Current jobs related to Banking Compliance Officer - Hong Kong, Central and Western District - JC Executive Search

  • Chief Compliance Officer Digital Banking

    5 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Madison Pearl Full time

    About Madison Pearl:Madison Pearl is one of Hong Kong's leading digital banking groups, offering a wide range of financial services to retail and corporate clients.The company values its reputation for governance and compliance, ensuring adherence to statutory provisions, regulatory requirements, and industry codes of conduct.We are seeking a seasoned Chief...

  • CHIEF COMPLIANCE OFFICER

    2 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Madison Pearl Full time

    CHIEF COMPLIANCE OFFICER | Digital Banking CHIEF COMPLIANCE OFFICER | Digital Banking (AML focus) Senior executive position Our client is one of Hong Kong's licensed digital banking groups with an established local business spanning both retail and corporate clients. As an industry-leading banking institution, their governance functions ensure compliance...

  • Banking Compliance Officer

    7 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China MUFG Full time

    Mitsubishi UFJ Financial Group (MUFG) is a global leader in the financial industry, serving clients across the globe with our extensive network of 120,000 colleagues. Our company culture is built on the principles of trust, respect, and teamwork, which enables us to deliver innovative solutions and exceptional customer service.This role is part of our...

  • Compliance Officer Leadership

    7 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Madison Pearl Full time

    Madison Pearl is a leading digital banking group in Hong Kong.We are seeking an experienced Chief Compliance Officer to lead our compliance department and enhance our financial crime compliance procedures.You will be responsible for formulating and implementing our overall compliance strategy, providing advice and counsel to senior management on material...

  • Banking Compliance Specialist

    2 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China DBS Bank (Hong Kong) Limited Full time

    Job Description:Candidate must possess a Bachelor degree or equivalent KYC related working experience within the financial service industry, with a minimum of 5 to 7 years' relevant experience in banking industry. As a Banking Compliance Specialist at DBS Bank (Hong Kong) Limited, you will be responsible for conducting daily batch name screening on IBG...

  • Compliance Expert Leader for Investment Banking

    4 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Pure Hong Kong Full time

    **Job Summary:**We are seeking a seasoned Compliance Expert to lead our Hong Kong Investment Banking team.As an important member of the Pure Hong Kong Compliance Team, you will report directly to the Head of Compliance HK and be responsible for providing critical compliance advice to our Global Investment Banking Business.You will also oversee key regulatory...

  • Banking Support Specialist

    3 hours ago

    Hong Kong, Central and Western District, Hong Kong SAR China Chiyu Banking Corporation Limited Remote Work Freelance Full time

    Officer to AMAs a key member of our Branch Services Team, you will be responsible for providing operational support in daily processing tasks, mainly supporting branch networks and other business units.Your duties will include providing administrative support for the team, supporting regular and ad-hoc reporting requests, participating in Bank-wide system...

  • Regulatory Compliance Officer

    1 day ago

    Hong Kong, Central and Western District, Hong Kong SAR China Projob21 Ltd. Full time

    Projob21 Ltd. is a leading international private bank and asset management group with a global presence. We are currently seeking an experienced Regulatory Compliance Officer to join our team.Job OverviewWe are looking for a talented individual to conduct thorough due diligence, account opening approvals, Anti-Money Laundering (AML) investigations, and...

  • Compliance Officer Role

    2 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China iCapital Full time

    iCapital is a leading financial technology platform that has revolutionized the alternative investment marketplace. Our innovative solutions have transformed how advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market strategies for their high-net-worth clients.We are seeking an experienced...

  • Officer to AM

    6 hours ago

    Hong Kong, Central and Western District, Hong Kong SAR China Chiyu Banking Corporation Limited Remote Work Freelance Full time

    Officer to AM (Branch Support)-Agency Contractor (Fresh Graduates are welcomed)Provide operational support in daily processing tasks mainly supporting for branch networks and other business units.Provide administrative supports for the team and support in regular and ad-hoc reporting requests.Participate in the Bank-wide system project assignments.Support in...

  • Compliance Lead for Banking Operations

    6 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China DBS Bank (Hong Kong) Limited Full time

    Company OverviewDBS Bank (Hong Kong) Limited is a leading financial institution that prides itself on its commitment to upholding the values of trust and integrity. We believe in maintaining a good standing with all our regulators, customers, and business partners, and ensuring that our interests are protected by zealously guarding and enhancing our...

