Investment Compliance Specialist

About the RoleWe are looking for a skilled Investment Governance Specialist to join our team in Hong Kong. As a key member of the Investment Compliance team, you will be responsible for ensuring that all Allianz Global Investors' activities comply with regulatory requirements and internal policies.Contribute to the development and implementation of policies,...

Investment Officer - Corporate Finance The Asian Infrastructure Investment Bank (AIIB) is a multilateral development bank whose mission is Financing Infrastructure for Tomorrow in Asia and beyond-infrastructure with sustainability at its core. We began operations in Beijing in 2016 and have since grown to 110 approved members worldwide. We are capitalized at...

About Ashford Benjamin LtdA leading investment bank and capital market, our company is committed to delivering high-quality services.Job Description: Compliance SpecialistWe are seeking a highly skilled Compliance Specialist to join our team.ResponsibilitiesCompliance Advisory: Provide expert advice on internal and transaction-related compliance matters to...

Develop, implement, and maintain compliance policies and procedures aligned with regulatory requirements and industry best practices. Provide expert guidance on regulatory developments and their implications for the firm's investment strategies and operations. Collaborate with investment teams to assess compliance risks associated with new products,...

About the Team:Allianz Global Investors is a leading global active asset manager.We invest for the long term and want to create value for clients every step of the way.We do this by being active – in how we partner with clients and anticipate their needs, and build solutions based on capabilities across public and private markets.Our focus on enhancing our...

Ashford Benjamin is a leading recruitment agency supporting top asset managers in the APAC region. This exciting opportunity for Compliance Specialists allows them to gain valuable experience covering alternative investment funds.The role involves providing compliance advisory services to fund businesses, managing employee compliance matters, staying updated...

Company OverviewSAFE Investment is a leading investment company focused on delivering exceptional financial solutions to our clients.SalaryA competitive remuneration package awaits the successful candidate, reflecting their skills and experience.Job DescriptionWe are seeking a highly skilled Finance Associate to join our team. The ideal candidate will...

**Company Overview**The Asian Infrastructure Investment Bank (AIIB) is a leading multilateral development bank focused on financing infrastructure for tomorrow in Asia and beyond. With a mission to unlock new capital and invest in green, technology-enabled infrastructure that promotes regional connectivity, AIIB collaborates with partners to meet clients'...

CLIENT BACKGROUND We are looking for an experienced and knowledgeable IBD Compliance Specialist to join our team. The successful candidate will have extensive experience in investment banking division (IBD) product knowledge or control room operations, to work in the regional team and report to the Head of Compliance to work closely with the business team on...

At Allianz Global Investors, we foster a culture of professionalism, fulfillment, and an inclusive working environment. We invest for the long term, creating value for clients every step of the way.This role is part of our Asia Pacific equity investment team, responsible for serving as an internal and external advocate for our Asia Equity strategies. The...

About UsAksia LLC is an alternative assets specialist providing investment solutions for institutional investors globally. We offer advisory, investment management, and research services across various asset classes. Our team works closely with clients to develop and implement tailored investment portfolios. This role will be part of our Pan-Alternatives...

Job DescriptionWe are seeking a Compliance Specialist to join our team at Ashford Benjamin Ltd.Responsibilities:Provide comprehensive compliance support to the Investment Bank and Capital Market, Research business on a wide range of internal and transaction-related compliance matters.Develop and implement effective compliance frameworks, policies, and...

Responsibilities:Advising and supporting the Investment Bank and Capital Market, Research business on a wide range of internal and transaction-related compliance matters Drafting compliance framework, policies, and procedures Participate in regulatory updates, new product and activity approvals projects Working closely with control room to advise and...

Responsibilities:Responsible APAC Control Room and Research Compliance function Providing compliance clearance on Investment Research against the Watch and Restricted Lists and maintaining transactional/role disclosures Develop compliance framework, policies, procedures, and training programs for Corporate and Investment Banking business Provide compliance...

Alpha Solution Consulting, a leading investment firm in Hong Kong, is seeking an experienced Global Investment Operations Specialist. This role will support the daily operations of our global asset allocation solutions, working closely with our seasoned professionals to deliver strategic, risk-adjusted solutions to clients. The ideal candidate will have...

Compliance and Governance SpecialistWe are looking for a Compliance and Governance Specialist to provide guidance on the design and implementation of key security controls, tools, and technologies. As a member of the Technology Governance & Compliance team, you will work closely with cross-functional teams to enhance the security of all OKX products and...

Job OverviewAt Amber Group, we are looking for a skilled Cryptocurrency Compliance Specialist to join our team. As a leading digital asset company, we provide crypto financial services to institutional and high-net-worth investors globally.We offer best-in-class liquidity solutions and cutting-edge trading infrastructure across major exchanges, applications,...

Senior Investment Solutions Specialist - Finance Solutions The Asian Infrastructure Investment Bank (AIIB) is a multilateral development bank whose mission is Financing Infrastructure for Tomorrow in Asia and beyond-infrastructure with sustainability at its core. We began operations in Beijing in 2016 and have since grown to 110 approved members worldwide....

At PrimePeak Group, we are seeking a seasoned Investment Strategy Specialist to drive our TMT equity strategy in Hong Kong and China. This is an exceptional opportunity for an experienced professional to leverage their expertise in value investing principles and join a top asset management firm with a strong track record.Key Responsibilities:Develop and...

Larson Maddox is seeking a seasoned Ideal Candidate to oversee compliance for the Investment Banking Division. The successful candidate will possess extensive experience in IBD product knowledge or control room operations, enabling them to work closely with the business team on compliance advisory.Key Responsibilities:Compliance Oversight: Ensure adherence...