Investment Governance Specialist

13 hours ago


Hong Kong, Central and Western District, Hong Kong SAR China Allianz Popular SL. Full time
About the Role

We are looking for a skilled Investment Governance Specialist to join our team in Hong Kong. As a key member of the Investment Compliance team, you will be responsible for ensuring that all Allianz Global Investors' activities comply with regulatory requirements and internal policies.

  • Contribute to the development and implementation of policies, procedures, and controls to ensure compliance with applicable laws and regulations.
  • Provide guidance, advice, and training to staff members on Investment Compliance matters.
  • Perform compliance monitoring activities, analyse pre-trade requests, and report findings and violations detected during the performance of investment compliance monitoring activities.

You will work closely with the Global Sanctions Coordinator to ensure economic sanctions do not impact investment and trading activities. Your responsibilities will also include leading or participating in internal compliance reviews, preparing and presenting compliance reports, and undertaking tasks as directed related to audits, reviews, and examinations.

To succeed in this role, you will need to have a sound understanding of current issues affecting the financial services industry and operational and regulatory frameworks from a Compliance perspective. You will also require comprehensive knowledge of financial instruments, derivatives, and investment strategies, as well as strong verbal and written communication skills in English and Chinese.

This is an exciting opportunity to work in a global matrix and multi-cultural environment where you will contribute to a strong compliance culture within the firm.



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