Head of Market Surveillance for Asia-Pacific

About the RoleThe Regional Head of Capital Markets Regulatory Surveillance will play a pivotal role in ensuring the firm's compliance with regulatory requirements across the Asia-Pacific region.This is an exciting opportunity for a seasoned professional to lead a team of 20+ individuals and drive change through innovation, leveraging technology to improve...

Duties and ResponsibilitiesThe Regional Head of Capital Markets Regulatory Surveillance is responsible for:Developing and implementing a surveillance strategy and process that meets regulatory requirementsManaging a team of professionals who provide support for the surveillance functionCollaborating with internal stakeholders to ensure effective...

ResponsibilitiesOverview:The role will provide the successful candidate with a unique opportunity to apprehend the various businesses of a top-tier investment bank and will be evolving at the forefront of regulatory developments. The position will involve constant interaction with senior management, business lines, and various compliance teams. It is...

Job DescriptionThe Role of the Regional Head of Capital Markets Regulatory Surveillance is a critical position that requires a seasoned professional with a thorough understanding of financial markets, conduct risk, trading data, and data governance. This role oversees a team of 20+ individuals composed of ~10 HC onshore in Hong Kong, 4 in Japan, and 9 HC...

Responsibilities Overview: The role will provide the successful candidate with a unique opportunity to apprehend the various businesses of a top-tier investment bank and will be evolving at the forefront of regulatory developments. The position will involve constant interaction with senior management, business lines, and various compliance teams. It is...

Job Overview:We are seeking an experienced Compliance Surveillance Leader to join our team in the Asia-Pacific region. The ideal candidate will have 15 years of relevant experience, a thorough understanding of financial markets, conduct risk, trading data, and data governance, and a proven track record of leading change and development through innovation.The...

Job DescriptionThe Head of Regulatory Oversight in Asia will be responsible for defining and implementing a compliance surveillance and control setup on the perimeter under his responsibility and adapting it in line with Group norms and Compliance global strategy, and in respect of local regulations as well as global standards. The role will involve constant...

Job Summary:Societe Generale is seeking a skilled Capital Markets Risk Manager to lead its Capital Markets Surveillance team in the Asia-Pacific region. The successful candidate will have a strong background in financial markets, conduct risk, and trading data, and a proven track record of managing teams and driving change.The Regional Head of Capital...

About the JobWe are seeking a highly skilled Senior Regulatory Surveillance Manager to lead our Capital Markets Compliance team in the Asia-Pacific region.This individual will be responsible for defining and implementing a compliance surveillance and control setup, adapting it in line with Group norms and Compliance global strategy, and in respect of local...

The ideal candidate will have a Bachelor's degree in Human Resources Management, Business Administration, or a related discipline, and at least 5 years of experience in reward management within sizable corporations. A strong understanding of labour and tax regulations in two or more Asia Pacific markets is highly preferred.This role will require close...

About the RoleThe Regulatory Affairs Specialist will play a crucial role in ensuring market access for Accuray products and services in Asia Pacific. This position involves supporting the Director of Accuray Regulatory and Quality, Asia Pacific Region, in managing post-market agency reporting activities and handling recalls.Key AccountabilitiesAuthor...

Job DescriptionWe are seeking a highly skilled Regulatory Affairs Specialist to support obtaining medical device pre-market regulatory approvals in Asia Pacific. The ideal candidate will have experience authoring regulatory submissions through third-party entities and be vigilant of developing standards and regulations impacting Accuray product...

Job DescriptionWe are seeking a highly skilled Regulatory Affairs Specialist to support obtaining medical device pre-market regulatory approvals in the Asia Pacific region. This role will ensure market access for Accuray products and services in the area.The ideal candidate will author regulatory submissions through third-party entities and stay vigilant of...

We are seeking a skilled Regulatory Affairs Specialist to join our team at Accuray Asia Ltd. As a key member of our Asia Pacific team, you will play a critical role in ensuring the successful market access of our medical devices.The ideal candidate will have a strong understanding of the regulatory requirements for medical devices in Asia Pacific and be able...

Company Overview: Hong Kong Exchanges and Clearing Limited (HKEX) is the primary exchange, clearing house, and registry of Hong Kong. We are committed to providing a fair, orderly, and efficient market for trading securities and derivatives. About the Role: The Market Surveillance and Monitoring Department plays a critical role in maintaining the integrity...

Role OverviewThe Regional Head of Capital Markets Regulatory Surveillance plays a critical role in ensuring the firm's compliance with regulatory requirements. The successful candidate will be responsible for designing and implementing a comprehensive surveillance strategy and process, leveraging data analytics to drive business decisions, and staying...

About the RoleThis exciting opportunity exists within the Accuray Asia Ltd team, where you will contribute to ensuring the smooth launch of medical devices in the Asia Pacific market. As a key member of our Regulatory Affairs team, you will work closely with cross-functional teams to guarantee compliance with regional regulatory requirements.Your primary...

About the RoleWe are seeking an experienced professional to lead our development efforts in the Asia Pacific region. As Head of Development, you will be responsible for formulating and implementing brand-building, communication, and PR plans to raise awareness about our organization and its mission. Your expertise will help us cultivate relationships with...

Key ResponsibilitiesConduct transaction monitoring and market surveillance activities utilizing specialized software systems and established processes to detect and investigate potential instances of financial crimes, including but not limited to money laundering, terrorist financing, and market manipulation and abuse.Investigate and escalate transaction...

Job SummaryThe Senior Compliance Officer, Regional Control is responsible for ensuring that our business operations comply with relevant laws and regulations in the Asia Pacific region.Key ResponsibilitiesConduct regular compliance reviews of business operations in the Asia Pacific regionIdentify and report potential compliance issues to senior...