Quality Assurance and Risk Management Specialist

5 days ago


Hong Kong, Central and Western District, Hong Kong SAR China China Securities (International) Finance Holding Company Limited Full time
About the Role

We are seeking a highly skilled and experienced professional to join our team as a Vice President of Quality Control in Investment Banking.

  • This individual will play a crucial role in ensuring the highest standards of quality and risk management in all transactions, working closely with the team leader and other stakeholders to achieve this goal.
Key Accountabilities

The successful candidate will be responsible for:

  • Assisting the team leader in establishing, maintaining, and reviewing internal control measures;
  • Supporting the team leader in deal screening and due diligence processes;
  • Identifying and resolving issues that may impact the efficiency and effectiveness of the department;
  • Strengthening internal control systems by refining procedural manuals and other work arrangements;
  • Promoting a culture of quality assurance, conscientiousness, risk, and compliance;
  • Providing sound advice to the investment banking department to enhance deal quality and facilitate transaction execution;
  • Reviewing and commenting on submissions to regulatory authorities to improve quality;
  • Liaising with regulatory authorities to facilitate transaction execution;
Requirements

Candidates should possess:

  • A Master's degree in Finance or a related field from a reputable institution;
  • A minimum of 4-7 years of work experience in investment banking, accounting, or law firms; previous experience in Hong Kong Exchanges or Securities and Futures Commission is preferred;
  • Thorough knowledge of regulatory requirements, including listing rules and takeovers code;
  • Excellent analytical, critical thinking, interpersonal, and negotiation skills;
  • Ability to effectively prioritize and manage multiple tasks under tight deadlines;
  • Good command of written and spoken English and Chinese, including Putonghua;


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