Senior Compliance Specialist

Company OverviewExcis Compliance is a leading provider of innovative solutions in the field of compliance and regulatory affairs. Our team of experts is dedicated to delivering high-quality services that meet the evolving needs of our clients.

Classy Wheeler Limited is seeking a seasoned Senior Security Specialist to lead their Government project team.About the TeamThis role offers the opportunity to work with a dynamic and experienced team, dedicated to delivering top-notch IT solutions to government clients.Job DescriptionThe Senior Security Specialist will be responsible for:Deploying and...

Digital Asset Compliance Specialist WantedWe are looking for a seasoned Senior Compliance Manager to join our team at EC1 Partners.The ideal candidate will have 8+ years of experience in compliance, including 5+ years in centralized crypto or Web3 platforms. Your primary responsibility will be to drive global regulatory strategy and licensing for our client...

Senior Associate – VP, Global Asset ManagersWe are instructed on multiple opportunities with reputable asset managers who seek regulatory compliance specialists in Hong Kong.This role is responsible for providing regulatory compliance advisory to APAC businesses, identifying rules and regulation updates, establishing effective compliance programs,...

Job OverviewThe Bank of Communications Co., Ltd. London Branch is seeking a seasoned professional to join its Financial Crime Compliance team as a Senior Financial Crime Compliance Specialist. This role will be responsible for providing AML advisory services to business stakeholders, developing and monitoring AML operations related issues, investigating...

Compliance Specialist (Corporate & Legal Solutions), Hong Kong1 week ago Be among the first 25 applicantsCompliance Specialist (Corporate & Legal Solutions), Hong KongMonday - Friday, 9.00am - 6.00pmAbout the roleWe are looking for a Compliance Specialist to join our Risk & Compliance team in Hong Kong. In this role you will join an international team of...

Direct message the job poster from Excis ComplianceAs a Desktop Support Technician with Minimum of 3 years technical experience in providing quality services to the end users which includes the following key roles and responsibilities:Provide customer facing end-user support that includesBreak-fix support for Laptop, desktop, tablets and associated hardware...

Company OverviewWe are a leading recruitment agency, Gravitas Recruitment Group (Global) Ltd, seeking an experienced Regulatory Compliance Specialist to join our team.

Job DescriptionWe are seeking a highly experienced Legal and Compliance Specialist to join our team. The successful candidate will have a strong background in compliance and legal matters, with excellent analytical and problem-solving skills. The role will involve developing and implementing compliance programs, reviewing and updating policies and...

Ashford Benjamin is assisting a prominent asset management firm in finding a qualified compliance specialist to join their Hong Kong team.This opportunity allows the selected candidate to gain valuable experience in the APAC region, specifically covering alternative investment funds. The role entails providing expert advice on compliance matters to fund...

The Business Compliance Specialist will be responsible for ensuring that DBS Bank's business operations are compliant with all relevant regulatory requirements.ResponsibilitiesTo develop and implement compliance policies and procedures.To conduct regular audits to ensure compliance with regulatory requirements.To provide guidance and advice to employees on...

Security and Privacy Compliance Senior Specialist (SEA) - Hong Kong SAR Be among the first 25 applicants Direct message the job poster from Alibaba Cloud Responsibilities Act as the primary contact for enterprise customer inquiries related to security compliance and privacy, providing accurate and timely responses. Assist in handling audit requests from...

Trade Surveillance System Design and Compliance Specialist RoleThis highly demanding role requires a skilled individual to design a robust trade surveillance system capable of identifying market manipulation and ensuring Anti-Money Laundering/Counter-Financing of Terrorism (AML/CFT) compliance.Key Responsibilities:Design and Implement Trade Surveillance...

About the RoleThis is an exciting opportunity for a Senior Governance Specialist to join our team. As part of the core team members, you will oversee Regulatory Affairs & Central Compliance issues, ensuring the organization's adherence to relevant laws and regulations.Key ResponsibilitiesOversight Regulatory Affairs & Central Compliance issuesDevelop and...

As an IT Governance Specialist, you will play a crucial role in supporting the development and enhancement of our IT governance framework, ensuring alignment with our strategic goals. You will design and implement IT governance policies, processes, and guidelines, drive standardization across IT teams, and promote process automation using intelligent tools....

Main Responsibilities:Maintain effective communication with the Head Office, preparing comprehensive management reports and following up on initiatives from the top-level management. Draft and update policies and procedures in accordance with regulatory developments and internal requirements, ensuring compliance and excellence in practice. Investigate and...

About the Job:We are looking for a Compliance Monitoring Specialist to join our team at Projob21 Ltd. The successful candidate will be responsible for conducting periodic and thematic compliance monitoring and testing, tracking and reporting on audit/inspection/external review findings, and identifying regulatory risk related issues.Key...

1 month ago Be among the first 25 applicantsGet AI-powered advice on this job and more exclusive features.ResponsibilitiesCompliance housekeeping matters - Maintain accurate records and documentation relating to corporate and compliance activities, including PA trading and conflictsRegulatory reporting - Ensure and track compliance with relevant regulations,...

Job SummaryWe are seeking a Banking Compliance Specialist to join our team at China Construction Bank (Asia) Corporation Limited. The ideal candidate will have a strong background in banking regulations and compliance, with experience in developing and implementing policies and procedures.You will be responsible for participating in the internal audit of the...

This challenging role requires a highly skilled and experienced professional who can manage complex regulatory environments. The Senior Compliance Officer will be responsible for ensuring that the organization meets all relevant licensing requirements and maintains a strong compliance culture.Responsibilities include:Managing licensing-related matters with...