Head of Agency Compliance

3 weeks ago

Hong Kong, Central and Western District, Hong Kong SAR China AIA International Limited. Full time
About the Role

We are seeking a seasoned professional to lead our Agency Distribution Governance Department, ensuring full adherence to regulatory requirements and our company's compliance and risk management standards. As a key member of our team, you will drive a culture of compliance and responsible sales practices across our distribution channels.

Key Responsibilities:
  • Design, implement, and enhance agency sales management policies and guidelines, ensuring effective controls and monitoring programs to meet group and regulatory requirements.
  • Implement the Distribution Quality Operating Model and enforce its application across distribution channels, including agency, bancassurance, and brokerage.
  • Represent Agency in Group and Local Compliance initiatives relating to distribution sales.
  • Collaborate with Law, Risk, and Compliance to interpret regulatory requirements and expectations, and facilitate the implementation of appropriate standards.
  • Proactively identify and address regulatory changes and their impact on distribution practices.
  • Provide governance advice and support on business initiatives.
Requirements:
  • Bachelor's degree holder or above in a relevant field, with 15-20 years of experience in the financial industry, handling 1st or 1.5 line of defence, and at least 5 years in a lead role.
  • In-depth understanding of the Insurance business or financial services/banking sector.
  • Experience dealing with regulators and on-site inspection/audit.
  • Excellent command of English, both written and oral.
  • Excellent interpersonal skills.
  • Independent and able to work under pressure.
  • Must be organized, detail-oriented, and analytical.
  • Must possess strong leadership, coaching, and influencing skills, strong business acumen, effective change management skills, problem-solving, and decision-making skills.
  • With high-level integrity and takes ownership and accountability of results.
What We Offer:

Build a career with us as we help our customers and the community live Healthier, Longer, Better Lives. You must provide all requested information, including Personal Data, to be considered for this career opportunity. Failure to provide such information may influence the processing and outcome of your application. You are responsible for ensuring that the information you submit is accurate and up-to-date.

  • Head of Agency Compliance

    7 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China AIA International Limited. Full time

    About the RoleWe are seeking a seasoned professional to lead our Agency Distribution Governance Department, ensuring full adherence to regulatory requirements and our company's compliance and risk management standards. As a key member of our team, you will drive a culture of compliance and responsible sales practices across our distribution channels.Key...

  • Head of Trade Service

    3 weeks ago

    Hong Kong, Central and Western District, Hong Kong SAR China ALL-STAR AGENCY Full time

    Job Title: Head of Trade ServiceALL-STAR AGENCY is seeking a highly skilled and experienced professional to lead our Trade Service team. As a key member of our organization, you will be responsible for overseeing the daily operations of the department, including planning, directing, coordinating, and marketing trade finance products.Key...

  • Head of Compliance

    1 month ago

    Hong Kong, Central and Western District, Hong Kong SAR China Interactive Brokers Full time

    Job SummaryWe are seeking a highly skilled and experienced professional to join our team as a Head of Compliance. The successful candidate will be responsible for overseeing and advising on all compliance and regulatory matters related to our operations in Hong Kong.Key ResponsibilitiesRegulatory LiaisonAs the primary liaison to the SFC exchanges and other...

  • Head of Distribution Compliance

    3 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Manulife Full time

    About the RoleWe are seeking a highly skilled and experienced Head of Distribution Compliance to join our team. As a key member of our compliance function, you will be responsible for leading the development and implementation of our distribution compliance strategy.Key ResponsibilitiesLead the team to identify new regulatory changes on insurance and MPF...

  • Head of Distribution Compliance

    2 weeks ago

    Hong Kong, Central and Western District, Hong Kong SAR China Company 28 - Manulife (International) Limited Full time

    About the RoleWe are seeking a highly skilled and experienced Head of Distribution Compliance to join our team at Company 28 - Manulife (International) Limited. As a key member of our compliance team, you will be responsible for leading the implementation and effectiveness of our Control Monitoring Framework for all distribution channels.Key...

  • Compliance Director

    1 day ago

    Hong Kong, Central and Western District, Hong Kong SAR China ALL-STAR AGENCY Full time

    Job Title: Head of Compliance, Corporate BankAbout the Role:We are seeking a seasoned professional to lead our compliance function for the corporate bank. As Head of Compliance, you will be responsible for ensuring that our business operations are in line with regulatory requirements and industry best practices.Key Responsibilities:Develop and implement...

  • Commercial Banking Division Head

    3 weeks ago

    Hong Kong, Central and Western District, Hong Kong SAR China ALL-STAR AGENCY Full time

    ALL-STAR AGENCY is seeking a seasoned professional to lead our commercial banking business in Hong Kong. As Division Head of Commercial Banking, you will be responsible for expanding our mid-cap client base and driving business growth. Key responsibilities include leading a team of Relationship Managers, identifying cross-selling opportunities, and...

  • Head of Distribution Compliance

    2 weeks ago

    Hong Kong, Central and Western District, Hong Kong SAR China Manulife Full time

    About the RoleWe are seeking a highly skilled and experienced Head of Distribution Compliance to join our team at Manulife. As a key member of our compliance function, you will be responsible for leading the development and implementation of our distribution compliance strategy, ensuring that our business operations are in line with regulatory requirements...

