Business Compliance Specialist

Company OverviewExcis Compliance is a leading provider of innovative solutions in the field of compliance and regulatory affairs. Our team of experts is dedicated to delivering high-quality services that meet the evolving needs of our clients.

Key Responsibilities">Data Verification: Conduct thorough comparisons of Case Report Forms against source documents, verify Informed Consent Forms, and review regulatory documents.Communication: Ensure clear written communication to clinical sites and project team members through monitoring reports, follow-up letters, and study memos.Training: Ensure site...

Ashford Benjamin is assisting a prominent asset management firm in finding a qualified compliance specialist to join their Hong Kong team.This opportunity allows the selected candidate to gain valuable experience in the APAC region, specifically covering alternative investment funds. The role entails providing expert advice on compliance matters to fund...

Compliance Specialist (Corporate & Legal Solutions), Hong Kong1 week ago Be among the first 25 applicantsCompliance Specialist (Corporate & Legal Solutions), Hong KongMonday - Friday, 9.00am - 6.00pmAbout the roleWe are looking for a Compliance Specialist to join our Risk & Compliance team in Hong Kong. In this role you will join an international team of...

As an IT Governance Specialist, you will play a crucial role in supporting the development and enhancement of our IT governance framework, ensuring alignment with our strategic goals. You will design and implement IT governance policies, processes, and guidelines, drive standardization across IT teams, and promote process automation using intelligent tools....

Direct message the job poster from Excis ComplianceAs a Desktop Support Technician with Minimum of 3 years technical experience in providing quality services to the end users which includes the following key roles and responsibilities:Provide customer facing end-user support that includesBreak-fix support for Laptop, desktop, tablets and associated hardware...

We are seeking a highly skilled Compliance Risk Specialist to join our team at Protiviti Hong Kong. As a key member of our team, you will play a critical role in reviewing and analyzing Know Your Customer (KYC) documentation to evaluate customers' source of wealth as a case preparer.ResponsibilitiesEvaluate the adequacy of identified sources of wealth and...

Company OverviewWe are a leading recruitment agency, Gravitas Recruitment Group (Global) Ltd, seeking an experienced Regulatory Compliance Specialist to join our team.

Senior Associate – VP, Global Asset ManagersWe are instructed on multiple opportunities with reputable asset managers who seek regulatory compliance specialists in Hong Kong.This role is responsible for providing regulatory compliance advisory to APAC businesses, identifying rules and regulation updates, establishing effective compliance programs,...

**Company Overview**JC Executive Search is a leading executive search firm that specializes in providing top talent to various industries.We are currently looking for a highly skilled and experienced compliance specialist to join our team.**Job Description**The primary responsibility of this role will be to handle all relevant compliance works of the...

Job Description:Quality System ManagementThe Commercial Quality Specialist is accountable for ensuring that all product, process, or system-related quality activities supporting the business at the affiliate are compliant with corporate, governmental, and local regulations.This role requires an in-depth knowledge of one or more elements and is considered a...

Classy Wheeler Limited is seeking a seasoned Senior Security Specialist to lead their Government project team.About the TeamThis role offers the opportunity to work with a dynamic and experienced team, dedicated to delivering top-notch IT solutions to government clients.Job DescriptionThe Senior Security Specialist will be responsible for:Deploying and...

We are seeking a Risk Management Specialist with a focus on compliance to join our team in Hong Kong. The ideal candidate will have a strong background in risk management, regulatory compliance, and financial services.Job ResponsibilitiesThe Risk Management Specialist will be responsible for:Conducting regulatory compliance reviews, internal control reviews,...

At JC Executive Search, we are seeking a highly skilled Regulatory Compliance Specialist to join our team. As a key member of our organization, you will play a vital role in ensuring that our clients' businesses operate in compliance with relevant regulations and laws.Job Description:Draft and review documents related to compliance worksParticipate in...

About the Job:We are looking for a Compliance Monitoring Specialist to join our team at Projob21 Ltd. The successful candidate will be responsible for conducting periodic and thematic compliance monitoring and testing, tracking and reporting on audit/inspection/external review findings, and identifying regulatory risk related issues.Key...

Job SummaryWe are seeking a Banking Compliance Specialist to join our team at China Construction Bank (Asia) Corporation Limited. The ideal candidate will have a strong background in banking regulations and compliance, with experience in developing and implementing policies and procedures.You will be responsible for participating in the internal audit of the...

Job OverviewDBS Bank is seeking a highly skilled and experienced Senior Compliance Specialist to join its Corporate Banking team. The successful candidate will be responsible for conducting Customer Due Diligence (CDD) reviews and onboarding requests to ensure timely completion, while maintaining high standards of excellence in handling internal and external...

(Senior) Business Compliance & Risk Control ManagerJob No.: 499146 Employment Type: Full time Departments: Investment ManagementJob Functions: Risk Management, Compliance / Operational Risk ManagementResponsibilities:Conduct risk monitoring, control and compliance risk assessments of money market and capital market dealers activities.Oversight risk...

A fast-growing, high performing, award winning asset manager is hiring a Compliance Specialist as a new headcount due to continuous business growth. Responsibilities * Day-to-day compliance monitoring in line with existing ARP Compliance policies and procedures, including but not limited to personal account dealing, gifts and entertainment, conflicts...

Job Description:We are seeking a seasoned Compliance Specialist to lead our team in ensuring the highest standards of compliance across all aspects of our business. As a key member of our organization, you will play a critical role in maintaining our reputation and integrity.Key Responsibilities:Develop and implement comprehensive compliance strategies to...