  • Compliance Officer

    7 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Citi Full time

    Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure...

  • Compliance Officer

    6 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Larson Maddox Full time

    CLIENT BACKGROUND We are seeking a diligent and proactive Compliance Officer to join our team. The successful candidate will be responsible for overseeing general compliance activities, including staff dealing, SFC and head office reporting, KYC, and AML. This role requires a professional with a solid understanding of compliance regulations and familiarity...

  • Advisory Compliance Officer

    1 week ago

    Hong Kong, Central and Western District, Hong Kong SAR China ZA Full time

    Job Title: Senior Manager/Manager, Regulatory ComplianceZA is seeking a seasoned professional to fill the role of Senior Manager/Manager, Regulatory Compliance . The successful candidate will be responsible for providing expert advice on regulatory matters, reviewing and assessing compliance risks for new products and services, and working with stakeholders...

  • Financial Compliance Officer

    7 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China JC Executive Search Full time

    Job DescriptionThe Compliance Manager will be responsible for:Drafting and reviewing compliance-related documents.Participating in project-related meetings.Supporting compliance work for new projects/services related to Payment Systems and Stored Value Facilities.Conducting compliance self-assessment to meet regulatory requirements.Supporting compliance...

  • Compliance Officer

    8 hours ago

    Hong Kong, Central and Western District, Hong Kong SAR China Mashreq Full time

    About the RoleThis role will play a vital part in ensuring the bank's compliance with evolving Sanctions & AML regulations, recommending enhancements in Compliance controls/processes/systems to the Compliance Manager.Main Responsibilities:Perform gap analysis against local regulations to implement Group Compliance policies.Assist in various business and...

  • Chief Compliance Officer

    2 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Madison Pearl Full time

    Job OverviewMadison Pearl is seeking a seasoned Chief Compliance Officer to lead our compliance department and enhance our financial crime compliance procedures. The ideal candidate will have a deep understanding of Anti-Money Laundering (AML) procedures and regulatory frameworks.About the RoleWe are looking for a senior executive with a strong leadership,...

  • Compliance Officer

    4 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China MRA Search Full time

    A global financial services firm is looking for a Compliance Officer for their asset management business   Roles and Responsibilities- • Advising the Asset Management business on regulatory compliance, risk identification, mitigation, and all regulatory matters • Ensuring compliance and operational risk controls are well in place and that...

  • VP of Compliance

    4 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Pure Hong Kong Full time

    As an important member of their HK Compliance Team, you will report to the Head of Compliance HK and be responsible for providing compliance advice to the Global Investment Banking Business, compliance advisory for M&A, ECM, DCM, and IPO business, ongoing compliance training for front office staff, and handling regulators' (HKEx & SFC) on-site exams and...

  • Compliance Officer

    2 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China SGS Société Générale de Surveillance SA Full time

    Description of JobThe Internal Control Consultant will play a critical role in assessing and testing independently the adequacy of the 1st and 2nd Lines of Defense (LOD1 & LOD2) compliance framework that Business Units (BU) and Support Units (SU) have put in place to mitigate the risks of non-compliance.Main ResponsibilitiesControl Plan Development:...

Banking Compliance Officer

1 week ago

Hong Kong, Central and Western District, Hong Kong SAR China JC Executive Search Full time

Responsibilities

The Compliance Manager will be responsible for:

  • Handling relevant compliance works of the company.
  • Drafting and reviewing compliance documents.
  • Participating in project-related meetings.
  • Supporting compliance work for new projects/services.
  • Conducting compliance self-assessment to meet regulatory requirements.
  • SUPPORTING COMPLIANCE ASPECTS OF LOCAL AND CROSS-BORDER BUSINESS INITIATIVES.
  • Performing research on regulatory updates and relevant compliance issues.

Requirements

  • A degree holder in business or related disciplines.
  • Minimum 7 years of relevant experience, preferably gained from banking or financial sector.
  • Well-versed in ordinances related to the banking/financial industry.
  • Good knowledge of compliance rules, regulatory requirements, procedures, and guidelines.
  • Fluency in English, Cantonese & Putonghua.