Investment Banking
17 hours ago
Hong Kong, Central and Western District, Hong Kong SAR China Pure Hong Kong Full timePure Hong Kong seeks a Compliance Director for its Global Investment Banking Business.**Job Description**In this key role, you will report to the Head of Compliance HK and provide compliance advice to the Global Investment Banking Business. This includes advisory services for Mergers & Acquisitions (M&A), Equity Capital Markets (ECM), Debt Capital Markets...
-
Investment Associate
23 hours ago
Hong Kong, Central and Western District, Hong Kong SAR China FountainCap Research & Investment Full timeGet AI-powered advice on this job and more exclusive features. Responsibilities Perform in-depth sector and company fundamental research with a global perspective on the full value chain. Discover, analyse, and recommend stocks listed on major Asia Pacific equity markets (including but not limited to Hong Kong, A-share, US, etc). Independently organize and...