Private Equity Compliance Specialist

3 days ago


Hong Kong, Central and Western District, Hong Kong SAR China Larson Maddox Full time
Legal and Compliance Manager Role

This is a key position within our client's private equity firm, responsible for overseeing regulatory compliance and fund management.

The successful candidate will be expected to manage legal and compliance aspects, focusing on regulatory adherence and fund operations. This includes developing and enforcing compliance policies, conducting risk assessments, and providing legal guidance. Additionally, the individual will need to stay updated on regulatory changes, liaise with authorities, and conduct employee training.

A key aspect of this role is preparing regulatory filings and reports. The ideal candidate will possess strong knowledge of Hong Kong regulatory requirements for private equity. Excellent communication skills, analytical abilities, and organizational proficiency are also essential. Fluency in English is required, with Chinese proficiency being beneficial.

This is a mid-senior level position that requires a Bachelor's degree in Law, Finance, Business, or a related field. Legal qualification is preferred, and previous working experience in legal and compliance roles in fund management background is highly valued.



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