  • Head of Transaction Monitoring and AML Compliance

    3 weeks ago

    Hong Kong, Central and Western District, Hong Kong SAR China Fubon Bank Full time

    Job Title: Head of Transaction MonitoringFubon Bank is seeking a highly experienced professional to lead our Transaction Monitoring team and drive our Anti-Money Laundering (AML) compliance efforts.Key Responsibilities:Provide strategic advice to senior management on AML regulatory requirements and risk management strategies.Develop and maintain a robust...

  • Head of Transaction Monitoring and AML Compliance

    1 week ago

    Hong Kong, Central and Western District, Hong Kong SAR China Fubon Bank Full time

    Job Title: Head of Transaction MonitoringFubon Bank is seeking a highly experienced and skilled professional to lead our Transaction Monitoring team. As the Head of Transaction Monitoring, you will be responsible for developing and implementing effective transaction monitoring frameworks and programs to detect and prevent money laundering and terrorist...

  • Head of Distribution Compliance

    3 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Manulife Full time

    About the RoleWe are seeking a highly skilled and experienced Head of Distribution Compliance to join our team at Manulife. As a key member of our compliance function, you will be responsible for leading the development and implementation of our distribution compliance strategy, ensuring that our business operations are in line with regulatory requirements...

  • Head of Distribution Compliance Expert

    3 weeks ago

    Hong Kong, Central and Western District, Hong Kong SAR China Company 28 - Manulife (International) Limited Full time

    About the RoleWe are seeking a highly skilled and experienced professional to lead our Distribution Compliance team. As the Head of Distribution Compliance, you will be responsible for ensuring that our distribution operations are in compliance with all relevant regulatory requirements.Key ResponsibilitiesLead the team to identify new regulatory changes...

  • Head of Distribution Compliance

    4 weeks ago

    Hong Kong, Central and Western District, Hong Kong SAR China Manulife Full time

    About the RoleWe are seeking a highly experienced and skilled Head of Distribution Compliance to join our team at Manulife. As a key member of our organization, you will be responsible for leading our distribution compliance efforts and ensuring that our business operations are in line with regulatory requirements.Key ResponsibilitiesRegulatory Compliance:...

  • Senior Manager, Agency Development Lead

    1 month ago

    Hong Kong, Central and Western District, Hong Kong SAR China Prudential plc Full time

    At Prudential plc, we are committed to being partners for every life and protectors for every future. Our purpose drives everything we do by creating a culture of diversity and inclusion, for our people, customers, and partners. We provide a platform for our people to excel and make an impact to the business, and we support their career ambitions. We pledge...

  • Senior Manager, Agency Distribution Lead

    2 weeks ago

    Hong Kong, Central and Western District, Hong Kong SAR China Prudential plc Full time

    At Prudential plc, we're committed to being partners for every life and protectors for every future. Our purpose drives everything we do, creating a culture where diversity is celebrated and inclusion is assured for our people, customers, and partners. We provide a platform for our people to excel and make an impact on the business, and we support their...

  • Chief Credit Officer, Greater China

    7 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China ALL-STAR AGENCY Full time

    {"title": "Credit Risk Manager", "content": "Job SummaryWe are seeking a highly skilled Credit Risk Manager to join our team at ALL-STAR AGENCY. As a Credit Risk Manager, you will be responsible for reviewing and approving large corporate banking credit applications focusing on the Greater China region.Key ResponsibilitiesConduct thorough credit analysis and...

  • Head of Distribution Compliance Expert

    3 weeks ago

    Hong Kong, Central and Western District, Hong Kong SAR China Manulife Full time

    Job DescriptionThe OpportunityWe are seeking a highly skilled and experienced professional to lead our Distribution Compliance team. As the Head of Distribution Compliance, you will be responsible for ensuring that our distribution channels operate in compliance with regulatory requirements and industry standards.Key Responsibilities:Lead the team in...

  • Head of Distribution Compliance Expert

    3 weeks ago

    Hong Kong, Central and Western District, Hong Kong SAR China Manulife Full time

    Job DescriptionThe OpportunityWe are seeking a highly skilled and experienced professional to lead our Distribution Compliance team. As the Head of Distribution Compliance, you will be responsible for ensuring that our distribution channels operate in compliance with regulatory requirements and industry standards.Key ResponsibilitiesLead the team in...

  • Head of Distribution Compliance Expert

    3 weeks ago

    Hong Kong, Central and Western District, Hong Kong SAR China Manulife Full time

    Job DescriptionThe OpportunityWe are seeking a highly skilled and experienced professional to lead our Distribution Compliance team. As the Head of Distribution Compliance, you will be responsible for ensuring that our distribution channels comply with all relevant regulatory requirements and industry standards.Key ResponsibilitiesLead the team to identify...

  • Head of Compliance Executive Director

    7 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China HARBRIDGE PARTNERS Full time

    Job Title: Head of Compliance Executive DirectorJoin HARBRIDGE PARTNERS as we seek a seasoned Head of Compliance Executive Director to lead our compliance efforts in Hong Kong. As a key member of our team, you will be responsible for overseeing compliance activities in Hong Kong, contributing to regional compliance oversight in Australia and Singapore, and...