Associate - Listing Regulation and Enforcement (Legal, Accounting, Corporate Finance, Investmen[...]

AVP - Listing Regulation and Enforcement Join to apply for the AVP - Listing Regulation and Enforcement role at Hong Kong Exchanges and Clearing Limited (HKEX) 1 month ago Be among the first 25 applicants Get AI-powered advice on this job and more exclusive features. Company Introduction We’re home to Asia's most dynamic and vibrant capital markets....

AVP - Listing Regulation and Enforcement We’re home to Asia's most dynamic and vibrant capital markets. Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day. HKEX is a purpose-driven company. Our commitment to the...

A leading financial services organization in Hong Kong is seeking an AVP - Listing Regulation and Enforcement to lead compliance efforts for 80–120 listed issuers. The ideal candidate will have experience in law or finance and skills in managing teams. Responsibilities include overseeing compliance, conducting proactive monitoring, and implementing...

About Our Client Our client is a regulatory organization in HK. They are looking for an in-house Counsel to join their regulatory team and focus on enforcement and disciplinary matters. Job Description Legal Advisory: Provide expert legal advice on enforcement actions, disciplinary procedures, and related regulatory matters. Interpret and apply relevant...

A financial regulatory body in Hong Kong is seeking a Temporary Manager for a 6-month contract in its Enforcement Division. The role involves investigating corporate misconduct, detecting fraud by listed companies, and preparing legal cases. Ideal candidates will have a relevant degree, professional qualifications in Law or Accounting, and at least five...

Corporate Finance - Manager/ Senior Manager Add expected salary to your profile for insights Handle corporate finance projects including IPOs, financial advisory on mergers and acquisitions, Listing Rules and/or Takeovers Code related transactions; Assist in preparing pitch books, executing transactions and conducting due diligence; Prepare listing...

Temporary Manager (6-Month Contract) – Enforcement (Investigation – Corporate Misconduct Team) Ref.: SFC/TM/INVCMT/ENF/ Duties & Responsibilities The SFC is a world recognised regulator. Its Enforcement Division often works on cutting edge market and listed company crime and intermediary misconduct cases that are intellectually challenging and crucial to...

Overview Join to apply for the AVP, Listing Enforcement role at Hong Kong Exchanges and Clearing Limited (HKEX) . Job summary: You will be provided with an interesting mix of investigative and disciplinary case work, together with challenging project work. You will need to be a strong, balanced and persuasive communicator, with an enquiring mind and an eye...

Director - Corporate Finance (Corporate Disclosure - Monitoring) Join to apply for the Director - Corporate Finance (Corporate Disclosure - Monitoring) role at Securities and Futures Commission (SFC) The Corporate Disclosure Team is a unit formed by the merger of the Monitoring Team and the Takeovers Team to consider and address corporate misconduct from a...

Our client, a leading regulatory authority, is seeking a Senior/ Legal Counsel to join its Enforcement Division. This role is pivotal in advising on complex enforcement matters, managing investigations, and supporting litigation to uphold regulatory compliance and market integrity. Description Advise on enforcement actions, investigations, and disciplinary...