Financial Compliance Expert

Ashford Benjamin is working closely with a top-tier asset manager to find a Financial Regulatory Compliance Expert for their Hong Kong office. This challenging yet rewarding opportunity will allow experienced Compliance Professionals to play a pivotal role in shaping the company's APAC strategy, focusing on alternative investment funds.The role requires...

Job RoleClassy Wheeler Limited seeks a highly skilled Financial Services Compliance Expert to join our team. As an expert in this field, you will play a critical role in defining AI solutions for the Financial Services Industry and working closely with our research and product development teams.Key ResponsibilitiesYou will be responsible for developing and...

About the RoleWe are seeking a highly experienced Financial Control and Compliance Expert to join our team in the Asia Pacific region. The successful candidate will be responsible for developing and implementing effective financial control and compliance frameworks to support business growth and minimize risk.This is an exciting opportunity for a skilled...

About the Role:We are looking for a skilled Compliance Program Lead to join our team at Waystone.In this role, you will provide oversight on various compliance projects and ensure completion of projects within stipulated timelines. You will also be responsible for being a subject matter expert in relation to regulations pertaining to Hong Kong regulated...

Larson Maddox is seeking a highly skilled Derivatives Compliance Expert to join our team. This is an exceptional opportunity for a seasoned professional to make a meaningful impact in the financial services sector.This permanent role involves ensuring compliance with both local and common law regulations, keeping abreast of regulatory changes and advising...

About the RoleWe are seeking an experienced Compliance Expert to join our Investment Compliance team in Hong Kong. The successful candidate will contribute to ensuring that all of Allianz Global Investors' activities in the Asia Pacific offices satisfy regulatory requirements and internal policies.Develop and implement policies, procedures, and controls to...

About Us:HARBRIDGE PARTNERS is a leading employment agency with a growing presence in the financial industry. We provide expert recruitment services to top companies and professionals alike.Job Description:The Head of Compliance-Hong Kong will play a crucial role in ensuring our clients' compliance with Hong Kong's regulatory requirements. As a key member of...

K N Group has established itself as a leading technology group in the global financial services market. We have expanded our operations to multiple countries, including Thailand, the Philippines, Pakistan, Indonesia, and Mexico, where we hold various financial licenses.We are seeking a Global Compliance Expert to join our team and help us navigate the...

About the RoleThe Bank of Communications Co., Ltd. London Branch is seeking a Compliance and AML Expert to join our team. This role will be responsible for ensuring that our Financial Crime Prevention policies and procedures are effective and compliant with regulatory requirements. The ideal candidate will have a strong background in Compliance and AML, with...

We are seeking a highly experienced Financial Crime Compliance Director to join our team at Ashford Benjamin. The role will serve as a senior AML member for the APAC region, covering all aspects of AML work including providing advisory services, overseeing investigations, establishing policies and procedures, and liaising with stakeholders on escalated...

Job Description:We are seeking a Senior Compliance Officer to join our team in Central and Western District, Hong Kong.This role involves working on strategic projects aimed at enhancing the compliance infrastructure and collaborating with local and international teams to address compliance issues across the business.You will ensure compliance with all...

Ashford Benjamin Ltd is partnering with a reputable bank to fill the role of KYC Manager. This position involves overseeing and managing the Know Your Customer (KYC) process for both new and existing clients, ensuring adherence to regulatory standards and internal policies.The successful candidate will be responsible for conducting thorough reviews of...

Compliance SolutionsClassy Wheeler Limited is seeking a Compliance Technology Consultant to help our clients navigate the complexities of Financial Services Compliance. As a subject matter expert, you will work closely with our research and product development teams to design and deliver customized compliance solutions.Key ResponsibilitiesProviding expert...

Role Description">This role involves providing expert advice and support to clients on regulatory compliance matters.The ideal candidate will have prior experience in compliance, consultancy, or regulatory affairs within financial services.">Key Skills and Qualifications">Strong knowledge of SFC and HKMA regulations.Excellent analytical, communication, and...

Position OverviewThe Bank of China is seeking an experienced Business Compliance & Risk Control Manager to oversee risk monitoring and control activities. The successful candidate will have a strong background in risk assessment, team collaboration, and strategic planning.ResponsibilitiesLead risk monitoring and control efforts across various business...

About the RoleWe are seeking a skilled Financial Technology Expert to join our Equities Trading Services Technology team. As a key member of this team, you will play a vital role in delivering critical pre-trade risk compliance and inventory management solutions across asset classes.Lead end-to-end delivery of large-scale projects, working with functions...

Compliance Expert Wanted:Franklin Templeton Investments is seeking a seasoned Senior Compliance Analyst/Compliance Officer to join our team in Hong Kong. As a key member of our compliance department, you will be responsible for ensuring that our operations comply with all relevant laws and regulations.About the Position:This role requires a deep...

Overview:Futu Securities International (Hong Kong) Limited is a leading financial services provider, and we are seeking an experienced Compliance Manager to join our team.Responsibilities:Licensing and Compliance: Assist in supervising licensing-related works and providing expert advice on licensing issues to ensure compliance with relevant...

Job DescriptionWe are seeking a highly skilled Senior Compliance Expert to join our team at Harbridge Partners. This is an exciting opportunity for an individual with a strong background in anti-money laundering (AML) programs to contribute to the growth and success of our organization.About the RoleThe AML Program Specialist will be responsible for...

Key ResponsibilitiesAs a Compliance Consultant at Global Consultancy, you will be responsible for advising and supporting clients in the asset management and funds sector on regulatory compliance matters.Advise clients on regulatory compliance matters.Assist with licensing applications and regulatory submissions.Develop and enhance compliance policies and...