AVP, Listing Regulation

AVP - Listing Regulation and Enforcement We’re home to Asia's most dynamic and vibrant capital markets. Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day. HKEX is a purpose-driven company. Our commitment to the...

Overview Join to apply for the AVP, Listing Enforcement role at Hong Kong Exchanges and Clearing Limited (HKEX) . Job summary: You will be provided with an interesting mix of investigative and disciplinary case work, together with challenging project work. You will need to be a strong, balanced and persuasive communicator, with an enquiring mind and an eye...

Legal Counsel (AVP) Capital Markets, IPO and M&A (SFC firm) Job Title: Legal Counsel (AVP) Capital Markets, IPO and M&A (SFC firm) Location: Central / Western, Hong Kong Job Description: A Legal Counsel (AVP) in Capital Markets, IPO, and M&A (SFC firm) is required to join and support a high-performing in-house legal team that provides legal advice and...

A financial services firm based in Hong Kong is seeking a Legal Counsel (AVP) to support their capital markets, IPO, and M&A activities. This role requires a minimum of 3-5 years of legal experience, knowledge of HK Listings Rules, and strong skills in both Simplified Chinese and English. The successful applicant will provide legal guidance, draft contracts,...

Associate - Listing Regulation and Enforcement (Legal, Accounting, Corporate Finance, Investment Banking) Join to apply for the Associate - Listing Regulation and Enforcement (Legal, Accounting, Corporate Finance, Investment Banking) role at Hong Kong Exchanges and Clearing Limited (HKEX) Company Introduction:We’re home to Asia's most dynamic and vibrant...

Our client is a leading financial institution. Due to business needs, they are seeking a high calibre AVP/VP, Business Manager in Hong Kong. Responsibilities Report to the Managing Director of the business Support the execution of the business plan and management of Profit & Loss of the business Establish strong relationships and communications with internal...

Legal Counsel (AVP) Prefer Native Mandarin with PRC or Mainland firm experience Add expected salary to your profile for insights A Legal Counsel, (Wealth Management and General Legal) AVP (Assistant Vice President) is required to join and supplements high performing in-house legal team, who provides legal advice and supports our client’s brokerage, wealth,...

Job Description - VP/AVP, Secretariat A) Job Description VP/AVP, Secretariat - A) Business Function Group Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a good standing with all our regulators, customers, and business partners. Because we...

A financial services company in Hong Kong seeks an AVP for Integrated Risk Management to lead compliance initiatives and improve risk oversight. The ideal candidate possesses over 5 years of experience in risk management within a banking environment and has a strong understanding of Hong Kong regulations. This role requires excellent organizational skills...

A leading financial services firm in Hong Kong seeks a Legal Counsel (AVP) experienced in wealth management and regulatory matters. The role involves providing legal advice, drafting contracts, and liaising with regulators. Candidates should have strong Mandarin and Simplified Chinese writing skills, along with a solid understanding of financial regulations....