Investment Compliance Specialist

We are looking for an Equity Investment Specialist to lead our investment research efforts. The ideal candidate will have a strong background in equity research and a proven track record of successful investment recommendations.ResponsibilitiesAnalyze companies and sectors to identify potential investment opportunities.Conduct research trips to gain a deeper...

About the RoleWe are looking for a skilled Investment Governance Specialist to join our team in Hong Kong. As a key member of the Investment Compliance team, you will be responsible for ensuring that all Allianz Global Investors' activities comply with regulatory requirements and internal policies.Contribute to the development and implementation of policies,...

Job OverviewLarson Maddox is seeking an experienced Compliance Specialist to join our Investment Banking Division team.About the RoleThe successful candidate will oversee compliance matters related to IBD products and services, ensuring adherence to regulatory requirements and internal policies.Key ResponsibilitiesMonitor and manage information barriers in...

About Ashford Benjamin LtdA leading investment bank and capital market, our company is committed to delivering high-quality services.Job Description: Compliance SpecialistWe are seeking a highly skilled Compliance Specialist to join our team.ResponsibilitiesCompliance Advisory: Provide expert advice on internal and transaction-related compliance matters to...

Develop, implement, and maintain compliance policies and procedures aligned with regulatory requirements and industry best practices. Provide expert guidance on regulatory developments and their implications for the firm's investment strategies and operations. Collaborate with investment teams to assess compliance risks associated with new products,...

Ashford Benjamin is a leading recruitment agency supporting top asset managers in the APAC region. This exciting opportunity for Compliance Specialists allows them to gain valuable experience covering alternative investment funds.The role involves providing compliance advisory services to fund businesses, managing employee compliance matters, staying updated...

Pure Hong Kong seeks a Compliance Director for its Global Investment Banking Business.**Job Description**In this key role, you will report to the Head of Compliance HK and provide compliance advice to the Global Investment Banking Business. This includes advisory services for Mergers & Acquisitions (M&A), Equity Capital Markets (ECM), Debt Capital Markets...

**Company Overview**The Asian Infrastructure Investment Bank (AIIB) is a leading multilateral development bank focused on financing infrastructure for tomorrow in Asia and beyond. With a mission to unlock new capital and invest in green, technology-enabled infrastructure that promotes regional connectivity, AIIB collaborates with partners to meet clients'...

CLIENT BACKGROUND We are looking for an experienced and knowledgeable IBD Compliance Specialist to join our team. The successful candidate will have extensive experience in investment banking division (IBD) product knowledge or control room operations, to work in the regional team and report to the Head of Compliance to work closely with the business team on...

About UsAksia LLC is an alternative assets specialist providing investment solutions for institutional investors globally. We offer advisory, investment management, and research services across various asset classes. Our team works closely with clients to develop and implement tailored investment portfolios. This role will be part of our Pan-Alternatives...

MRA Search is a leading recruitment firm partnering with a prominent private equity company to find an experienced Paralegal. The ideal candidate will support the legal and compliance team in Hong Kong, ensuring compliance with financial regulations through regular reviews.The successful Paralegal will work closely with internal legal teams and external...

Alpha Solution Consulting, a leading investment firm in Hong Kong, is seeking an experienced Global Investment Operations Specialist. This role will support the daily operations of our global asset allocation solutions, working closely with our seasoned professionals to deliver strategic, risk-adjusted solutions to clients. The ideal candidate will have...

Compliance and Governance SpecialistWe are looking for a Compliance and Governance Specialist to provide guidance on the design and implementation of key security controls, tools, and technologies. As a member of the Technology Governance & Compliance team, you will work closely with cross-functional teams to enhance the security of all OKX products and...

Senior Investment Solutions Specialist - Finance Solutions The Asian Infrastructure Investment Bank (AIIB) is a multilateral development bank whose mission is Financing Infrastructure for Tomorrow in Asia and beyond-infrastructure with sustainability at its core. We began operations in Beijing in 2016 and have since grown to 110 approved members worldwide....

About the RoleThis is an exciting opportunity for a Banking Compliance Specialist to join our team at PERSOLKELLY. As a specialist in regulatory reporting, you will play a critical role in ensuring our client's compliance with relevant regulatory requirements.Your responsibilities will include:Performing risk assessments and developing mitigation strategies...

About the RoleThis is an exciting opportunity for a seasoned Investment Portfolio Specialist to join our team and play a critical role in managing risks associated with our investment portfolio.ResponsibilitiesEvaluate and manage risks associated with the company's investment portfolio, including market, credit, liquidity, operational, and geopolitical...

We are seeking a highly skilled professional to join our team as a Long/Short Investment Team Specialist. As a specialist, you will play a crucial role in building analytical tools to help measure and improve long/short team performance and investment process.About the Role:The successful candidate will have a bachelor's degree in finance, economics,...

Larson Maddox is seeking a seasoned Ideal Candidate to oversee compliance for the Investment Banking Division. The successful candidate will possess extensive experience in IBD product knowledge or control room operations, enabling them to work closely with the business team on compliance advisory.Key Responsibilities:Compliance Oversight: Ensure adherence...

Risk and Compliance SpecialistThis is a unique opportunity for a detail-oriented Risk and Compliance Specialist to join our team at JustOneGalaxy Recruitment.The successful candidate will have a strong background in risk management, with a proven ability to ensure compliance with industry rules and regulations.Key Responsibilities:Develop and implement risk...

OverviewWe are seeking a Senior Compliance Specialist to enhance compliance initiatives at ConnectedGroup, a global insurance company. The ideal candidate will have strong knowledge of key regulatory requirements related to compliance risks and audit controls.Salary and BenefitsOur competitive salary package includes year-end bonus and opportunities for...