Corporate Finance Quality Control Lead
2 days ago
We are seeking a highly skilled and experienced professional to join our team as a Vice President of Quality Control in Investment Banking.
- This individual will play a crucial role in ensuring the highest standards of quality and risk management in all transactions, working closely with the team leader and other stakeholders to achieve this goal.
The successful candidate will be responsible for:
- Supporting the team leader in establishing, maintaining, and reviewing internal control measures;
- Assisting the team leader in deal screening and due diligence processes;
- Identifying and resolving issues that may impact the efficiency and effectiveness of the department;
- Strengthening internal control systems by refining procedural manuals and other work arrangements;
- Promoting a culture of quality assurance, conscientiousness, risk, and compliance;
- Providing sound advice to the investment banking department to enhance deal quality and facilitate transaction execution;
- Reviewing and commenting on submissions to regulatory authorities to improve quality;
- Liaising with regulatory authorities to facilitate transaction execution;
Candidates should possess:
- A Master's degree in Finance or a related field from a reputable institution;
- A minimum of 4-7 years of work experience in investment banking, accounting, or law firms; previous experience in Hong Kong Exchanges or Securities and Futures Commission is preferred;
- Thorough knowledge of regulatory requirements, including listing rules and takeovers code;
- Excellent analytical, critical thinking, interpersonal, and negotiation skills;
- Ability to effectively prioritize and manage multiple tasks under tight deadlines;
- Good command of written and spoken English and Chinese, including Putonghua;
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Hong Kong, Central and Western District, Hong Kong SAR China China Securities (International) Finance Holding Company Limited Full timeJob OverviewThe Vice President of Quality Control in our Investment Banking Department is responsible for ensuring the highest standards of quality and risk management in all transactions.This includes advising on the development of internal control measures, reviewing submissions to regulatory authorities, and liaising with external parties to facilitate...
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