Transaction Surveillance and Investigations Head

Job DescriptionWe are currently seeking a Trade Surveillance Consultant with 2-4 years of experience in trade surveillance within the financial services sector to work on a 3-month project in Hong Kong.The ideal candidate will possess demonstrated experience in investigating and clearing trade alerts, with a focus on effective resolution. Proficiency in...

Job DescriptionThe Regional Head of Capital Markets Regulatory Surveillance is responsible for defining and implementing a compliance surveillance and control setup on the perimeter under his responsibility and adapting it in line with Group norms and Compliance global strategy, and in respect of local regulations as well as global standards.Design and...

Key ResponsibilitiesConduct transaction monitoring and market surveillance activities utilizing specialized software systems and established processes to detect and investigate potential instances of financial crimes, including but not limited to money laundering, terrorist financing, and market manipulation and abuse.Investigate and escalate transaction...

About the Role:We are seeking a highly skilled Transaction Monitoring Officer to join our team at Amber Group.As a key member of our risk management department, you will be responsible for conducting transaction monitoring and market surveillance activities utilizing specialized software systems and established processes to detect and investigate potential...

Role SummaryThis is an exciting opportunity to join Amber Group's Transaction Monitoring and Market Surveillance team as a skilled professional. You will be responsible for utilizing specialized software systems and established processes to detect and investigate potential instances of financial crimes, including money laundering, terrorist financing, and...

Sia Partners is a cutting-edge consulting firm focused on delivering exceptional value to its clients as they navigate the digital revolution.With over 2,800 consultants in 18 countries, we have established ourselves as a leader in strategy, business transformation, IT & digital strategy, and Data Science.We guide our clients' projects and initiatives,...

ResponsibilitiesOverview:The role will provide the successful candidate with a unique opportunity to apprehend the various businesses of a top-tier investment bank and will be evolving at the forefront of regulatory developments. The position will involve constant interaction with senior management, business lines, and various compliance teams. It is...

Sia Partners is a next-generation consulting firm focused on delivering superior value and tangible results to its clients as they navigate the digital revolution. With over 2,800 consultants in 18 countries, we will generate an annual turnover of USD 420 million for the current fiscal year. Our global footprint and our expertise in more than 30 sectors and...

Company Overview: Hong Kong Exchanges and Clearing Limited (HKEX) is the primary exchange, clearing house, and registry of Hong Kong. We are committed to providing a fair, orderly, and efficient market for trading securities and derivatives. About the Role: The Market Surveillance and Monitoring Department plays a critical role in maintaining the integrity...

About the RoleThe Regional Head of Capital Markets Regulatory Surveillance will be responsible for providing strategic leadership to a team of 20+ individuals across Hong Kong, Japan, and India.This role involves designing and implementing surveillance strategies and processes, leveraging data-driven performance indicators to prioritize work, and staying...

About the RoleWe are seeking a highly skilled Transaction Monitoring Officer to join our team. As a key member of our Compliance department, you will play a critical role in ensuring the accuracy and effectiveness of our transaction monitoring systems.Your primary responsibility will be to conduct transaction monitoring and market surveillance activities,...

Job DescriptionThe Role of the Regional Head of Capital Markets Regulatory Surveillance is a critical position that requires a seasoned professional with a thorough understanding of financial markets, conduct risk, trading data, and data governance. This role oversees a team of 20+ individuals composed of ~10 HC onshore in Hong Kong, 4 in Japan, and 9 HC...

Direct message the job poster from Amber GroupRegional HR | Talent Acquisition | HR Business PartnerAmber Group is a global leading digital asset company providing crypto financial services to both institutional and high-net-worth investors globally.We offer best-in-class liquidity solutions and cutting-edge trading infrastructure across major exchanges,...

Job DescriptionThe Head of Regulatory Oversight in Asia will be responsible for defining and implementing a compliance surveillance and control setup on the perimeter under his responsibility and adapting it in line with Group norms and Compliance global strategy, and in respect of local regulations as well as global standards. The role will involve constant...

About Us:Amber Group is a pioneering digital asset company that provides innovative financial services to institutional and high-net-worth investors globally.We are committed to building strong relationships and delivering personalized service to our clients, helping them navigate the fast-growing digital asset ecosystem.Role and Responsibilities:As a...

Direct message the job poster from Amber Group Regional HR | Talent Acquisition | HR Business Partner Amber Group is a global leading digital asset company providing crypto financial services to both institutional and high-net-worth investors globally. We offer best-in-class liquidity solutions and cutting-edge trading infrastructure across major exchanges,...

About the RoleThe Regional Head of Capital Markets Regulatory Surveillance will play a pivotal role in ensuring the firm's compliance with regulatory requirements across the Asia-Pacific region.This is an exciting opportunity for a seasoned professional to lead a team of 20+ individuals and drive change through innovation, leveraging technology to improve...

Job Description:We are seeking a highly skilled Financial Crime Prevention Specialist to join our team at Amber Group. In this role, you will conduct transaction monitoring and market surveillance activities using advanced software systems and established processes to detect and investigate potential instances of financial crimes.Key responsibilities include...

About the Role:This exciting opportunity allows you to leverage your experience in transaction monitoring and market surveillance activities to make a meaningful impact at Amber Group.You will analyze system parameters and configurations to optimize the effectiveness of systems, proactively recommend improvements, and stay updated on the latest industry...

Job OverviewWe are seeking a highly experienced professional to lead our Transaction Surveillance and Investigations team, ensuring the Bank's reputation is upheld and relevant laws and regulations are complied with.