AVP - Listing Regulation and Enforcement
19 hours ago
AVP - Listing Regulation and Enforcement Join to apply for the AVP - Listing Regulation and Enforcement role at Hong Kong Exchanges and Clearing Limited (HKEX) 1 month ago Be among the first 25 applicants Get AI-powered advice on this job and more exclusive features. Company Introduction We’re home to Asia's most dynamic and vibrant capital markets. Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day. HKEX is a purpose-driven company. Our commitment to the long-term development of our business and our markets is articulated in our purpose: "To Connect, Promote and Progress our Markets and the Communities they support for the prosperity of all." Responsibilities To lead and manage a sub-team of 1 to 2 people (within a team of 7 people) responsible for a portfolio of 80–120 listed issuers and monitoring their Listing Rules compliance, including administrating and providing guidance on interpretation of the Listing Rules, handling listing and waiver applications and reviewing the issuers’ communications for compliance with Listing Rules requirements To carry out pro‑active monitoring of listed issuers and their compliance with their continuing listing obligations, identify complex issues and emerging market trends and resolve these issues To take an active role in the development of the department by encouraging and following through on operational improvement initiatives To take lead in training and monitoring the progress of new/junior team members, and also assist the team leader to identify the training needs of team members and assist their developments To lead or take an active role in department work and projects covering areas requiring skills in project management, data analytics, information technology, newsletter/seminars as required To provide accounting, legal and other professional support to the work of the department, particularly with respect to the review of novel and complex accounting, legal, business and financial issues Requirements Qualified lawyers/accountants or university graduates of other relevant disciplines with at least 8 years working experience in law, accounting, corporate finance, investment banking or a related field, of which at least 2 years at management/supervisory level. Candidates with more experience will be considered for roles with more responsibility Experience that demonstrates advanced knowledge of the Listing Rules and the securities industry and its practices including securities laws and accounting practices Strong interpersonal and presentation skills and knowledge of investigative techniques and procedures Good command of written and spoken English and Chinese. Proficiency in Putonghua is essential HKEX is committed as an Equal Opportunity Employer. Diversity is one of our core values and we look to support, respect diverse perspectives, abilities, culture and experiences within our workplace. Location: HKEX - Exchange Square Shift: Standard - 40 Hours (Hong Kong SAR) Scheduled Weekly Hours: 40 Worker Type: Permanent Seniority Level Executive Employment Type Full‑time Job Function Other, Information Technology, and Management Referrals increase your chances of interviewing at Hong Kong Exchanges and Clearing Limited (HKEX) by 2x #J-18808-Ljbffr
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AVP, Listing Regulation
1 week ago
Hong Kong Island, Hong Kong SAR China Hong Kong Exchanges & Clearing Ltd Full timeA leading financial services organization in Hong Kong is seeking an AVP - Listing Regulation and Enforcement to lead compliance efforts for 80–120 listed issuers. The ideal candidate will have experience in law or finance and skills in managing teams. Responsibilities include overseeing compliance, conducting proactive monitoring, and implementing...
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AVP - Listing Regulation and Enforcement
1 week ago
Hong Kong Island, Hong Kong SAR China Hong Kong Exchanges & Clearing Ltd Full timeAVP - Listing Regulation and Enforcement We’re home to Asia's most dynamic and vibrant capital markets. Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day. HKEX is a purpose-driven company. Our commitment to the...
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AVP, Listing Enforcement
7 days ago
hong kong, Hong Kong SAR China Hong Kong Exchanges and Clearing Limited (HKEX) Full timeOverview Join to apply for the AVP, Listing Enforcement role at Hong Kong Exchanges and Clearing Limited (HKEX) . Job summary: You will be provided with an interesting mix of investigative and disciplinary case work, together with challenging project work. You will need to be a strong, balanced and persuasive communicator, with an enquiring mind and an eye...
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hong kong, Hong Kong SAR China Hong Kong Exchanges and Clearing Limited (HKEX) Full timeAssociate - Listing Regulation and Enforcement (Legal, Accounting, Corporate Finance, Investment Banking) Join to apply for the Associate - Listing Regulation and Enforcement (Legal, Accounting, Corporate Finance, Investment Banking) role at Hong Kong Exchanges and Clearing Limited (HKEX) Company Introduction:We’re home to Asia's most dynamic and vibrant...
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Hong Kong Island, Hong Kong SAR China Michael Page International (HK) Ltd Full timeAssociate/AVP - Market Surveillance & Monitoring Add expected salary to your profile for insights Rule Enforcement : Conduct inspections, annual attestations, and thematic reviews Market Education : Organize seminars, roundtables, and publish compliance bulletins Reporting & Analytics : Prepare presentations and use data tools for insights System Testing :...
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Contract Manager, Enforcement
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hong kong, Hong Kong SAR China Securities and Futures Commission Full timeA financial regulatory body in Hong Kong is seeking a Temporary Manager for a 6-month contract in its Enforcement Division. The role involves investigating corporate misconduct, detecting fraud by listed companies, and preparing legal cases. Ideal candidates will have a relevant degree, professional qualifications in Law or Accounting, and at least five...
