Compliance Monitoring Specialist

Compliance Monitoring & Testing Manager (FCC) – VP to Director level - Leading Private Bank in Hong KongRole Overview: We are looking for an experienced and detail-oriented professional with at least 10 years of relevant Private Banking Internal Audit or Compliance Monitoring & Testing (FCC) experience to join a global private bank as a Compliance...

Compliance Monitoring & Testing Manager (FCC) - Leading Private Bank in Hong KongRole Overview: We are seeking an experienced professional with at least 10 years of relevant Private Banking Internal Audit or Compliance Monitoring & Testing (FCC) experience to join a global private bank as a Compliance Monitoring & Testing (VP/Director) focusing on Financial...

Job Summary:About the PositionThis AVP, Compliance Assurance role involves conducting compliance monitoring activities, identifying regulatory risks, and proposing recommendations for mitigation. The ideal candidate will have a strong background in compliance assurance functions in corporate banking, with excellent analytical and communication skills.Main...

**About Us**DBS Bank is a leading financial services group in Asia, with a long history of commitment to excellence.We are seeking an experienced Credit Monitoring Specialist Lead to join our Risk Management Group.As a member of our team, you will play a critical role in ensuring the effective management of risk across the Bank.**Key...

We are seeking a seasoned Compliance Monitoring & Testing Manager to lead our Financial Crime Compliance efforts. As a key member of our team, you will be responsible for driving monitoring and testing initiatives to ensure robust compliance with anti-financial crime regulations.Key Responsibilities:Risk-based Compliance Monitoring: Develop and execute a...

**Compliance and Risk Monitoring Role Overview**We are seeking a skilled Compliance and Risk Monitoring Manager to ensure compliance with regulatory requirements and internal policies, as well as monitoring and mitigating operational risks in corporate banking.Key Responsibilities:Review customer profiles and KYC documents for onboarding, periodic review,...

Our ClientEuropean Based Wealth Management Banking Group, hiring over 550 employees in APAC region and total AUM USD of 195 Billion+ is in search for Compliance Monitoring Veteran of VP Level for Greater China region.Job DutiesPerform annual risk assessment to identify key risk areas that need to be monitored.Report to North Asia Head of...

About the RoleThis is a leadership position within our compliance team, responsible for developing and implementing a comprehensive monitoring program to ensure adherence to relevant laws and regulations.

Company OverviewExcis Compliance is a leading provider of innovative solutions in the field of compliance and regulatory affairs. Our team of experts is dedicated to delivering high-quality services that meet the evolving needs of our clients.

Job DescriptionWe are seeking a highly skilled Transaction Monitoring Specialist to join our team at ACCA Careers.In this role, you will be responsible for conducting daily Transactions Monitoring and Name Screening reviews, liaising with Frontline and Compliance colleagues to identify true and false positive hits with justification.You will also conduct...

Job DescriptionWe are seeking a highly skilled Compliance Risk Management Specialist to join our team at ConnectedGroup. As AVP, Regulatory Compliance Officer, you will play a key role in ensuring the Bank's compliance with relevant laws and regulations.Key Responsibilities:Develop and implement effective compliance monitoring activities pursuant to the...

We are looking for a highly skilled Corporate Compliance Specialist to join our team. As a key member of the Legal Department, you will be responsible for ensuring compliance to processes and procedures, providing guidance to ensure conformity and consistency in the application of Alphabet's policies/practices.Main Responsibilities:Oversee corporate...

Job Description:Quality System ManagementThe Commercial Quality Specialist is accountable for ensuring that all product, process, or system-related quality activities supporting the business at the affiliate are compliant with corporate, governmental, and local regulations.This role requires an in-depth knowledge of one or more elements and is considered a...

Job DescriptionWe are seeking a highly skilled Compliance Risk Specialist to join our team. As a key member of the compliance function, you will be responsible for performing compliance reviews and conducting risk-based compliance monitoring.ResponsibilitiesPerform comprehensive compliance reviews to ensure adherence to regulatory requirements.Identify and...

Survey Monitoring Role SummaryWe are looking for a highly motivated and experienced Survey Monitoring Specialist to join our team. In this role, you will be responsible for conducting survey monitoring and checking to provide quality records of survey work.Key Accountabilities:Conduct survey monitoring and checking to ensure the accuracy and reliability of...

Compliance Specialist (Corporate & Legal Solutions), Hong Kong1 week ago Be among the first 25 applicantsCompliance Specialist (Corporate & Legal Solutions), Hong KongMonday - Friday, 9.00am - 6.00pmAbout the roleWe are looking for a Compliance Specialist to join our Risk & Compliance team in Hong Kong. In this role you will join an international team of...

Job DescriptionAs a Portfolio Monitoring Specialist, you will be responsible for monitoring data and reports of portfolio companies' investments, conducting financial analysis, and identifying growth and value enhancement drivers.Perform thorough analysis of investment performance, industry sector review, and portfolio risk assessments.Work closely with...

We are seeking a highly motivated and detail-oriented Compliance Specialist to join our Regional Compliance team. This key role will support insightful Compliance reporting, drive Compliance analytics, enable innovation, and ensure global compliance activities are delivered to a high standard across the region.Job AccountabilitiesResponsible for timely and...

A fast-growing, high performing, award winning asset manager is hiring a Compliance Specialist as a new headcount due to continuous business growth. Responsibilities * Day-to-day compliance monitoring in line with existing ARP Compliance policies and procedures, including but not limited to personal account dealing, gifts and entertainment, conflicts...

At Captiare Limited, we are seeking a highly skilled Compliance Assurance Specialist to join our team in Hong Kong.Job OverviewThe successful candidate will be responsible for conducting effective compliance monitoring activities and identifying potential or actual regulatory risks arising from the results of these activities. They will also conduct regular...